As of August 04, 2026, Stifel Financial's top three insider holders are Ronald J Kruszewski (Chief Executive Officer, 1.88Mn shares), James M Zemlyak (President, 1.76Mn shares), David D Sliney (Chief Operating Officer, 254.91K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Ronald J Kruszewski | Chief Executive Officer | 1,883,189 | 0 | 1,883,189 | 37.6% | 20 Feb, 2026 |
| 2 | James M Zemlyak | President | 1,756,080 | 0 | 1,756,080 | 35.0% | 20 Feb, 2026 |
| 3 | David D Sliney | Chief Operating Officer | 254,910 | 0 | 254,910 | 5.1% | 20 Feb, 2026 |
| 4 | Victor Nesi | Co President | 247,571 | 0 | 247,571 | 4.9% | 20 Feb, 2026 |
| 5 | Thomas B. Michaud | Senior Vice President | 129,735 | 0 | 129,735 | 2.6% | 20 Feb, 2026 |
| 6 | James M Marischen | Chief Financial Officer | 112,545 | 0 | 112,545 | 2.2% | 20 Feb, 2026 |
| 7 | Michael W Brown | Director | 100,452 | 0 | 100,452 | 2.0% | 06 Jun, 2025 |
| 8 | Christopher K Reichert | Ceo Of Stifel Bank Trust | 0 | 89,220 | 89,220 | 1.8% | 20 Feb, 2026 |
| 9 | Charles Bradford Raymond | Other | 88,337 | 0 | 88,337 | 1.8% | 11 Mar, 2026 |
| 10 | Mark P Fisher | Senior Vp General Counsel | 81,977 | 0 | 81,977 | 1.6% | 20 Feb, 2026 |
| 11 | Michael J Zimmerman | Director | 68,750 | 0 | 68,750 | 1.4% | 06 Jun, 2025 |
| 12 | Maura A. Markus | Director | 41,181 | 0 | 41,181 | 0.8% | 06 Jun, 2025 |
| 13 | Kathleen Brown | Director | 33,135 | 0 | 33,135 | 0.7% | 15 Jun, 2023 |
| 14 | Robert Edward Grady | Director | 23,144 | 0 | 23,144 | 0.5% | 11 Jan, 2022 |
| 15 | Adam T. Berlew | Director | 21,663 | 0 | 21,663 | 0.4% | 06 Jun, 2025 |
| 16 | Daniel J. Ludeman | Director | 21,663 | 0 | 21,663 | 0.4% | 11 Mar, 2025 |
| 17 | Thomas W Weisel | Director | 19,307 | 0 | 19,307 | 0.4% | 20 Feb, 2026 |
| 18 | David A Peacock | Director | 0 | 10,862 | 10,862 | 0.2% | 19 Nov, 2025 |
| 19 | James P. Kavanaugh | Director | 10,644 | 0 | 10,644 | 0.2% | 06 Jun, 2025 |
| 20 | Lisa Landau Carnoy | Director | 7,680 | 0 | 7,680 | 0.2% | 06 Jun, 2025 |
| 21 | Maryam S. Brown | Director | 7,617 | 0 | 7,617 | 0.2% | 06 Jun, 2025 |
| 22 | Brantley Mcduffie | Other | 1,881 | 0 | 1,881 | 0.0% | 15 Jan, 2026 |
| 23 | David Rubulotta | Other | 1,488 | 0 | 1,488 | 0.0% | 04 Feb, 2026 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 09 Mar, 2026 | Charles Bradford Raymond | Other | Acquired M | 53,241 | $0.00 | $0 | 117,780 | Direct |
| 09 Mar, 2026 | Charles Bradford Raymond | Other | Disposed F | 29,443 | $73.05 | $2.15Mn | 88,337 | Direct |
| 09 Mar, 2026 | Charles Bradford Raymond | Other | Acquired A | 60,673 | $0.00 | $0 | 144,260 | Direct |
| 09 Mar, 2026 | Charles Bradford Raymond | Other | Disposed M | 53,241 | $0.00 | $0 | 91,019 | Direct |
| 27 Feb, 2026 | James M Marischen | Chief Financial Officer | Acquired A | 9,723 | $49.37 | $479.99K | 58,487 | Direct |
| 27 Feb, 2026 | Thomas B. Michaud | Senior Vice President | Acquired A | 17,623 | $49.37 | $869.99K | 103,668 | Direct |
| 27 Feb, 2026 | Charles Bradford Raymond | Other | Acquired A | 12,694 | $49.37 | $626.66K | 105,125 | Direct |
| 27 Feb, 2026 | David Rubulotta | Other | Acquired A | 10,533 | $49.37 | $519.98K | 35,148 | Direct |
| 27 Feb, 2026 | David D Sliney | Chief Operating Officer | Acquired A | 12,424 | $49.37 | $613.33K | 69,444 | Direct |
| 27 Feb, 2026 | Christopher K Reichert | Ceo Of Stifel Bank Trust | Acquired A | 5,402 | $49.37 | $266.68K | 43,562 | Direct |
| 27 Feb, 2026 | Mark P Fisher | Senior Vp General Counsel | Acquired A | 9,723 | $49.37 | $479.99K | 57,375 | Direct |
| 27 Feb, 2026 | Brantley Mcduffie | Other | Acquired A | 10,533 | $49.37 | $519.98K | 26,873 | Direct |
| 27 Feb, 2026 | Ronald J Kruszewski | Chief Executive Officer | Acquired A | 39,163 | $49.35 | $1.93Mn | 354,417 | Direct |
| 27 Feb, 2026 | Ronald J Kruszewski | Chief Executive Officer | Acquired A | 27,009 | $49.37 | $1.33Mn | 394,931 | Direct |
| 27 Feb, 2026 | Mark P Fisher | Senior Vp General Counsel | Acquired A | 5,402 | $49.37 | $266.68K | 65,478 | Direct |
| 27 Feb, 2026 | Brantley Mcduffie | Other | Acquired A | 13,504 | $49.37 | $666.65K | 47,129 | Direct |
| 27 Feb, 2026 | David D Sliney | Chief Operating Officer | Acquired A | 5,402 | $49.37 | $266.68K | 77,547 | Direct |
| 27 Feb, 2026 | Charles Bradford Raymond | Other | Acquired A | 13,504 | $49.37 | $666.65K | 125,381 | Direct |
| 27 Feb, 2026 | Thomas B. Michaud | Senior Vice President | Acquired A | 13,504 | $49.37 | $666.65K | 123,924 | Direct |
| 27 Feb, 2026 | James M Marischen | Chief Financial Officer | Acquired A | 5,402 | $49.37 | $266.68K | 66,590 | Direct |