Saratoga Investment SAR Insider Ownership

NYSE SAR
$13.69 -0.52 (-3.62%)
As of: Oct 21, 2026 · 3:59 PM EDT

Insider Holdings by Owner

77.29K Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
5.47%
▲+0.143% pp QoQ
Shares Held by Insiders
884.40K
filed for Sep 2026
▲+1.83% QoQ
Shares Outstanding
16.16Mn
16,155,202 shares
Direct Holdings
769.66K
Indirect: 114.74K
Net Shares Traded (QoQ)
+15.90K
net buying in Sep 2026
Insiders Holding Shares
3
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Over the trailing 12 months, SAR insiders bought $445,800 worth of shares (30K shares) in open-market trades, with no open-market sales.

Form 4 Holdings

Insiders Holding SAR

Insiders 3
Shares held 77.29K
Of outstanding 0.478%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Henri J Steenkamp Cfo, Cco, Treasurer And Sec. 43,527 0 43,527 56.3% 30 Jul, 2025
2 Christian L Oberbeck Ceo And Director 0 30,000 30,000 38.8% 13 Oct, 2026
3 Steven M Looney Director 3,758 0 3,758 4.9% 02 Aug, 2022

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

180 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
08 Oct, 2026 Christian L Oberbeck Ceo And Director Acquired P 15,000 $14.89 $223.35K 15,000 Indirect
09 Oct, 2026 Christian L Oberbeck Ceo And Director Acquired P 15,000 $14.83 $222.45K 30,000 Indirect
09 Sep, 2026 Christian L Oberbeck Ceo And Director Disposed J 290 $0.00 $0 18,477 Indirect
18 Aug, 2026 Christian L Oberbeck Ceo And Director Disposed J 280 $0.00 $0 18,767 Indirect
22 Jul, 2026 Christian L Oberbeck Ceo And Director Disposed J 2,560 $0.00 $0 19,047 Indirect
29 Jan, 2026 Christian L Oberbeck Ceo And Director Disposed G 1,000 $0.00 $0 664,983 Direct
19 Dec, 2025 Christian L Oberbeck Ceo And Director Disposed G 1,000 $0.00 $0 657,285 Direct
11 Dec, 2025 Christian L Oberbeck Ceo And Director Disposed G 5,200 $0.00 $0 665,085 Direct
11 Dec, 2025 Christian L Oberbeck Ceo And Director Disposed G 7,800 $0.00 $0 657,285 Direct
11 Dec, 2025 Christian L Oberbeck Ceo And Director Acquired G 7,800 $0.00 $0 83,742 Indirect
23 Sep, 2025 Christian L Oberbeck Ceo And Director Disposed J 606 $0.00 $0 86,607 Indirect
31 Jul, 2025 Christian L Oberbeck Ceo And Director Disposed J 2,252 $0.00 $0 87,213 Indirect
29 Jul, 2025 Henri J Steenkamp Cfo, Cco, Treasurer And Sec. Acquired J 4,373 $0.00 $0 43,527 Direct
29 Jul, 2025 Christian L Oberbeck Ceo Director Disposed J 28,261 $0.00 $0 89,513 Indirect
30 Jul, 2025 Christian L Oberbeck Ceo Director Disposed J 48 $0.00 $0 89,465 Indirect
02 Dec, 2024 Christian L Oberbeck Ceo And Director Disposed G 5,120 $0.00 $0 640,897 Direct
02 Dec, 2024 Christian L Oberbeck Ceo And Director Disposed G 7,680 $0.00 $0 633,217 Direct
02 Dec, 2024 Christian L Oberbeck Ceo And Director Acquired G 7,680 $0.00 $0 64,302 Indirect
05 Nov, 2024 Christian L Oberbeck Ceo And Director Disposed J 430 $0.00 $0 646,017 Direct
07 Oct, 2024 Christian L Oberbeck Ceo And Director Disposed J 248 $0.00 $0 646 Direct