SWK Holdings Corp (SWKH) Institutional Ownership

Institutions by Trading Activity

Ownership Statistics

12,194,444Shares Outstanding

8,566,601Shares held by institutions

$147,259,871Value of institutional holdings

85.37%Institutional ownership %

1.52%Shares Changed QoQ

55No. of institutional investors

Shares Owned by Institutions

Shares Purchased/Sold by Institutions

Ownership Summary

Recent 13F filings as of December 2025 show that 55 institutional investors hold a position in SWK Holdings Corp (NASDAQ:SWKH).

SWK Holdings saw its institutional ownership percentage fell to 85.4% in December 2025 from 86.9% in September 2025.
Quarterly data indicates a 1.52% shift in institutional share volume, and the annual owner count reflects an increase of 5.77%.
Of these 55 institutional investors, 28 increased their holdings in SWK Holdings, while 17 of them reduced positions, and 10 investors maintained their exposure.
This class of investors increased its holdings in SWK Holdings to 10.41Mn shares for the 13F-cycle ending December 2025, up by 156.26K shares quarter on quarter, and down 297.73K shares year over year.
The top institutional stake in SWK Holdings as of December 31, 2025 belongs to Carlson Capital, L.P., which owns 8.49Mn shares, or 69.65% of the company.
Among the most significant buyers of SWK Holdings during December 2025 were CREDIT INDUSTRIEL ET COMMERCIAL (125.00K), M3F, Inc. (120.30K), GOLDMAN SACHS GROUP INC (22.55K), Rangeley Capital, LLC (22.00K), VANGUARD GROUP INC (16.84K).
Leading sellers of SWK Holdings stock in December 2025 included CANNELL CAPITAL LLC (178.25K), RENAISSANCE TECHNOLOGIES LLC (6.00K), JPMORGAN CHASE & CO (1.67K), UBS Group AG (1.37K), STATE STREET CORP (1.20K).
The top 10 institutional holders of SWK Holdings for the quarter ending December 2025 included Carlson Capital, L.P. (8.49Mn), M3F, Inc. (853.45K), VANGUARD GROUP INC (213.54K), BlackRock, Inc. (156.21K), CREDIT INDUSTRIEL ET COMMERCIAL (125.00K), GEODE CAPITAL MANAGEMENT, LLC (75.94K), CANNELL CAPITAL LLC (63.07K), Rangeley Capital, LLC (63.00K), DIMENSIONAL FUND ADVISORS LP (49.36K), STATE STREET CORP (47.74K).

55 Institutional Holders

8,566,601 Total Shares Held

Rows:

Download Data

Owner Name	Date	Shares Held	Change (QoQ)	Change (%)	Value (USD)
Carlson Capital, L.P.	31 Dec, 2025	8,493,088	0	0.00%	$146,081,114.00
M3F, Inc.	31 Dec, 2025	853,454	120,299	16.41%	$14,679.00
VANGUARD GROUP INC	31 Dec, 2025	213,544	16,835	8.56%	$3,672,956.00
BlackRock, Inc.	31 Dec, 2025	156,214	12,982	9.06%	$2,686,880.00
CREDIT INDUSTRIEL ET COMMERCIAL	31 Dec, 2025	125,000	125,000	0.00%	$2,150,000.00
GEODE CAPITAL MANAGEMENT, LLC	31 Dec, 2025	75,939	121	0.16%	$1,306,311.00
CANNELL CAPITAL LLC	31 Dec, 2025	63,069	-178,253	-73.87%	$1,084,787.00
Rangeley Capital, LLC	31 Dec, 2025	63,000	22,000	53.66%	$1,083,600.00
DIMENSIONAL FUND ADVISORS LP	31 Dec, 2025	49,359	0	0.00%	$848,898.00
STATE STREET CORP	31 Dec, 2025	47,737	-1,203	-2.46%	$821,076.00
MORGAN STANLEY	31 Dec, 2025	39,662	9,005	29.37%	$682,204.00
GOLDMAN SACHS GROUP INC	31 Dec, 2025	38,400	22,546	142.21%	$660,480.00
ACADIAN ASSET MANAGEMENT LLC	31 Dec, 2025	33,490	-974	-2.83%	$572.00
RENAISSANCE TECHNOLOGIES LLC	31 Dec, 2025	31,800	-6,000	-15.87%	$546,960.00
NORTHERN TRUST CORP	31 Dec, 2025	30,120	-922	-2.97%	$518,064.00
AQR CAPITAL MANAGEMENT LLC	31 Dec, 2025	25,603	6,183	31.84%	$440,372.00
GRACE & WHITE INC /NY	31 Dec, 2025	18,721	0	0.00%	$322,001.00
PRELUDE CAPITAL MANAGEMENT, LLC	31 Dec, 2025	10,000	10,000	0.00%	$172,000.00
BARCLAYS PLC	31 Dec, 2025	4,794	489	11.36%	$82,457.00
Russell Investments Group, Ltd.	31 Dec, 2025	4,679	884	23.29%	$80,304.00

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