| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Brian H. Franke | 4,495,115 | 0 | 19 May, 2025 | |
| Andrew S. Broderick | 848,441 | 0 | 19 May, 2025 | |
| Bernard L Han | 414,627 | 0 | 19 May, 2025 | |
| James G. Dempsey | President Ceo | 347,613 | 0 | 10 Feb, 2026 |
| Robert J. Genise | 330,534 | 0 | 04 Sep, 2025 | |
| Trevor J. Stedke | Sr. Vice President, Operations | 250,387 | 0 | 10 Feb, 2026 |
| Mark Christopher Mitchell | Svp Cfo | 178,785 | 0 | 10 Feb, 2026 |
| Howard Diamond | Evp, Legal Corporate Affairs | 157,321 | 0 | 10 Feb, 2026 |
| Josh T. Connor | 141,505 | 0 | 19 May, 2025 | |
| Michael R Macdonald | 118,227 | 0 | 19 May, 2025 | |
| Patricia Salas Pineda | 115,533 | 0 | 19 May, 2025 | |
| Steve Schuller | Svp, Human Resources | 107,175 | 0 | 10 Feb, 2026 |
| Rajat Khanna | Svp Cio | 90,773 | 0 | 29 Oct, 2024 |
| Alejandro Daniel Wolff | 90,183 | 0 | 19 May, 2025 | |
| Daniel M. Shurz | Sr. Vice President, Commercial | 66,580 | 0 | 24 Feb, 2023 |
| Ofelia Kumpf | 64,179 | 0 | 19 May, 2025 | |
| Alexandre Clerc | Svp, Customers | 52,758 | 0 | 10 Feb, 2026 |
| Robert Schroeter | Svp, Chief Commercial Officer | 49,022 | 0 | 10 Feb, 2026 |
| Jacob F. Filene | Sr. Vice President, Customers | 27,778 | 0 | 13 Apr, 2023 |
| Nancy Lipson | 26,294 | 0 | 19 May, 2025 | |
| Josh A Wetzel | Vp Cao | 25,561 | 0 | 10 Feb, 2026 |
| Craig R. Maccubbin | Svp Cio | 23,167 | 0 | 16 Mar, 2023 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 06 Feb, 2026 | Howard Diamond | Common Stock | A | 18,335 | - | 155,346 | D | M |
| 06 Feb, 2026 | Steve Schuller | Common Stock | A | 14,421 | - | 109,347 | D | M |
| 06 Feb, 2026 | Alexandre Clerc | Common Stock | A | 14,421 | - | 56,904 | D | M |
| 06 Feb, 2026 | James G. Dempsey | Common Stock | A | 37,082 | - | 338,346 | D | M |
| 06 Feb, 2026 | Robert Schroeter | Common Stock | A | 14,421 | - | 53,997 | D | M |
| 06 Feb, 2026 | Mark Christopher Mitchell | Common Stock | A | 14,421 | - | 181,646 | D | M |
| 06 Feb, 2026 | Trevor J. Stedke | Common Stock | A | 14,421 | - | 249,802 | D | M |
| 06 Feb, 2026 | Josh A Wetzel | Common Stock | A | 4,635 | - | 21,763 | D | M |
| 06 Feb, 2026 | Mark Christopher Mitchell | Common Stock | D | 6,309 | $5.65 | 175,337 | D | F |
| 06 Feb, 2026 | Josh A Wetzel | Common Stock | D | 1,599 | $5.65 | 20,164 | D | F |
| 06 Feb, 2026 | Trevor J. Stedke | Common Stock | D | 6,309 | $5.65 | 243,493 | D | F |
| 06 Feb, 2026 | James G. Dempsey | Common Stock | D | 11,690 | $5.65 | 326,656 | D | F |
| 06 Feb, 2026 | Steve Schuller | Common Stock | D | 6,309 | $5.65 | 103,038 | D | F |
| 06 Feb, 2026 | Alexandre Clerc | Common Stock | D | 4,146 | $5.65 | 52,758 | D | F |
| 06 Feb, 2026 | Robert Schroeter | Common Stock | D | 4,975 | $5.65 | 49,022 | D | F |
| 06 Feb, 2026 | Howard Diamond | Common Stock | D | 8,021 | $5.65 | 147,325 | D | F |
| 06 Feb, 2026 | Robert Schroeter | Restricted Stock Units | D | 14,421 | $0.00 | 28,842 | D | M |
| 06 Feb, 2026 | Alexandre Clerc | Restricted Stock Units | D | 14,421 | $0.00 | 28,842 | D | M |
| 08 Feb, 2026 | Josh A Wetzel | Common Stock | A | 4,902 | - | 25,066 | D | M |
| 08 Feb, 2026 | Mark Christopher Mitchell | Common Stock | A | 3,657 | - | 178,994 | D | M |