SWK Holdings Corp (SWKH) Institutional Ownership

Institutions by Trading Activity

12,117,000Shares Outstanding

10,500,963Shares held by institutions

$166,965,308Value of institutional holdings

86.66%Institutional ownership %

1.33%Shares Changed QoQ

58No. of institutional investors

They owned 86.7% of outstanding stock in December 2025, down from 87.6% the prior quarter.

They increased total shares held in SWK Holdings by 1.33% from last quarter, and the number of investors in SWKH increased 11.54% annually.
Among the 58 funds, 27 bought more SWK Holdings shares, 20 sold down, and 11 held their ground.
Combined, these investors held 10.5Mn shares in SWKH for December 2025, up by 137.38K shares quarter on quarter, and down 262.55K shares year over year.
As of December 31, 2025, M3F, Inc. held the largest stake in SWK Holdings with 995.26K shares, accounting for 8.21% of total shares outstanding.
Leading buyers of SWK Holdings shares for the quarter ending December 2025 were VANGUARD CAPITAL MANAGEMENT LLC (175.31K), M3F, Inc. (141.8K), CREDIT INDUSTRIEL ET COMMERCIAL (100.0K), VANGUARD FIDUCIARY TRUST CO (19.86K), VANGUARD PORTFOLIO MANAGEMENT LLC (17.04K).
Leading sellers of SWK Holdings shares for the quarter ending December 2025 were Raymond James Financial Inc (23.49K), RENAISSANCE TECHNOLOGIES LLC (8.7K), Morgan Stanley (3.98K), Barclays Plc (3.97K), GEODE CAPITAL MANAGEMENT, LLC (3.05K).
According to Business Quant data, leading holders of SWKH for December 2025 are M3F, Inc. (995.26K), CREDIT INDUSTRIEL ET COMMERCIAL (225.0K), VANGUARD CAPITAL MANAGEMENT LLC (175.31K), BlackRock, Inc. (153.81K), GEODE CAPITAL MANAGEMENT, LLC (72.89K), Rangeley Capital, LLC (63.0K), DIMENSIONAL FUND ADVISORS LP (49.45K), State Street Corp (48.07K), Raymond James Financial Inc (47.44K), Morgan Stanley (35.68K).

10,500,963 Total Shares Held

Rows:

Owner Name	Date	Shares Held	Change (QoQ)	Change (%)	Value (USD)
M3F, Inc.	31 Mar, 2026	995,256	141,802	16.62%	$16,929.00
CREDIT INDUSTRIEL ET COMMERCIAL	31 Mar, 2026	225,000	100,000	80.00%	$3,827,250.00
VANGUARD CAPITAL MANAGEMENT LLC	31 Mar, 2026	175,307	175,307	0.00%	$2,981,972.00
BlackRock, Inc.	31 Mar, 2026	153,811	-2,403	-1.54%	$2,616,324.00
GEODE CAPITAL MANAGEMENT, LLC	31 Mar, 2026	72,886	-3,053	-4.02%	$1,239,956.00
Rangeley Capital, LLC	31 Mar, 2026	63,000	0	0.00%	$1,071,630.00
DIMENSIONAL FUND ADVISORS LP	31 Mar, 2026	49,449	90	0.18%	$841,012.00
State Street Corp	31 Mar, 2026	48,067	330	0.69%	$817,620.00
Raymond James Financial Inc	31 Mar, 2026	47,442	-23,492	-33.12%	$806,988.00
Morgan Stanley	31 Mar, 2026	35,683	-3,979	-10.03%	$606,982.00
ACADIAN ASSET MANAGEMENT LLC	31 Mar, 2026	31,720	-1,770	-5.29%	$536.00
Northern Trust Corp	31 Mar, 2026	30,018	-102	-0.34%	$510,606.00
AQR CAPITAL MANAGEMENT LLC	31 Mar, 2026	25,490	-113	-0.44%	$433,586.00
RENAISSANCE TECHNOLOGIES LLC	31 Mar, 2026	23,100	-8,700	-27.36%	$392,931.00
VANGUARD FIDUCIARY TRUST CO	31 Mar, 2026	19,863	19,863	0.00%	$337,870.00
GRACE & WHITE INC /NY	31 Mar, 2026	18,721	0	0.00%	$318,444.00
VANGUARD PORTFOLIO MANAGEMENT LLC	31 Mar, 2026	17,038	17,038	0.00%	$289,816.00
PRELUDE CAPITAL MANAGEMENT, LLC	31 Mar, 2026	10,000	0	0.00%	$170,100.00
Russell Investments Group, Ltd.	31 Mar, 2026	7,205	2,526	53.99%	$122,294.00
EverSource Wealth Advisors, LLC	31 Mar, 2026	7,150	7,078	9,830.56%	$1,791,204.00

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