SWK Holdings SWKH Insider Ownership

SWKH
$15.90 -0.83 (-4.96%)
At close: Apr 2, 2026 · 4:00 PM EDT

Insider Holdings by Owner

487.02K Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
0.051%
0% pp QoQ
Shares Held by Insiders
6.18K
filed for Sep 2026
0.00% QoQ
Shares Outstanding
12.12Mn
12,117,000 shares
Direct Holdings
6.18K
Indirect: 0
Net Shares Traded (QoQ)
0
no net change in Sep 2026
Insiders Holding Shares
13
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest
Average ownership
Peak ownership

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter
Net over range
Buying quarters

Insider Ownership Summary

Quarter ending 30 Sep, 2026

SWKH's three largest insider shareholders as of September 09, 2026 are Joe David Jr Staggs (President, 123.77K shares), Winston L Iii Black (Chief Executive Officer, 99.74K shares), Michael Weinberg (Director, 76.60K shares).

Form 4 Holdings

Insiders Holding SWKH

Insiders 13
Shares held 487.02K
Of outstanding 4.02%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Joe David Jr Staggs President 123,766 0 123,766 25.4% 17 Apr, 2025
2 Winston L Iii Black Chief Executive Officer 99,737 0 99,737 20.5% 21 Sep, 2022
3 Michael Weinberg Director 76,602 0 76,602 15.7% 12 Jan, 2022
4 Dana Blair Baker Director 41,625 0 41,625 8.5% 12 Jan, 2022
5 Christopher W Haga Director 37,233 0 37,233 7.6% 12 Jan, 2022
6 Marcus Edward Pennington Director 22,227 0 22,227 4.6% 01 Jul, 2024
7 Robert K. Hatcher Director 18,286 0 18,286 3.8% 18 Jun, 2025
8 Laurie L. Dotter Director 16,791 0 16,791 3.4% 18 Jun, 2025
9 Adam Rice Chief Financial Officer 15,247 0 15,247 3.1% 04 Feb, 2025
10 Jerry Albright Director 10,832 0 10,832 2.2% 18 Jun, 2025
11 Aaron G.L. Fletcher Director 9,873 0 9,873 2.0% 12 Jan, 2022
12 Yvette M Heinrichson Chief Financial Officer 8,621 0 8,621 1.8% 05 Oct, 2022
13 Wendy F Dicicco Director 6,182 0 6,182 1.3% 04 Jan, 2023

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

615 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
16 Jun, 2025 Robert K. Hatcher Director Acquired A 3,858 $14.26 $55.02K 16,662 Direct
16 Jun, 2025 Jerry Albright Director Acquired A 3,858 $14.26 $55.02K 10,832 Direct
16 Jun, 2025 Laurie L. Dotter Director Acquired A 3,858 $14.26 $55.02K 16,791 Direct
15 Apr, 2025 Joe David Jr Staggs President Acquired M 15,000 $9.61 $144.15K 130,873 Direct
15 Apr, 2025 Joe David Jr Staggs President Acquired M 15,000 $9.61 $144.15K 130,873 Direct
15 Apr, 2025 Joe David Jr Staggs President Acquired M 15,000 $9.61 $144.15K 130,873 Direct
15 Apr, 2025 Joe David Jr Staggs President Acquired M 15,000 $9.61 $144.15K 130,873 Direct
15 Apr, 2025 Joe David Jr Staggs President Acquired M 18,750 $12.50 $234.38K 149,623 Direct
15 Apr, 2025 Joe David Jr Staggs President Acquired M 18,750 $12.50 $234.38K 149,623 Direct
15 Apr, 2025 Joe David Jr Staggs President Acquired M 18,750 $12.50 $234.38K 149,623 Direct
15 Apr, 2025 Joe David Jr Staggs President Acquired M 18,750 $12.50 $234.38K 149,623 Direct
15 Apr, 2025 Joe David Jr Staggs President Disposed F 25,857 $18.10 $468.01K 123,766 Direct
15 Apr, 2025 Joe David Jr Staggs President Disposed F 25,857 $18.10 $468.01K 123,766 Direct
15 Apr, 2025 Joe David Jr Staggs President Disposed F 25,857 $18.10 $468.01K 123,766 Direct
15 Apr, 2025 Joe David Jr Staggs President Disposed F 25,857 $18.10 $468.01K 123,766 Direct
15 Apr, 2025 Joe David Jr Staggs President Disposed M 15,000 $0.00 $0 0 Direct
15 Apr, 2025 Joe David Jr Staggs President Disposed M 15,000 $0.00 $0 0 Direct
15 Apr, 2025 Joe David Jr Staggs President Disposed M 15,000 $0.00 $0 0 Direct
15 Apr, 2025 Joe David Jr Staggs President Disposed M 15,000 $0.00 $0 0 Direct
15 Apr, 2025 Joe David Jr Staggs President Disposed M 18,750 $0.00 $0 0 Direct