SWK Holdings Corp (SWKH) Institutional Ownership

Institutions by Trading Activity

12,117,000Shares Outstanding

10,539,363Shares held by institutions

$167,575,872Value of institutional holdings

86.98%Institutional ownership %

1.61%Shares Changed QoQ

58No. of institutional investors

They owned 86.7% of outstanding stock in December 2025, down from 87.6% the prior quarter.

They increased total shares held in SWKH by 1.33% quarter over quarter, and investors in SWK Holdings increased 11.54% from a year ago.
During the quarter, 27 of these 58 funds increased positions in SWKH, 20 reduced exposure, and 11 held steady.
Altogether, these fund groups held 10.5Mn shares in SWKH by December 2025, up by 137.38K shares quarter on quarter, and down 262.55K shares year over year.
Carlson Capital, L.P. leads ownership in SWKH with 8.49Mn shares as of December 31, 2025, equal to 70.09% of outstanding shares.
Leading buyers of SWK Holdings shares for the quarter ending December 2025 were CREDIT INDUSTRIEL ET COMMERCIAL (125.0K), M3F, Inc. (120.3K), Goldman Sachs Group Inc (60.95K), Rangeley Capital, LLC (22.0K), VANGUARD GROUP INC (16.84K).
The biggest sellers of SWK Holdings for the quarter ending December 2025 included CANNELL CAPITAL LLC (178.25K), Barclays Plc (8.28K), Raymond James Financial Inc (7.68K), Jpmorgan Chase & Co (6.96K), RENAISSANCE TECHNOLOGIES LLC (6.0K).
Per Business Quant, the top 10 investors in SWKH for the quarter ending December 2025 include Carlson Capital, L.P. (8.49Mn), M3F, Inc. (853.45K), VANGUARD GROUP INC (213.54K), BlackRock, Inc. (156.21K), CREDIT INDUSTRIEL ET COMMERCIAL (125.0K), Goldman Sachs Group Inc (76.8K), GEODE CAPITAL MANAGEMENT, LLC (75.94K), Raymond James Financial Inc (70.93K), CANNELL CAPITAL LLC (63.07K), Rangeley Capital, LLC (63.0K).

10,539,363 Total Shares Held

Rows:

Owner Name	Date	Shares Held	Change (QoQ)	Change (%)	Value (USD)
Carlson Capital, L.P.	31 Dec, 2025	8,493,088	0	0.00%	$146,081,114.00
M3F, Inc.	31 Dec, 2025	853,454	120,299	16.41%	$14,679.00
VANGUARD GROUP INC	31 Dec, 2025	213,544	16,835	8.56%	$3,672,956.00
BlackRock, Inc.	31 Dec, 2025	156,214	12,982	9.06%	$2,686,880.00
CREDIT INDUSTRIEL ET COMMERCIAL	31 Dec, 2025	125,000	125,000	0.00%	$2,150,000.00
Goldman Sachs Group Inc	31 Dec, 2025	76,800	60,946	384.42%	$1,320,960.00
GEODE CAPITAL MANAGEMENT, LLC	31 Dec, 2025	75,939	121	0.16%	$1,306,311.00
Raymond James Financial Inc	31 Dec, 2025	70,934	-7,675	-9.76%	$1,220,065.00
CANNELL CAPITAL LLC	31 Dec, 2025	63,069	-178,253	-73.87%	$1,084,787.00
Rangeley Capital, LLC	31 Dec, 2025	63,000	22,000	53.66%	$1,083,600.00
DIMENSIONAL FUND ADVISORS LP	31 Dec, 2025	49,359	0	0.00%	$848,898.00
State Street Corp	31 Dec, 2025	47,737	-1,203	-2.46%	$821,076.00
Morgan Stanley	31 Dec, 2025	39,662	9,005	29.37%	$682,204.00
ACADIAN ASSET MANAGEMENT LLC	31 Dec, 2025	33,490	-974	-2.83%	$572.00
RENAISSANCE TECHNOLOGIES LLC	31 Dec, 2025	31,800	-6,000	-15.87%	$546,960.00
Northern Trust Corp	31 Dec, 2025	30,120	-922	-2.97%	$518,064.00
AQR CAPITAL MANAGEMENT LLC	31 Dec, 2025	25,603	6,183	31.84%	$440,372.00
GRACE & WHITE INC /NY	31 Dec, 2025	18,721	0	0.00%	$322,001.00
NewEdge Advisors, LLC	31 Dec, 2025	16,892	-617	-3.52%	$290,542.00
PRELUDE CAPITAL MANAGEMENT, LLC	31 Dec, 2025	10,000	10,000	0.00%	$172,000.00

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