SWK Holdings Corp (SWKH) Institutional Ownership

Institutions by Trading Activity

12,117,000Shares Outstanding

2,082,467Shares held by institutions

$33,111,225Value of institutional holdings

17.19%Institutional ownership %

24.88%Shares Changed QoQ

56No. of institutional investors

They owned 86.7% of outstanding stock in December 2025, down from 87.6% the prior quarter.

They increased total shares held in SWK Holdings by 1.33% from the prior quarter, while the number of investors in SWKH increased 11.54% year over year.
Of these 58 holders, 27 added to their stakes in SWK Holdings, 20 trimmed positions, and 11 made no changes.
Combined, these investors held 10.5Mn shares in SWKH for December 2025, up by 137.38K shares quarter on quarter, and down 262.55K shares year over year.
As of December 31, 2025, M3F, Inc. held the largest stake in SWK Holdings with 995.26K shares, accounting for 8.21% of total shares outstanding.
Leading buyers of SWK Holdings shares for the quarter ending December 2025 were VANGUARD CAPITAL MANAGEMENT LLC (175.31K), M3F, Inc. (141.8K), CREDIT INDUSTRIEL ET COMMERCIAL (100.0K), VANGUARD FIDUCIARY TRUST CO (19.86K), VANGUARD PORTFOLIO MANAGEMENT LLC (17.04K).
The largest sales of SWKH for the quarter ending December 2025 came from Raymond James Financial Inc (23.49K), RENAISSANCE TECHNOLOGIES LLC (8.7K), Morgan Stanley (3.98K), Barclays Plc (3.97K), GEODE CAPITAL MANAGEMENT, LLC (3.05K).
Per Business Quant, the top 10 investors in SWKH for the quarter ending December 2025 include M3F, Inc. (995.26K), CREDIT INDUSTRIEL ET COMMERCIAL (225.0K), VANGUARD CAPITAL MANAGEMENT LLC (175.31K), BlackRock, Inc. (153.81K), GEODE CAPITAL MANAGEMENT, LLC (72.89K), Rangeley Capital, LLC (63.0K), DIMENSIONAL FUND ADVISORS LP (49.45K), State Street Corp (48.07K), Raymond James Financial Inc (47.44K), Morgan Stanley (35.68K).

2,082,467 Total Shares Held

Rows:

Owner Name	Date	Shares Held	Change (QoQ)	Change (%)	Value (USD)
Carlson Capital, L.P.	31 Dec, 2025	8,493,088	0	0.00%	$146,081,114.00
M3F, Inc.	31 Dec, 2025	995,256	141,802	16.62%	$16,929.00
M3F, Inc.	31 Dec, 2025	853,454	120,299	16.41%	$14,679.00
CREDIT INDUSTRIEL ET COMMERCIAL	31 Dec, 2025	225,000	100,000	80.00%	$3,827,250.00
VANGUARD GROUP INC	31 Dec, 2025	213,544	16,835	8.56%	$3,672,956.00
VANGUARD CAPITAL MANAGEMENT LLC	31 Dec, 2025	175,307	175,307	0.00%	$2,981,972.00
BlackRock, Inc.	31 Dec, 2025	156,214	12,982	9.06%	$2,686,880.00
BlackRock, Inc.	31 Dec, 2025	153,811	-2,403	-1.54%	$2,616,324.00
CREDIT INDUSTRIEL ET COMMERCIAL	31 Dec, 2025	125,000	125,000	0.00%	$2,150,000.00
Goldman Sachs Group Inc	31 Dec, 2025	76,800	60,946	384.42%	$1,320,960.00
GEODE CAPITAL MANAGEMENT, LLC	31 Dec, 2025	75,939	121	0.16%	$1,306,311.00
GEODE CAPITAL MANAGEMENT, LLC	31 Dec, 2025	72,886	-3,053	-4.02%	$1,239,956.00
Raymond James Financial Inc	31 Dec, 2025	70,934	-7,675	-9.76%	$1,220,065.00
CANNELL CAPITAL LLC	31 Dec, 2025	63,069	-178,253	-73.87%	$1,084,787.00
Rangeley Capital, LLC	31 Dec, 2025	63,000	0	0.00%	$1,071,630.00
Rangeley Capital, LLC	31 Dec, 2025	63,000	22,000	53.66%	$1,083,600.00
DIMENSIONAL FUND ADVISORS LP	31 Dec, 2025	49,449	90	0.18%	$841,012.00
DIMENSIONAL FUND ADVISORS LP	31 Dec, 2025	49,359	0	0.00%	$848,898.00
State Street Corp	31 Dec, 2025	48,067	330	0.69%	$817,620.00
State Street Corp	31 Dec, 2025	47,737	-1,203	-2.46%	$821,076.00

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