Triumph Financial TFIN Insider Ownership

NYSE TFIN
$61.64 -1.72 (-2.71%)
At close: Nov 10, 2026 · 4:00 PM EST

Insider Holdings by Owner

1.10Mn Shares
Carlos M Sepulveda365.74K33.3%
Aaron P Graft150.68K13.7%
Charles Albert Anderson129.23K11.8%
Richard Loren Davis55.28K5.0%
C Todd Sparks50.76K4.6%
Other insiders (16)348.00K31.6%

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
5.81%
▼-0.037% pp QoQ
Shares Held by Insiders
1.39Mn
filed for Sep 2026
▼-0.53% QoQ
Shares Outstanding
23.92Mn
23,921,510 shares
Direct Holdings
1.08Mn
Indirect: 311.81K
Net Open-Market Trades
-6.65K
net sold · -$510.31K in Sep 2026
Insiders Holding Shares
21
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Open-Market Insider Trades

Bought Sold
Latest quarter —
Net over range —
Net-buying quarters —

Insider Ownership Summary

Over the trailing 12 months, TFIN insiders bought $969,051 worth of shares (15.95K shares) and sold $924,719 worth (12.98K shares) in open-market trades.

Form 4 Holdings

Insiders Holding TFIN

Insiders 21
Shares held 1.10Mn
Of outstanding 4.60%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Carlos M Sepulveda Executive Chairman 365,738 0 365,738 33.3% 05 May, 2026
2 Aaron P Graft President Ceo 150,678 0 150,678 13.7% 09 Nov, 2026
3 Charles Albert Anderson Director 129,228 0 129,228 11.8% 05 May, 2026
4 Richard Loren Davis Director 55,280 0 55,280 5.0% 02 Jul, 2025
5 C Todd Sparks Director 50,757 0 50,757 4.6% 05 May, 2026
6 Gail Lehmann Evp And Secretary 49,478 0 49,478 4.5% 03 May, 2024
7 Michael P Rafferty Director 47,639 0 47,639 4.3% 05 May, 2026
8 Todd Ritterbusch President Tbk Bank, Ssb 43,804 0 43,804 4.0% 11 May, 2026
9 Davis R Deadman Director 36,934 0 36,934 3.4% 05 May, 2026
10 Adam D Nelson Evp And General Counsel 23,755 0 23,755 2.2% 05 Aug, 2026
11 Geoffrey Paul Brenner Ceo Triumph Business Capital 22,834 0 22,834 2.1% 04 May, 2022
12 Harrison B. Barnes Director 22,178 0 22,178 2.0% 02 Jul, 2025
13 Maribess L Miller Director 19,699 0 19,699 1.8% 02 Jul, 2025
14 William B. Voss Chief Financial Officer 15,996 0 15,996 1.5% 05 May, 2026
15 Edward Joseph Schreyer Evp, Chief Operating Officer 15,534 0 15,534 1.4% 21 Aug, 2026
16 Frederick Perpall Director 10,376 0 10,376 0.9% 03 Feb, 2022
17 Charles A Anderson Director 0 10,000 10,000 0.9% 05 May, 2025
18 Melissa Forman-Barenblit Evp, Pres Triumphpay Tbk Bank 9,808 0 9,808 0.9% 08 May, 2024
19 Laura Easley Director 9,559 0 9,559 0.9% 05 May, 2026
20 Debra A Bradford Director 8,537 0 8,537 0.8% 05 May, 2026
21 Melissa K Mcsherry Director 1,871 0 1,871 0.2% 05 May, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

828 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
05 Nov, 2026 Aaron P Graft President Ceo Acquired M 11,883 $25.80 $306.58K 181,186 Direct
05 Nov, 2026 Aaron P Graft President Ceo Disposed S 11,883 $62.14 $738.41K 169,303 Direct
05 Nov, 2026 Aaron P Graft President Ceo Disposed G 3,125 $0.00 $0 166,178 Direct
06 Nov, 2026 Aaron P Graft President Ceo Disposed S 652 $62.01 $40.43K 165,526 Direct
09 Nov, 2026 Aaron P Graft President Ceo Disposed S 14,848 $62.81 $932.60K 150,678 Direct
05 Nov, 2026 Aaron P Graft President Ceo Disposed M 11,883 $25.80 $306.58K 0 Direct
20 Aug, 2026 Edward Joseph Schreyer Evp, Chief Operating Officer Disposed S 2,900 $73.75 $213.88K 15,534 Direct
04 Aug, 2026 Adam D Nelson Evp And General Counsel Disposed S 3,750 $79.05 $296.44K 23,755 Direct
22 May, 2026 Edward Joseph Schreyer Evp, Chief Operating Officer Disposed S 2,900 $66.70 $193.43K 18,434 Direct
08 May, 2026 Todd Ritterbusch President Tbk Bank, Ssb Acquired P 7,000 $67.01 $469.07K 22,804 Direct
01 May, 2026 C Todd Sparks Director Acquired A 1,258 $0.00 $0 50,757 Direct
01 May, 2026 Aaron P Graft President Ceo Acquired A 9,391 $0.00 $0 158,573 Direct
01 May, 2026 Davis R Deadman Director Acquired A 1,258 $0.00 $0 10,434 Direct
01 May, 2026 Edward Joseph Schreyer Evp, Chief Operating Officer Acquired A 4,163 $0.00 $0 22,082 Direct
01 May, 2026 Michael P Rafferty Director Acquired A 1,528 $0.00 $0 38,571 Direct
01 May, 2026 Melissa K Mcsherry Director Acquired A 1,258 $0.00 $0 1,871 Direct
01 May, 2026 Carlos M Sepulveda Director Acquired A 1,628 $0.00 $0 352,940 Direct
01 May, 2026 Todd Ritterbusch President Tbk Bank, Ssb Acquired A 2,359 $0.00 $0 15,218 Direct
01 May, 2026 Laura Easley Director Acquired A 1,258 $0.00 $0 9,559 Direct
01 May, 2026 Michael P Rafferty Director Acquired A 1,258 $0.00 $0 38,301 Direct