As of September 29, 2026, Runway Growth Finance's top three insider holders are Multi-Strategy Master Fund Lp Brookfield (Director, 21.05Mn shares), Growth Holdings Llc Ocm (TenPercentOwner, 7.03Mn shares), Capital, L.P. Carlson (TenPercentOwner, 3.88Mn shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Multi-Strategy Master Fund Lp Brookfield | Director, TenPercentOwner | 21,054,667 | 0 | 21,054,667 | 65.2% | 30 Mar, 2023 |
| 2 | Growth Holdings Llc Ocm | TenPercentOwner | 7,029,668 | 0 | 7,029,668 | 21.8% | 19 Nov, 2025 |
| 3 | Capital, L.P. Carlson | TenPercentOwner | 3,885,000 | 0 | 3,885,000 | 12.0% | 13 Apr, 2026 |
| 4 | R David Spreng | President And Co Ceo | 194,504 | 0 | 194,504 | 0.6% | 18 Aug, 2026 |
| 5 | Thomas B. Raterman | Cfo, Coo | 98,359 | 0 | 98,359 | 0.3% | 22 May, 2026 |
| 6 | Carmela Thomson | Cfo, Treasurer And Secretary | 12,840 | 0 | 12,840 | 0.0% | 17 Aug, 2026 |
| 7 | Edward J. Goldthorpe | Director | 10,000 | 0 | 10,000 | 0.0% | 22 Sep, 2026 |
| 8 | John F. Engel | Director | 0 | 8,178 | 8,178 | 0.0% | 15 Sep, 2022 |
| 9 | Michael Rovner | Co Chief Executive Officer | 7,000 | 0 | 7,000 | 0.0% | 10 Sep, 2026 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 21 Sep, 2026 | Edward J. Goldthorpe | Director | Acquired P | 3,749 | $6.72 | $25.19K | 3,749 | Direct |
| 22 Sep, 2026 | Edward J. Goldthorpe | Director | Acquired P | 6,251 | $6.76 | $42.26K | 10,000 | Direct |
| 09 Sep, 2026 | Michael Rovner | Co Chief Executive Officer | Acquired P | 7,000 | $6.57 | $45.99K | 7,000 | Direct |
| 14 Aug, 2026 | R David Spreng | President And Co Ceo | Acquired P | 1,000 | $6.89 | $6.89K | 194,504 | Direct |
| 13 Aug, 2026 | Carmela Thomson | Cfo, Treasurer And Secretary | Acquired P | 8,000 | $6.97 | $55.74K | 12,840 | Direct |
| 20 May, 2026 | R David Spreng | President And Ceo | Acquired P | 3,000 | $6.37 | $19.10K | 193,504 | Direct |
| 14 May, 2026 | Thomas B. Raterman | Cfo, Coo | Acquired P | 2,900 | $6.67 | $19.34K | 91,259 | Direct |
| 14 May, 2026 | Thomas B. Raterman | Cfo, Coo | Acquired P | 100 | $6.67 | $667 | 91,359 | Direct |
| 20 May, 2026 | Thomas B. Raterman | Cfo, Coo | Acquired P | 7,000 | $6.34 | $44.35K | 98,359 | Direct |
| 20 May, 2026 | Thomas B. Raterman | Cfo, Coo | Acquired A | 7,000 | $6.34 | $44.35K | 98,359 | Direct |
| 20 May, 2026 | R David Spreng | President, Ceo And Cio | Acquired A | 3,000 | $6.37 | $19.10K | 193,504 | Direct |
| 14 May, 2026 | Thomas B. Raterman | Cfo, Coo | Acquired A | 100 | $6.67 | $667 | 91,359 | Direct |
| 14 May, 2026 | Thomas B. Raterman | Cfo, Coo | Acquired A | 2,900 | $6.67 | $19.34K | 91,260 | Direct |
| 09 Apr, 2026 | Capital, L.P. Carlson | TenPercentOwner | Disposed S | 560,105 | $6.59 | $3.69Mn | 3,885,000 | Direct |
| 17 Nov, 2025 | Growth Holdings Llc Ocm | TenPercentOwner | Disposed S | 1,250,000 | $9.05 | $11.31Mn | 7,029,668 | Direct |
| 08 Aug, 2025 | Growth Holdings Llc Ocm | TenPercentOwner | Disposed S | 500,000 | $10.80 | $5.40Mn | 8,279,668 | Direct |
| 01 Jul, 2025 | Growth Holdings Llc Ocm | TenPercentOwner | Disposed S | 1,000,000 | $10.45 | $10.45Mn | 8,779,668 | Direct |
| 01 Apr, 2025 | Growth Holdings Llc Ocm | TenPercentOwner | Disposed S | 1,000,000 | $10.35 | $10.35Mn | 9,779,668 | Direct |
| 28 Mar, 2025 | R David Spreng | President And Ceo | Acquired J | 30,637 | $10.75 | $329.34K | 101,169 | Direct |
| 28 Mar, 2025 | Thomas B. Raterman | Officer | Disposed J | 61,986 | $10.75 | $666.35K | 147,525 | Indirect |