SWK Holdings SWKHL Insider Ownership

NASDAQ SWKHL
$25.13 -0.02 (-0.06%)
As of: Oct 19, 2026 · 3:18 PM EDT

Insider Holdings by Owner

513.71K Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
1.51%
▼-0.183% pp QoQ
Shares Held by Insiders
183.30K
filed for Sep 2026
▼-10.81% QoQ
Shares Outstanding
12.16Mn
12,162,000 shares
Direct Holdings
183.30K
Indirect: 0
Net Shares Traded (QoQ)
-22.23K
net selling in Sep 2026
Insiders Holding Shares
14
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Over the past year, SWKHL insiders did not buy or sell the stock on the open market.

Form 4 Holdings

Insiders Holding SWKHL

Insiders 14
Shares held 513.71K
Of outstanding 4.22%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Joe David Jr Staggs President 123,766 0 123,766 24.1% 17 Apr, 2025
2 Winston L Iii Black Chief Executive Officer 99,737 0 99,737 19.4% 21 Sep, 2022
3 Michael Weinberg Director 76,602 0 76,602 14.9% 12 Jan, 2022
4 Dana Blair Baker Director 41,625 0 41,625 8.1% 12 Jan, 2022
5 Christopher W Haga Director 37,233 0 37,233 7.2% 12 Jan, 2022
6 Edward B Stead Director 26,690 0 26,690 5.2% 12 Jan, 2022
7 Marcus Edward Pennington Director 22,227 0 22,227 4.3% 01 Jul, 2024
8 Robert K. Hatcher Director 18,286 0 18,286 3.6% 18 Jun, 2025
9 Laurie L. Dotter Director 16,791 0 16,791 3.3% 18 Jun, 2025
10 Adam Rice Chief Financial Officer 15,247 0 15,247 3.0% 04 Feb, 2025
11 Jerry Albright Director 10,832 0 10,832 2.1% 18 Jun, 2025
12 Aaron G.L. Fletcher Director 9,873 0 9,873 1.9% 12 Jan, 2022
13 Yvette M Heinrichson Chief Financial Officer 8,621 0 8,621 1.7% 05 Oct, 2022
14 Wendy F Dicicco Director 6,182 0 6,182 1.2% 04 Jan, 2023

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

404 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
06 Apr, 2026 Capital, L.P. Carlson TenPercentOwner Disposed J 8,493,088 $0.00 $0 0 Direct
06 Apr, 2026 Capital, L.P. Carlson TenPercentOwner Disposed J 12,287 $0.00 $0 0 Direct
06 Apr, 2026 Capital, L.P. Carlson TenPercentOwner Disposed J 399,567 $0.00 $0 0 Direct
06 Apr, 2026 Capital, L.P. Carlson TenPercentOwner Disposed J 62,106 $0.00 $0 0 Direct
06 Apr, 2026 Capital, L.P. Carlson TenPercentOwner Disposed J 62,106 $0.00 $0 0 Direct
06 Apr, 2026 Capital, L.P. Carlson TenPercentOwner Disposed J 62,106 $0.00 $0 0 Direct
06 Apr, 2026 Capital, L.P. Carlson TenPercentOwner Disposed J 2,506 $0.00 $0 0 Direct
06 Apr, 2026 Capital, L.P. Carlson TenPercentOwner Disposed J 8,493,088 $0.00 $0 0 Indirect
06 Apr, 2026 Capital, L.P. Carlson TenPercentOwner Disposed J 8,493,088 $0.00 $0 0 Indirect
06 Apr, 2026 Capital, L.P. Carlson TenPercentOwner Disposed J 8,632,093 $0.00 $0 0 Indirect
16 Jun, 2025 Laurie L. Dotter Director Acquired A 3,858 $14.26 $55.02K 16,791 Direct
16 Jun, 2025 Jerry Albright Director Acquired A 3,858 $14.26 $55.02K 10,832 Direct
16 Jun, 2025 Robert K. Hatcher Director Acquired A 3,858 $14.26 $55.02K 16,662 Direct
15 Apr, 2025 Joe David Jr Staggs President Acquired M 15,000 $9.61 $144.15K 130,873 Direct
15 Apr, 2025 Joe David Jr Staggs President Acquired M 18,750 $12.50 $234.38K 149,623 Direct
15 Apr, 2025 Joe David Jr Staggs President Disposed F 25,857 $18.10 $468.01K 123,766 Direct
15 Apr, 2025 Joe David Jr Staggs President Disposed M 15,000 $0.00 $0 0 Direct
15 Apr, 2025 Joe David Jr Staggs President Disposed M 18,750 $0.00 $0 0 Direct
31 Jan, 2025 Adam Rice Chief Financial Officer Acquired A 9,175 $0.00 $0 15,247 Direct
31 Jan, 2025 Joe David Jr Staggs President Acquired A 36,700 $0.00 $0 115,873 Direct