Smartfinancial SMBK Insider Ownership

NYSE SMBK
$50.89 -0.36 (-0.70%)
As of: Sep 9, 2026 · 3:59 PM EDT

Insider Holdings by Owner

1.37Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
4.25%
+0.067% pp QoQ
Shares Held by Insiders
718.10K
filed for Sep 2026
+1.61% QoQ
Shares Outstanding
16.91Mn
16,908,920 shares
Direct Holdings
628.68K
Indirect: 89.42K
Net Shares Traded (QoQ)
+11.37K
net buying in Sep 2026
Insiders Holding Shares
21
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest
Average ownership
Peak ownership

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter
Net over range
Buying quarters

Insider Ownership Summary

Quarter ending 30 Sep, 2026

SMBK's three largest insider shareholders as of September 09, 2026 are Ottis H Phillips (Director, 229.80K shares), David Austin Ogle (Director, 197.45K shares), Victor Lynn Barrett (Director, 151.72K shares).

Form 4 Holdings

Insiders Holding SMBK

Insiders 21
Shares held 1.37Mn
Of outstanding 8.09%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Ottis H Phillips Director 229,800 0 229,800 16.8% 30 Jan, 2023
2 David Austin Ogle Director 197,451 0 197,451 14.4% 30 Jan, 2026
3 Victor Lynn Barrett Director 151,724 0 151,724 11.1% 10 Jun, 2026
4 Ted Charles Miller Director 142,764 0 142,764 10.4% 17 Jan, 2025
5 William Young Jr. Carroll President And Ceo 133,094 0 133,094 9.7% 11 Mar, 2026
6 Wesley Miller Welborn Chairman Of The Board 100,010 0 100,010 7.3% 11 Mar, 2026
7 Geoffrey Alan Wolpert Director 0 89,416 89,416 6.5% 20 May, 2026
8 Keith Edward Whaley Director 87,369 0 87,369 6.4% 30 Jan, 2026
9 Steven B. Tucker Director 50,722 0 50,722 3.7% 30 Jan, 2026
10 Gregory L. Davis Evp Chief Lending Officer 38,215 0 38,215 2.8% 02 Oct, 2023
11 Gary Wayne Jr Petty Evp Chief Risk Officer 36,669 0 36,669 2.7% 06 Jan, 2025
12 Ronald J Gorczynski Evp Chief Financial Officer 24,729 0 24,729 1.8% 11 Mar, 2026
13 Cathy G Ackermann Director 19,831 0 19,831 1.5% 04 Jun, 2026
14 Monique Berke Director 13,136 0 13,136 1.0% 27 May, 2022
15 Rebecca C Boyd Cpo Chief People Officer 12,342 0 12,342 0.9% 11 Mar, 2026
16 Cynthia A Cain Cao Chief Accounting Officer 12,214 0 12,214 0.9% 11 Mar, 2026
17 Rhett D. Jordan Evp Chief Credit Officer 11,372 0 11,372 0.8% 04 Aug, 2026
18 Martin E Schrodt Evp, Chief Banking Officer 7,251 0 7,251 0.5% 11 Mar, 2026
19 John M Presley Director 3,960 0 3,960 0.3% 02 Feb, 2024
20 Jarrod M Trumpp Chief Risk Officer 2,990 0 2,990 0.2% 11 Mar, 2026
21 Kelli D Shomaker Director 2,120 0 2,120 0.2% 04 May, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,178 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
04 Aug, 2026 Rhett D. Jordan Evp Chief Credit Officer Disposed S 430 $52.75 $22.68K 11,372 Direct
12 Jun, 2026 Rhett D. Jordan Evp Chief Credit Officer Disposed S 400 $45.00 $18.00K 11,802 Direct
10 Jun, 2026 Victor Lynn Barrett Director Acquired P 3,000 $43.78 $131.34K 151,724 Direct
04 Jun, 2026 Cathy G Ackermann Director Acquired P 3,000 $42.12 $126.36K 19,831 Direct
01 May, 2026 Geoffrey Alan Wolpert Director Acquired G 23,721 $0.00 $0 24,238 Indirect
19 May, 2026 Geoffrey Alan Wolpert Director Acquired G 31,118 $0.00 $0 55,357 Indirect
01 May, 2026 Geoffrey Alan Wolpert Director Disposed G 23,721 $0.00 $0 90,027 Indirect
18 May, 2026 Geoffrey Alan Wolpert Director Disposed G 24,849 $0.00 $0 65,178 Indirect
19 May, 2026 Geoffrey Alan Wolpert Director Disposed G 31,118 $0.00 $0 34,059 Indirect
04 May, 2026 Kelli D Shomaker Director Acquired P 290 $41.30 $11.98K 2,120 Direct
24 Apr, 2026 Rhett D. Jordan Evp Chief Credit Officer Disposed S 500 $41.85 $20.93K 12,202 Direct
10 Mar, 2026 Ronald J Gorczynski Evp Chief Financial Officer Acquired A 3,752 $0.00 $0 24,729 Direct
10 Mar, 2026 Martin E Schrodt Evp, Chief Banking Officer Acquired A 1,998 $0.00 $0 7,251 Direct
10 Mar, 2026 William Young Jr. Carroll President And Ceo Acquired A 9,450 $0.00 $0 133,094 Direct
10 Mar, 2026 Jarrod M Trumpp Chief Risk Officer Acquired A 990 $0.00 $0 2,990 Direct
10 Mar, 2026 Rebecca C Boyd Cpo Chief People Officer Acquired A 1,913 $0.00 $0 12,342 Direct
10 Mar, 2026 Jarrod M Trumpp Chief Risk Officer Acquired A 990 $0.00 $0 2,990 Direct
10 Mar, 2026 Jarrod M Trumpp Chief Risk Officer Acquired A 990 $0.00 $0 2,990 Direct
10 Mar, 2026 Martin E Schrodt Evp, Chief Banking Officer Acquired A 1,998 $0.00 $0 7,251 Direct
10 Mar, 2026 Martin E Schrodt Evp, Chief Banking Officer Acquired A 1,998 $0.00 $0 7,251 Direct