Regional Management RM Insider Ownership

NYSE RM

$34.84 -1.18 (-3.28%)

As of: Nov 10, 2026 · 1:31 PM EST

Insider Holdings by Owner

2.58Mn Shares

Fund, L.P. Forager919.14K35.6%

Matthew A Lindenbaum512.04K19.8%

Steven J Freiberg142.05K5.5%

Roel C Campos117.78K4.6%

Capital Management, L.L.C. Basswood115.81K4.5%

Other insiders (16)773.93K30.0%

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

30.36%

▲+1.10% pp QoQ

Shares Held by Insiders

2.79Mn

filed for Sep 2026

▲+2.06% QoQ

Shares Outstanding

9.19Mn

9,187,000 shares

Direct Holdings

1.85Mn

Indirect: 934.54K

Net Open-Market Trades

-25.56K

net sold · -$881.09K in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Open-Market Insider Trades

Bought Sold

Latest quarter —

Net over range —

Net-buying quarters —

Insider Ownership Summary

Updated Nov 5, 2026

In the last 12 months, insiders at Regional Management made open-market purchases of $347,058 (10.95K shares) and open-market sales of $15.42 million (410.5K shares).

By number of insiders, Regional Management saw 2 insiders buy and 8 insiders sell on the open market over the past 12 months.
Among Regional Management's insiders, the largest open-market purchases in the past 12 months were by Lakhbir S. Lamba (President and CEO), totaling $316,495 (10K shares), most recently on August 12, 2026.
Conversely, Basswood Capital Management, L.L.C. (Director and 10% owner) was RM's largest open-market seller in the past 12 months, with $6.44 million of sales (173.38K shares); the latest was on September 1, 2026.
Catherine R. Atwood (SVP and General Counsel) made the most recent open-market trade by an insider of Regional Management, a sale of 2.6K shares for $97,221 on October 29, 2026.
Beyond open-market trades, insiders at Regional Management received 173.54K shares in stock awards, acquired 30.48K shares through option exercises and conversions, gave up 39.2K shares to cover taxes or exercise prices and gave away 1.36K shares as gifts in the last 12 months.
Business Quant data shows Regional Management insiders holding 2.79Mn shares in total in their latest Form 4 filings, or 30.34% of the 9.19Mn shares outstanding; that total is up 2.01% from 2.73Mn shares at the end of Q2 2026 and down 9.19% from 3.07Mn shares at the end of Q3 2025.
Regional Management insiders hold 1.85Mn shares directly (66.47% of their total) and 934.54K shares (33.53%) indirectly, through entities such as trusts and partnerships.
RM's insider total is spread across 18 insiders who have filed a Form 4 in the past two years.
Regional Management's top three insider holders by shares held are Forager Fund, L.P. (10% owner, 919.14K shares), Basswood Capital Management, L.L.C. (Director and 10% owner, 882.09K shares) and Steven J. Freiberg (Director, 194.5K shares).
Forager Fund, L.P. alone accounts for 32.98% of the shares held by Regional Management insiders.
Over the past 12 months, 17 insiders reported transactions in Regional Management stock in 58 Form 4 filings.
These insider figures for Regional Management are based on Form 4 filings through November 4, 2026.

Form 4 Holdings

Insiders Holding RM

Insiders 21

Shares held 2.58Mn

Of outstanding 28.09%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Fund, L.P. Forager	TenPercentOwner	919,136	0	919,136	35.6%	17 Sep, 2026
2	Matthew A Lindenbaum	Director, TenPercentOwner, Other	0	512,041	512,041	19.8%	31 Aug, 2023
3	Steven J Freiberg	Director	142,048	0	142,048	5.5%	26 May, 2026
4	Roel C Campos	Director	117,784	0	117,784	4.6%	26 May, 2026
5	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	0	115,807	115,807	4.5%	05 Nov, 2026
6	Michael R Dunn	Chief Executive Officer	106,692	0	106,692	4.1%	26 May, 2026
7	Robert William Beck	President And Ceo	79,673	0	79,673	3.1%	12 Aug, 2025
8	Carlos Palomares	Director	74,196	0	74,196	2.9%	26 May, 2026
9	Manish Parmar	Evp, Chief Credit Risk Officer	71,847	0	71,847	2.8%	02 Jul, 2026
10	John D. Schachtel	Evp And Coo	65,132	0	65,132	2.5%	03 Jan, 2024
11	Harpreet Rana	Evp, Chief Fin Admin Officer	63,635	0	63,635	2.5%	02 Jul, 2026
12	Lakhbir S. Lamba	President And Ceo	55,734	0	55,734	2.2%	13 Aug, 2026
13	Catherine R Atwood	Svp And General Counsel	52,707	0	52,707	2.0%	30 Oct, 2026
14	Brian J. Fisher	Evp, Chief Strat/Dev Officer	46,117	0	46,117	1.8%	02 Jul, 2026
15	Maria Contreras-Sweet	Director	39,696	0	39,696	1.5%	26 May, 2026
16	Philip V Bancroft	Director	35,055	0	35,055	1.4%	30 May, 2023
17	Jonathan David Brown	Director	34,748	0	34,748	1.3%	26 May, 2026
18	Sandra K. Johnson	Director	20,573	0	20,573	0.8%	02 Jun, 2026
19	Steven B Barnette	Vp, Chief Accounting Officer	17,865	0	17,865	0.7%	04 Aug, 2026
20	Julie Booth	Director	8,988	0	8,988	0.3%	26 May, 2026
21	Elizabeth A. Canini	Evp, Chief Credit Risk Officer	1,275	0	1,275	0.0%	04 Nov, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,109 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
03 Nov, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Disposed S	3,874	$39.00	$151.09K	19,244	Indirect
03 Nov, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Disposed S	4,829	$39.00	$188.33K	256,478	Indirect
03 Nov, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Disposed S	90	$39.00	$3.51K	4,818	Indirect
03 Nov, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Disposed S	1,926	$39.00	$75.11K	101,685	Indirect
04 Nov, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Disposed S	5,353	$39.80	$213.05K	448,081	Indirect
04 Nov, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Disposed S	661	$39.80	$26.31K	18,583	Indirect
04 Nov, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Disposed S	13,369	$39.80	$532.09K	243,109	Indirect
04 Nov, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Disposed S	265	$39.80	$10.55K	4,553	Indirect
04 Nov, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Disposed S	5,106	$39.80	$203.22K	96,579	Indirect
05 Nov, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Disposed S	17	$40.01	$680	448,064	Indirect
05 Nov, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Disposed S	2	$40.01	$80	18,581	Indirect
05 Nov, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Disposed S	41	$40.01	$1.64K	243,068	Indirect
05 Nov, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Disposed S	1	$40.01	$40	4,552	Indirect
05 Nov, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Disposed S	16	$40.01	$640	96,563	Indirect
02 Nov, 2026	Elizabeth A. Canini	Evp, Chief Credit Risk Officer	Acquired A	1,275	$0.00	$0	1,275	Direct
29 Oct, 2026	Catherine R Atwood	Svp And General Counsel	Disposed S	480	$36.14	$17.35K	54,827	Direct
29 Oct, 2026	Catherine R Atwood	Svp And General Counsel	Disposed S	1,310	$37.47	$49.09K	53,517	Direct
29 Oct, 2026	Catherine R Atwood	Svp And General Counsel	Disposed S	810	$38.01	$30.79K	52,707	Direct
19 Oct, 2026	Catherine R Atwood	Svp And General Counsel	Disposed S	200	$35.01	$7.00K	55,307	Direct
15 Sep, 2026	Fund, L.P. Forager	TenPercentOwner	Disposed S	9,857	$32.26	$317.99K	938,601	Direct

Showing 1 to 20 of 1,109 transactions