SWK Holdings Corp (SWKH) Insider Ownership

Historic Insider Ownership Trends

Through the 90-day period concluding February 19, 2026, SWK Holdings's top three insider stakeholders include President Joe David Jr Staggs (123.77K shares), Chief Executive Officer Winston L Iii Black (99.74K shares), Director Michael Weinberg (76.60K shares).

Top Direct Holders

Insider ownership data is derived from the last 60 months of Form 4 SEC filings.
Holder Position Shares Report Date
Joe David Jr Staggs President 123,766 17 Apr, 2025
Winston L Iii Black Chief Executive Officer 99,737 21 Sep, 2022
Michael Weinberg 76,602 12 Jan, 2022
Dana Blair Baker 41,625 12 Jan, 2022
Christopher W Haga 37,233 12 Jan, 2022
Edward B Stead 26,690 12 Jan, 2022
Marcus Edward Pennington 22,227 01 Jul, 2024
Laurie L. Dotter 16,791 18 Jun, 2025
Robert K. Hatcher 16,662 18 Jun, 2025
Adam Rice Chief Financial Officer 15,247 04 Feb, 2025
Jerry Albright 10,832 18 Jun, 2025
Aaron G.L. Fletcher 9,873 12 Jan, 2022
Yvette M Heinrichson Chief Financial Officer 8,621 05 Oct, 2022
Wendy F Dicicco 6,182 04 Jan, 2023

* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.

Recent Insider Transactions

Detailed insider trading activity based on Form 4 SEC filings.
Download Data
Transaction Date Insider Name Security Class Transaction Type Shares Traded Price Shares Remaining Ownership Code
16 Jun, 2025 Laurie L. Dotter Common Stock A 3,858 $14.26 16,791 D A
16 Jun, 2025 Robert K. Hatcher Common Stock A 3,858 $14.26 16,662 D A
16 Jun, 2025 Jerry Albright Common Stock A 3,858 $14.26 10,832 D A
15 Apr, 2025 Joe David Jr Staggs Common Stock A 18,750 $12.50 149,623 D M
15 Apr, 2025 Joe David Jr Staggs Common Stock A 15,000 $9.61 130,873 D M
15 Apr, 2025 Joe David Jr Staggs Common Stock D 25,857 $18.10 123,766 D F
31 Jan, 2025 Joe David Jr Staggs Common Stock A 36,700 $0.00 115,873 D A
31 Jan, 2025 Adam Rice Common Stock A 9,175 $0.00 15,247 D A
31 Jan, 2025 Adam Rice - - 15,247 D
23 Oct, 2024 Capital, L.P. Carlson Common Stock, par value $0.01 per share (the "Common Stock") D 600,678 $0.00 0 I J
23 Oct, 2024 Capital, L.P. Carlson - - 0 I
03 Jul, 2024 Adam Rice Common Stock A 6,072 $0.00 6,072 D A
03 Jul, 2024 Adam Rice - - 6,072 D
01 Jul, 2024 Marcus Edward Pennington Common Stock A 1,051 $16.89 22,227 D A
27 Jun, 2024 Laurie L. Dotter Common Stock A 3,253 $16.91 12,933 D A
27 Jun, 2024 Marcus Edward Pennington Common Stock A 3,253 $16.91 21,176 D A
27 Jun, 2024 Robert K. Hatcher Common Stock A 3,253 $16.91 12,804 D A
27 Jun, 2024 Jerry Albright Common Stock A 3,253 $16.91 6,974 D A
01 Apr, 2024 Laurie L. Dotter Common Stock A 815 $16.88 9,680 D A
01 Apr, 2024 Marcus Edward Pennington Common Stock A 1,051 $16.88 17,108 D A