SWK Holdings Corp (SWKH) Insider Ownership

Historic Insider Ownership Trends

There are no significant insider shareholders in SWK Holdings as of April 22, 2026.

Top Direct Holders

Insider ownership data is derived from the last 60 months of Form 4 SEC filings.
Holder Position Shares (Direct) Shares (Indirect) Report Date
Joe David Jr Staggs President 123,766 0 17 Apr, 2025
Joe David Jr Staggs President 123,766 0 17 Apr, 2025
Winston L Iii Black Chief Executive Officer 99,737 0 21 Sep, 2022
Michael Weinberg - 76,602 0 12 Jan, 2022
Michael Weinberg - 76,602 0 12 Jan, 2022
Dana Blair Baker - 41,625 0 12 Jan, 2022
Christopher W Haga - 37,233 0 12 Jan, 2022
Edward B Stead - 26,690 0 12 Jan, 2022
Marcus Edward Pennington - 22,227 0 01 Jul, 2024
Laurie L. Dotter - 16,791 0 18 Jun, 2025
Robert K. Hatcher - 16,662 0 18 Jun, 2025
Adam Rice Chief Financial Officer 15,247 0 04 Feb, 2025
Jerry Albright - 10,832 0 18 Jun, 2025
Aaron G.L. Fletcher - 9,873 0 12 Jan, 2022
Yvette M Heinrichson Chief Financial Officer 8,621 0 05 Oct, 2022
Wendy F Dicicco - 6,182 0 04 Jan, 2023
Robert K. Hatcher - 1,624 0 01 Apr, 2022

* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.

Recent Insider Transactions

Detailed insider trading activity based on Form 4 SEC filings.
Download Data
Transaction Date Insider Name Security Class Transaction Type Shares Traded Price Shares Remaining Ownership Code
16 Jun, 2025 Robert K. Hatcher Common Stock A 3,858 $14.26 16,662 D A
16 Jun, 2025 Laurie L. Dotter Common Stock A 3,858 $14.26 16,791 D A
16 Jun, 2025 Jerry Albright Common Stock A 3,858 $14.26 10,832 D A
15 Apr, 2025 Joe David Jr Staggs Common Stock A 15,000 $9.61 130,873 D M
15 Apr, 2025 Joe David Jr Staggs Common Stock A 15,000 $9.61 130,873 D M
15 Apr, 2025 Joe David Jr Staggs Common Stock A 18,750 $12.50 149,623 D M
15 Apr, 2025 Joe David Jr Staggs Common Stock A 18,750 $12.50 149,623 D M
15 Apr, 2025 Joe David Jr Staggs Common Stock D 25,857 $18.10 123,766 D F
15 Apr, 2025 Joe David Jr Staggs Common Stock D 25,857 $18.10 123,766 D F
15 Apr, 2025 Joe David Jr Staggs Employee Stock Option (right to buy) D 15,000 $0.00 0 D M
15 Apr, 2025 Joe David Jr Staggs Employee Stock Option (right to buy) D 15,000 $0.00 0 D M
15 Apr, 2025 Joe David Jr Staggs Employee Stock Option (right to buy) D 18,750 $0.00 0 D M
15 Apr, 2025 Joe David Jr Staggs Employee Stock Option (right to buy) D 18,750 $0.00 0 D M
31 Jan, 2025 Joe David Jr Staggs Common Stock A 36,700 $0.00 115,873 D A
31 Jan, 2025 Joe David Jr Staggs Common Stock A 36,700 $0.00 115,873 D A
31 Jan, 2025 Adam Rice Common Stock A 9,175 $0.00 15,247 D A
03 Jul, 2024 Adam Rice Common Stock A 6,072 $0.00 6,072 D A
27 Jun, 2024 Marcus Edward Pennington Common Stock A 3,253 $16.91 21,176 D A
27 Jun, 2024 Jerry Albright Common Stock A 3,253 $16.91 6,974 D A
27 Jun, 2024 Robert K. Hatcher Common Stock A 3,253 $16.91 12,804 D A