According to recent filings covering the 90 days ending December 20, 2025, the three most significant insider holders at Stifel Financial are Chief Executive Officer Ronald J Kruszewski (1.19Mn shares), President James M Zemlyak (1.15Mn shares), Director Victor Nesi (171.93K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| Ronald J Kruszewski | Chief Executive Officer | 1,186,547 | 08 Dec, 2025 |
| James M Zemlyak | President | 1,151,586 | 11 Nov, 2025 |
| Victor Nesi | 171,934 | 08 Dec, 2025 | |
| David D Sliney | Chief Operating Officer | 156,043 | 21 Aug, 2025 |
| Thomas B. Michaud | Senior Vice President | 69,469 | 21 Aug, 2025 |
| Michael W Brown | 66,968 | 06 Jun, 2025 | |
| James M Marischen | Chief Financial Officer | 63,846 | 21 Aug, 2025 |
| Christopher K Reichert | CEO Of Stifel Bank & Trust | 49,369 | 21 Aug, 2023 |
| Michael J Zimmerman | 45,833 | 06 Jun, 2025 | |
| Mark P Fisher | Senior VP & General Counsel | 45,599 | 13 Nov, 2025 |
| Charles Bradford Raymond | 32,555 | 21 Aug, 2025 | |
| Maura A. Markus | 27,454 | 06 Jun, 2025 | |
| Kathleen Brown | 22,090 | 15 Jun, 2023 | |
| Robert Edward Grady | 15,429 | 11 Jan, 2022 | |
| Daniel J. Ludeman | 14,442 | 10 Mar, 2025 | |
| Adam T. Berlew | 14,442 | 06 Jun, 2025 | |
| Thomas W Weisel | 9,573 | 20 Nov, 2025 | |
| David A Peacock | 7,241 | 19 Nov, 2025 | |
| James P. Kavanaugh | 7,096 | 06 Jun, 2025 | |
| Lisa Landau Carnoy | 5,120 | 06 Jun, 2025 | |
| Maryam S. Brown | 5,078 | 06 Jun, 2025 | |
| James M Oates | 4,996 | 03 Jun, 2021 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 08 Dec, 2025 | Ronald J Kruszewski | Common Stock | D | 10,000 | $0.00 | 1,186,547 | D | G |
| 08 Dec, 2025 | Victor Nesi | Common Stock | A | 19,401 | $0.00 | 41,975 | I | G |
| 08 Dec, 2025 | Victor Nesi | Common Stock | D | 19,401 | $0.00 | 129,959 | D | G |
| 20 Nov, 2025 | Thomas W Weisel | Common Stock | D | 255 | $0.00 | 9,573 | D | G |
| 13 Nov, 2025 | David A Peacock | Common Stock | D | 3,000 | $0.00 | 7,241 | I | G |
| 13 Nov, 2025 | Mark P Fisher | Common Stock | D | 1,000 | $0.00 | 45,599 | D | G |
| 10 Nov, 2025 | James M Zemlyak | Common Stock | D | 10,000 | $0.00 | 1,144,549 | D | G |
| 19 Aug, 2025 | James M Marischen | Common Stock | D | 5,000 | $112.90 | 63,846 | D | D |
| 19 Aug, 2025 | Mark P Fisher | Common Stock | D | 10,000 | $112.90 | 46,599 | D | D |
| 19 Aug, 2025 | Thomas B. Michaud | Common Stock | D | 20,000 | $112.90 | 69,469 | D | D |
| 19 Aug, 2025 | Victor Nesi | Common Stock | D | 35,000 | $112.90 | 149,360 | D | D |
| 19 Aug, 2025 | David D Sliney | Common Stock | D | 15,000 | $112.90 | 156,043 | D | D |
| 19 Aug, 2025 | Charles Bradford Raymond | Common Stock | D | 10,000 | $112.90 | 32,555 | D | D |
| 19 Aug, 2025 | David D Sliney | - | - | 156,043 | D | |||
| 15 Aug, 2025 | Ronald J Kruszewski | Common Stock | D | 9,000 | $114.20 | 1,236,467 | D | J |
| 19 Aug, 2025 | Ronald J Kruszewski | Common Stock | D | 40,000 | $112.90 | 1,196,467 | D | D |
| 19 Aug, 2025 | James M Zemlyak | Common Stock | D | 15,000 | $112.90 | 1,154,549 | D | D |
| 07 Aug, 2025 | James M Zemlyak | Common Stock | A | 4 | $110.17 | 7,032 | I | P |
| 11 Aug, 2025 | James M Zemlyak | Common Stock | A | 1 | $111.76 | 7,033 | I | P |
| 12 Aug, 2025 | James M Zemlyak | Common Stock | A | 2 | $114.16 | 7,035 | I | P |