SWK Holdings's three largest insider shareholders as of June 18, 2026 are Joe David Jr Staggs (President, 123.77K shares), Winston L Iii Black (Chief Executive Officer, 99.74K shares), Michael Weinberg (Director, 76.60K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Wendy F Dicicco | - | 6,182 | 0 | 04 Jan, 2023 |
| Michael Weinberg | - | 76,602 | 0 | 12 Jan, 2022 |
| Laurie L. Dotter | - | 16,791 | 0 | 18 Jun, 2025 |
| Winston L Iii Black | Chief Executive Officer | 99,737 | 0 | 21 Sep, 2022 |
| Christopher W Haga | - | 37,233 | 0 | 12 Jan, 2022 |
| Dana Blair Baker | - | 41,625 | 0 | 12 Jan, 2022 |
| Aaron G.L. Fletcher | - | 9,873 | 0 | 12 Jan, 2022 |
| Marcus Edward Pennington | - | 22,227 | 0 | 01 Jul, 2024 |
| Robert K. Hatcher | - | 16,662 | 0 | 18 Jun, 2025 |
| Joe David Jr Staggs | President | 123,766 | 0 | 17 Apr, 2025 |
| Yvette M Heinrichson | Chief Financial Officer | 8,621 | 0 | 05 Oct, 2022 |
| Jerry Albright | - | 10,832 | 0 | 18 Jun, 2025 |
| Adam Rice | Chief Financial Officer | 15,247 | 0 | 04 Feb, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 06 Apr, 2026 | Capital, L.P. Carlson | Common Stock, par value $0.01 per share (the Common Stock) | D | 8,493,088 | $0.00 | 0 | D | J |
| 06 Apr, 2026 | Capital, L.P. Carlson | Common Stock | D | 12,287 | $0.00 | 0 | D | J |
| 06 Apr, 2026 | Capital, L.P. Carlson | Common Stock | D | 399,567 | $0.00 | 0 | D | J |
| 06 Apr, 2026 | Capital, L.P. Carlson | Common Stock | D | 62,106 | $0.00 | 0 | D | J |
| 06 Apr, 2026 | Capital, L.P. Carlson | Common Stock | D | 62,106 | $0.00 | 0 | D | J |
| 06 Apr, 2026 | Capital, L.P. Carlson | Common Stock | D | 62,106 | $0.00 | 0 | D | J |
| 06 Apr, 2026 | Capital, L.P. Carlson | Common Stock | D | 2,506 | $0.00 | 0 | D | J |
| 06 Apr, 2026 | Capital, L.P. Carlson | Common Stock | D | 8,493,088 | $0.00 | 0 | I | J |
| 06 Apr, 2026 | Capital, L.P. Carlson | Common Stock | D | 8,493,088 | $0.00 | 0 | I | J |
| 06 Apr, 2026 | Capital, L.P. Carlson | Common Stock | D | 8,632,093 | $0.00 | 0 | I | J |
| 16 Jun, 2025 | Robert K. Hatcher | Common Stock | A | 3,858 | $14.26 | 16,662 | D | A |
| 16 Jun, 2025 | Laurie L. Dotter | Common Stock | A | 3,858 | $14.26 | 16,791 | D | A |
| 16 Jun, 2025 | Jerry Albright | Common Stock | A | 3,858 | $14.26 | 10,832 | D | A |
| 15 Apr, 2025 | Joe David Jr Staggs | Common Stock | A | 15,000 | $9.61 | 130,873 | D | M |
| 15 Apr, 2025 | Joe David Jr Staggs | Common Stock | A | 15,000 | $9.61 | 130,873 | D | M |
| 15 Apr, 2025 | Joe David Jr Staggs | Common Stock | A | 15,000 | $9.61 | 130,873 | D | M |
| 15 Apr, 2025 | Joe David Jr Staggs | Common Stock | A | 18,750 | $12.50 | 149,623 | D | M |
| 15 Apr, 2025 | Joe David Jr Staggs | Common Stock | A | 18,750 | $12.50 | 149,623 | D | M |
| 15 Apr, 2025 | Joe David Jr Staggs | Common Stock | A | 18,750 | $12.50 | 149,623 | D | M |
| 15 Apr, 2025 | Joe David Jr Staggs | Common Stock | D | 25,857 | $18.10 | 123,766 | D | F |