Rank One Computing ROC Insider Ownership

NASDAQ ROC
$3.61 +0.01 (+0.42%)
As of: Oct 20, 2026 · 10:21 AM EDT

Insider Holdings by Owner

1.76Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
9.21%
Shares Held by Insiders
1.76Mn
filed for Sep 2026
Shares Outstanding
19.08Mn
19,080,127 shares
Direct Holdings
1.76Mn
Indirect: 0
Net Shares Traded (QoQ)
0
no net change in Sep 2026
Insiders Holding Shares
2
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Across the past 12 months, open-market trades by Rank One Computing insiders totaled $17,435 in purchases (4K shares) and $4.1 million in sales (1.2Mn shares).

Form 4 Holdings

Insiders Holding ROC

Insiders 2
Shares held 1.76Mn
Of outstanding 9.21%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Scott Jeffrey Klum TenPercentOwner 1,752,560 0 1,752,560 99.8% 02 Oct, 2026
2 Kathleen Louise Kiernan Director 4,000 0 4,000 0.2% 16 Sep, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

8 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
30 Sep, 2026 Scott Jeffrey Klum TenPercentOwner Disposed S 1,200,000 $3.42 $4.10Mn 1,752,560 Direct
01 Sep, 2026 Cody Heidt Barnes Chief Financial Officer Acquired A 17,830 $0.00 $0 17,830 Direct
01 Sep, 2026 Jonathan Blake Moore Chief Operating Officer Acquired A 17,830 $0.00 $0 17,830 Direct
01 Sep, 2026 Brian Scott Swann Chief Executive Officer Acquired A 106,990 $0.00 $0 106,990 Direct
01 Sep, 2026 David Simpson Ray General Counsel Acquired A 17,830 $0.00 $0 17,830 Direct
01 Sep, 2026 Brendan Francis Klare President Board Chairman Acquired A 26,745 $0.00 $0 26,745 Direct
01 Sep, 2026 Joshua Charles Klontz Chief Technology Officer Acquired A 26,745 $0.00 $0 26,745 Direct
14 Sep, 2026 Kathleen Louise Kiernan Director Acquired P 4,000 $4.36 $17.43K 4,000 Direct