Unity Bancorp UNTY Insider Ownership

NASDAQ UNTY

$58.21 -0.40 (-0.68%)

At close: Nov 10, 2026 · 4:00 PM EST

Insider Holdings by Owner

2.73Mn Shares

David D Dallas1.77Mn64.9%

James A Hughes212.84K7.8%

Wayne Courtright118.82K4.3%

Mark S Brody117.85K4.3%

John J Kauchak76.95K2.8%

Other insiders (16)433.83K15.9%

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

24.89%

▼-0.064% pp QoQ

Shares Held by Insiders

2.50Mn

filed for Sep 2026

▼-0.28% QoQ

Shares Outstanding

10.04Mn

10,041,000 shares

Direct Holdings

723.05K

Indirect: 1.78Mn

Net Open-Market Trades

-7.35K

net sold · -$434.74K in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Open-Market Insider Trades

Bought Sold

Latest quarter —

Net over range —

Net-buying quarters —

Insider Ownership Summary

Updated Oct 30, 2026

Across the past 12 months, open-market trades by Unity Bancorp insiders were all sales, totaling $1.85 million (34.47K shares).

Unity Bancorp's open-market sales in the past 12 months came from 9 insiders; no insider bought.
Robert H. Dallas II (Director and 10% owner) was the top open-market seller of Unity Bancorp over the past 12 months, with $735,434 sold (14.81K shares) and the latest sale on March 13, 2026.
Peter E. Maricondo (Director) made the most recent open-market trade by an insider of Unity Bancorp, a sale of 470 shares for $26,436 on October 20, 2026.
Outside the open market, Unity Bancorp insiders received 1.24K shares in stock awards and acquired 28.8K shares through option exercises and conversions over the past 12 months.
Business Quant data shows Unity Bancorp insiders holding 2.51Mn shares in total in their latest Form 4 filings, up 0.16% from 2.51Mn shares at the end of Q2 2026 and up 3.66% from 2.42Mn shares at the end of Q3 2025.
Of the 2.51Mn shares held by Unity Bancorp insiders, 733.88K shares (29.24%) are held directly and 1.78Mn shares (70.76%) indirectly, through trusts, partnerships, family members and other entities.
Per Business Quant, 16 insiders of UNTY hold shares, counting officers, directors and 10% owners who have filed a Form 4 in the past two years.
Unity Bancorp's three biggest insider holders are Robert H. Dallas II (Director and 10% owner, 1.81Mn shares), James A. Hughes (CEO, 183.14K shares) and Wayne Courtright (Director, 118.87K shares), based on their latest Form 4 filings.
The holding of Robert H. Dallas II makes up 72.04% of all shares held by Unity Bancorp insiders.
Institutional holders reported 52.17% of Unity Bancorp's outstanding shares for Q2 2026; insiders' latest Form 4 filings put their stake at about 24.99%, and other investors, including the public, hold the remaining 22.84%.
In the past year, 16 insiders of Unity Bancorp submitted 48 Form 4 filings reporting trades, awards or other transactions.
These insider figures for Unity Bancorp are based on Form 4 filings through October 29, 2026.

Form 4 Holdings

Insiders Holding UNTY

Insiders 21

Shares held 2.73Mn

Of outstanding 27.22%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	David D Dallas	Director, TenPercentOwner, Other	4,976	1,767,578	1,772,554	64.9%	27 Jan, 2026
2	James A Hughes	Ceo	212,837	0	212,837	7.8%	17 Mar, 2026
3	Wayne Courtright	Director	118,821	0	118,821	4.3%	28 Jan, 2026
4	Mark S Brody	Director	117,854	0	117,854	4.3%	29 May, 2026
5	John J Kauchak	Evp/Coo	76,947	0	76,947	2.8%	08 May, 2023
6	Aaron Tucker	Director	76,418	0	76,418	2.8%	29 Oct, 2026
7	Raj Patel	Director	54,313	0	54,313	2.0%	28 Jan, 2026
8	Peter E Maricondo	Director	53,943	0	53,943	2.0%	21 Oct, 2026
9	George Boyan	President	52,825	0	52,825	1.9%	04 Sep, 2026
10	Mary E. Gross	Director	38,566	0	38,566	1.4%	20 Apr, 2026
11	Robert H Ii Dallas	Director, TenPercentOwner	36,997	0	36,997	1.4%	16 Mar, 2026
12	Janice Bolomey	Cao/Evp	36,915	0	36,915	1.4%	27 Mar, 2023
13	David G Bove	Chief Information Officer/Svp	18,987	0	18,987	0.7%	28 Jan, 2026
14	Vincent Geraci	Director Mortgage Lending/Fsvp	16,562	0	16,562	0.6%	28 Jan, 2026
15	Donald E. Jr. Souders	Director	13,352	0	13,352	0.5%	25 Apr, 2025
16	Minsu Kim	Chief Credit Officer/Svp	9,182	0	9,182	0.3%	28 Jan, 2026
17	Stephen Rooney	Chief Credit Officer/1St Svp	8,445	0	8,445	0.3%	04 Feb, 2022
18	James Joseph Donovan	Chief Lending Officer/Fsvp	4,950	0	4,950	0.2%	20 May, 2026
19	Daniel C Sharabba	Chief Retail Officer/Svp	4,651	0	4,651	0.2%	15 Jun, 2026
20	James R Davies	Chief Financial Officer/Fsvp	4,113	0	4,113	0.2%	17 Aug, 2026
21	Allen Tucker	Director, Other	3,608	0	3,608	0.1%	05 Jan, 2022

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,244 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
28 Oct, 2026	Aaron Tucker	Director	Acquired M	1,500	$15.70	$23.55K	72,418	Direct
28 Oct, 2026	Aaron Tucker	Director	Disposed M	1,500	$0.00	$0	16,800	Direct
20 Oct, 2026	Peter E Maricondo	Director	Acquired M	1,600	$15.70	$25.12K	50,413	Direct
20 Oct, 2026	Peter E Maricondo	Director	Disposed S	470	$56.25	$26.44K	49,943	Direct
20 Oct, 2026	Peter E Maricondo	Director	Disposed M	1,600	$0.00	$0	16,800	Direct
02 Sep, 2026	George Boyan	President	Disposed S	845	$59.11	$49.94K	31,519	Direct
03 Sep, 2026	George Boyan	President	Disposed S	6,504	$59.16	$384.79K	25,015	Direct
16 Aug, 2026	James R Davies	Chief Financial Officer/Fsvp	Disposed F	91	$61.82	$5.63K	3,963	Direct
12 Jun, 2026	Daniel C Sharabba	Chief Retail Officer/Svp	Disposed F	90	$55.45	$4.99K	4,651	Direct
27 May, 2026	Mark S Brody	Director	Acquired M	1,600	$15.70	$25.12K	115,454	Direct
27 May, 2026	Mark S Brody	Director	Disposed S	1,600	$55.24	$88.38K	113,854	Direct
27 May, 2026	Mark S Brody	Director	Disposed M	1,600	$0.00	$0	16,800	Direct
18 May, 2026	James Joseph Donovan	Chief Lending Officer/Fsvp	Disposed F	69	$52.43	$3.62K	4,950	Direct
17 Apr, 2026	Mary E. Gross	Director	Disposed S	2,075	$56.01	$116.22K	18,479	Direct
15 Mar, 2026	James A Hughes	Ceo	Disposed F	1,819	$50.01	$90.97K	44,324	Direct
15 Mar, 2026	George Boyan	President	Disposed F	995	$50.01	$49.76K	30,810	Direct
16 Mar, 2026	George Boyan	President	Disposed F	1,085	$50.01	$54.26K	27,810	Direct
16 Mar, 2026	James A Hughes	Ceo	Disposed F	1,819	$50.01	$90.97K	39,824	Direct
12 Mar, 2026	Robert H Ii Dallas	Director, TenPercentOwner	Acquired M	500	$15.70	$7.85K	30,086	Direct
12 Mar, 2026	Robert H Ii Dallas	Director, TenPercentOwner	Acquired M	152	$19.75	$3.00K	30,238	Direct

Showing 1 to 20 of 1,244 transactions