Smartfinancial's top three insider shareholders as of September 29, 2026 are Ottis H Phillips (Director, 229.80K shares), David Austin Ogle (Director, 197.45K shares), Victor Lynn Barrett (Director, 151.72K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Ottis H Phillips | Director | 229,800 | 0 | 229,800 | 16.8% | 30 Jan, 2023 |
| 2 | David Austin Ogle | Director | 197,451 | 0 | 197,451 | 14.4% | 30 Jan, 2026 |
| 3 | Victor Lynn Barrett | Director | 151,724 | 0 | 151,724 | 11.1% | 10 Jun, 2026 |
| 4 | Ted Charles Miller | Director | 142,764 | 0 | 142,764 | 10.4% | 17 Jan, 2025 |
| 5 | William Young Jr. Carroll | President And Ceo | 133,094 | 0 | 133,094 | 9.7% | 11 Mar, 2026 |
| 6 | Wesley Miller Welborn | Chairman Of The Board | 100,010 | 0 | 100,010 | 7.3% | 11 Mar, 2026 |
| 7 | Geoffrey Alan Wolpert | Director | 0 | 89,416 | 89,416 | 6.5% | 20 May, 2026 |
| 8 | Keith Edward Whaley | Director | 87,369 | 0 | 87,369 | 6.4% | 30 Jan, 2026 |
| 9 | Steven B. Tucker | Director | 50,722 | 0 | 50,722 | 3.7% | 30 Jan, 2026 |
| 10 | Gregory L. Davis | Evp Chief Lending Officer | 38,215 | 0 | 38,215 | 2.8% | 02 Oct, 2023 |
| 11 | Gary Wayne Jr Petty | Evp Chief Risk Officer | 36,669 | 0 | 36,669 | 2.7% | 06 Jan, 2025 |
| 12 | Ronald J Gorczynski | Evp Chief Financial Officer | 24,729 | 0 | 24,729 | 1.8% | 11 Mar, 2026 |
| 13 | Cathy G Ackermann | Director | 19,831 | 0 | 19,831 | 1.5% | 04 Jun, 2026 |
| 14 | Monique Berke | Director | 13,136 | 0 | 13,136 | 1.0% | 27 May, 2022 |
| 15 | Rebecca C Boyd | Cpo Chief People Officer | 12,342 | 0 | 12,342 | 0.9% | 11 Mar, 2026 |
| 16 | Cynthia A Cain | Cao Chief Accounting Officer | 12,214 | 0 | 12,214 | 0.9% | 11 Mar, 2026 |
| 17 | Rhett D. Jordan | Evp Chief Credit Officer | 11,142 | 0 | 11,142 | 0.8% | 14 Sep, 2026 |
| 18 | Martin E Schrodt | Evp, Chief Banking Officer | 7,251 | 0 | 7,251 | 0.5% | 11 Mar, 2026 |
| 19 | John M Presley | Director | 3,960 | 0 | 3,960 | 0.3% | 02 Feb, 2024 |
| 20 | Jarrod M Trumpp | Chief Risk Officer | 2,990 | 0 | 2,990 | 0.2% | 11 Mar, 2026 |
| 21 | Kelli D Shomaker | Director | 2,120 | 0 | 2,120 | 0.2% | 04 May, 2026 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 04 Aug, 2026 | Rhett D. Jordan | Evp Chief Credit Officer | Disposed S | 430 | $52.75 | $22.68K | 11,372 | Direct |
| 12 Jun, 2026 | Rhett D. Jordan | Evp Chief Credit Officer | Disposed S | 400 | $45.00 | $18.00K | 11,802 | Direct |
| 10 Jun, 2026 | Victor Lynn Barrett | Director | Acquired P | 3,000 | $43.78 | $131.34K | 151,724 | Direct |
| 04 Jun, 2026 | Cathy G Ackermann | Director | Acquired P | 3,000 | $42.12 | $126.36K | 19,831 | Direct |
| 01 May, 2026 | Geoffrey Alan Wolpert | Director | Acquired G | 23,721 | $0.00 | $0 | 24,238 | Indirect |
| 19 May, 2026 | Geoffrey Alan Wolpert | Director | Acquired G | 31,118 | $0.00 | $0 | 55,357 | Indirect |
| 18 May, 2026 | Geoffrey Alan Wolpert | Director | Disposed G | 24,849 | $0.00 | $0 | 65,178 | Indirect |
| 01 May, 2026 | Geoffrey Alan Wolpert | Director | Disposed G | 23,721 | $0.00 | $0 | 90,027 | Indirect |
| 19 May, 2026 | Geoffrey Alan Wolpert | Director | Disposed G | 31,118 | $0.00 | $0 | 34,059 | Indirect |
| 04 May, 2026 | Kelli D Shomaker | Director | Acquired P | 290 | $41.30 | $11.98K | 2,120 | Direct |
| 24 Apr, 2026 | Rhett D. Jordan | Evp Chief Credit Officer | Disposed S | 500 | $41.85 | $20.93K | 12,202 | Direct |
| 10 Mar, 2026 | Martin E Schrodt | Evp, Chief Banking Officer | Acquired A | 1,998 | $0.00 | $0 | 7,251 | Direct |
| 10 Mar, 2026 | Jarrod M Trumpp | Chief Risk Officer | Acquired A | 990 | $0.00 | $0 | 2,990 | Direct |
| 10 Mar, 2026 | Ronald J Gorczynski | Evp Chief Financial Officer | Acquired A | 3,752 | $0.00 | $0 | 24,729 | Direct |
| 10 Mar, 2026 | William Young Jr. Carroll | President And Ceo | Acquired A | 9,450 | $0.00 | $0 | 133,094 | Direct |
| 10 Mar, 2026 | Rebecca C Boyd | Cpo Chief People Officer | Acquired A | 1,913 | $0.00 | $0 | 12,342 | Direct |
| 10 Mar, 2026 | Cynthia A Cain | Cao Chief Accounting Officer | Acquired A | 2,052 | $0.00 | $0 | 12,214 | Direct |
| 10 Mar, 2026 | Rhett D. Jordan | Evp Chief Credit Officer | Acquired A | 3,414 | $0.00 | $0 | 12,702 | Direct |
| 10 Mar, 2026 | Wesley Miller Welborn | Chairman Of The Board | Acquired A | 3,542 | $0.00 | $0 | 100,010 | Direct |
| 09 Feb, 2026 | Wesley Miller Welborn | Chairman Of The Board | Acquired P | 835 | $43.13 | $36.01K | 96,468 | Direct |