SWK Holdings's three largest insider shareholders as of May 14, 2026 are Laurie L. Dotter (Director, 16.79K shares), Wendy F Dicicco (Director, 6.18K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Joe David Jr Staggs | President | 123,766 | 0 | 17 Apr, 2025 |
| Joe David Jr Staggs | President | 123,766 | 0 | 17 Apr, 2025 |
| Winston L Iii Black | Chief Executive Officer | 99,737 | 0 | 21 Sep, 2022 |
| Michael Weinberg | - | 76,602 | 0 | 12 Jan, 2022 |
| Michael Weinberg | - | 76,602 | 0 | 12 Jan, 2022 |
| Dana Blair Baker | - | 41,625 | 0 | 12 Jan, 2022 |
| Christopher W Haga | - | 37,233 | 0 | 12 Jan, 2022 |
| Edward B Stead | - | 26,690 | 0 | 12 Jan, 2022 |
| Marcus Edward Pennington | - | 22,227 | 0 | 01 Jul, 2024 |
| Laurie L. Dotter | - | 16,791 | 0 | 18 Jun, 2025 |
| Robert K. Hatcher | - | 16,662 | 0 | 18 Jun, 2025 |
| Adam Rice | Chief Financial Officer | 15,247 | 0 | 04 Feb, 2025 |
| Jerry Albright | - | 10,832 | 0 | 18 Jun, 2025 |
| Aaron G.L. Fletcher | - | 9,873 | 0 | 12 Jan, 2022 |
| Yvette M Heinrichson | Chief Financial Officer | 8,621 | 0 | 05 Oct, 2022 |
| Wendy F Dicicco | - | 6,182 | 0 | 04 Jan, 2023 |
| Robert K. Hatcher | - | 1,624 | 0 | 01 Apr, 2022 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 16 Jun, 2025 | Robert K. Hatcher | Common Stock | A | 3,858 | $14.26 | 16,662 | D | A |
| 16 Jun, 2025 | Laurie L. Dotter | Common Stock | A | 3,858 | $14.26 | 16,791 | D | A |
| 16 Jun, 2025 | Jerry Albright | Common Stock | A | 3,858 | $14.26 | 10,832 | D | A |
| 15 Apr, 2025 | Joe David Jr Staggs | Common Stock | A | 15,000 | $9.61 | 130,873 | D | M |
| 15 Apr, 2025 | Joe David Jr Staggs | Common Stock | A | 15,000 | $9.61 | 130,873 | D | M |
| 15 Apr, 2025 | Joe David Jr Staggs | Common Stock | A | 18,750 | $12.50 | 149,623 | D | M |
| 15 Apr, 2025 | Joe David Jr Staggs | Common Stock | A | 18,750 | $12.50 | 149,623 | D | M |
| 15 Apr, 2025 | Joe David Jr Staggs | Common Stock | D | 25,857 | $18.10 | 123,766 | D | F |
| 15 Apr, 2025 | Joe David Jr Staggs | Common Stock | D | 25,857 | $18.10 | 123,766 | D | F |
| 15 Apr, 2025 | Joe David Jr Staggs | Employee Stock Option (right to buy) | D | 15,000 | $0.00 | 0 | D | M |
| 15 Apr, 2025 | Joe David Jr Staggs | Employee Stock Option (right to buy) | D | 15,000 | $0.00 | 0 | D | M |
| 15 Apr, 2025 | Joe David Jr Staggs | Employee Stock Option (right to buy) | D | 18,750 | $0.00 | 0 | D | M |
| 15 Apr, 2025 | Joe David Jr Staggs | Employee Stock Option (right to buy) | D | 18,750 | $0.00 | 0 | D | M |
| 31 Jan, 2025 | Joe David Jr Staggs | Common Stock | A | 36,700 | $0.00 | 115,873 | D | A |
| 31 Jan, 2025 | Joe David Jr Staggs | Common Stock | A | 36,700 | $0.00 | 115,873 | D | A |
| 31 Jan, 2025 | Adam Rice | Common Stock | A | 9,175 | $0.00 | 15,247 | D | A |
| 03 Jul, 2024 | Adam Rice | Common Stock | A | 6,072 | $0.00 | 6,072 | D | A |
| 27 Jun, 2024 | Marcus Edward Pennington | Common Stock | A | 3,253 | $16.91 | 21,176 | D | A |
| 27 Jun, 2024 | Jerry Albright | Common Stock | A | 3,253 | $16.91 | 6,974 | D | A |
| 27 Jun, 2024 | Robert K. Hatcher | Common Stock | A | 3,253 | $16.91 | 12,804 | D | A |