Regional Management RM Insider Ownership

NYSE RM

$33.77 -0.27 (-0.79%)

As of: Oct 20, 2026 · 3:59 PM EDT

Insider Holdings by Owner

2.94Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

29.86%

▲+0.604% pp QoQ

Shares Held by Insiders

2.79Mn

filed for Sep 2026

▲+2.06% QoQ

Shares Outstanding

9.34Mn

9,340,000 shares

Direct Holdings

1.85Mn

Indirect: 934.54K

Net Shares Traded (QoQ)

+56.40K

net buying in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 10, 2026

In the last 12 months, insiders at Regional Management made open-market purchases of $347,058 (10.95K shares) and open-market sales of $15.31 million (407.7K shares).

By number of insiders, Regional Management saw 2 insiders buy and 8 insiders sell on the open market over the past 12 months.
Among Regional Management's insiders, the largest open-market purchases in the past 12 months were by Lakhbir S. Lamba (President and CEO), totaling $316,495 (10K shares), most recently on August 12, 2026.
Conversely, Basswood Capital Management, L.L.C. (Director and 10% owner) was RM's largest open-market seller in the past 12 months, with $6.44 million of sales (173.38K shares); the latest was on September 1, 2026.
Forager Fund, L.P. (10% owner) made the most recent open-market trade by an insider of Regional Management, a sale of 10.4K shares for $335,120 on September 17, 2026.
Beyond open-market trades, insiders at Regional Management received 172.27K shares in stock awards, acquired 30.48K shares through option exercises and conversions, gave up 39.2K shares to cover taxes or exercise prices and gave away 1.36K shares as gifts in the last 12 months.
Business Quant data shows Regional Management insiders holding 2.79Mn shares in total in their latest Form 4 filings, or 29.86% of the 9.34Mn shares outstanding; that total is up 2.06% from 2.73Mn shares at the end of Q2 2026 and down 9.14% from 3.07Mn shares at the end of Q3 2025.
Regional Management insiders hold 1.85Mn shares directly (66.49% of their total) and 934.54K shares (33.51%) indirectly, through entities such as trusts and partnerships.
RM's insider total is spread across 17 insiders who have filed a Form 4 in the past two years.
Regional Management's top three insider holders by shares held are Forager Fund, L.P. (10% owner, 919.14K shares), Basswood Capital Management, L.L.C. (Director and 10% owner, 882.09K shares) and Steven J. Freiberg (Director, 194.5K shares).
Forager Fund, L.P. alone accounts for 32.96% of the shares held by Regional Management insiders.
Over the past 12 months, 16 insiders reported transactions in Regional Management stock in 55 Form 4 filings.
These insider figures for Regional Management are based on Form 4 filings through September 17, 2026.

Form 4 Holdings

Insiders Holding RM

Insiders 20

Shares held 2.94Mn

Of outstanding 31.51%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Fund, L.P. Forager	TenPercentOwner	919,136	0	919,136	31.2%	17 Sep, 2026
2	Matthew A Lindenbaum	Director, TenPercentOwner, Other	0	512,041	512,041	17.4%	31 Aug, 2023
3	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	0	476,552	476,552	16.2%	03 Sep, 2026
4	Steven J Freiberg	Director	142,048	0	142,048	4.8%	26 May, 2026
5	Roel C Campos	Director	117,784	0	117,784	4.0%	26 May, 2026
6	Michael R Dunn	Chief Executive Officer	106,692	0	106,692	3.6%	26 May, 2026
7	Robert William Beck	President And Ceo	79,673	0	79,673	2.7%	12 Aug, 2025
8	Carlos Palomares	Director	74,196	0	74,196	2.5%	26 May, 2026
9	Manish Parmar	Evp, Chief Credit Risk Officer	71,847	0	71,847	2.4%	02 Jul, 2026
10	John D. Schachtel	Evp And Coo	65,132	0	65,132	2.2%	03 Jan, 2024
11	Harpreet Rana	Evp, Chief Fin Admin Officer	63,635	0	63,635	2.2%	02 Jul, 2026
12	Lakhbir S. Lamba	President And Ceo	55,734	0	55,734	1.9%	13 Aug, 2026
13	Catherine R Atwood	Svp And General Counsel	55,507	0	55,507	1.9%	26 Aug, 2026
14	Brian J. Fisher	Evp, Chief Strat/Dev Officer	46,117	0	46,117	1.6%	02 Jul, 2026
15	Maria Contreras-Sweet	Director	39,696	0	39,696	1.3%	26 May, 2026
16	Philip V Bancroft	Director	35,055	0	35,055	1.2%	30 May, 2023
17	Jonathan David Brown	Director	34,748	0	34,748	1.2%	26 May, 2026
18	Sandra K. Johnson	Director	20,573	0	20,573	0.7%	02 Jun, 2026
19	Steven B Barnette	Vp, Chief Accounting Officer	17,865	0	17,865	0.6%	04 Aug, 2026
20	Julie Booth	Director	8,988	0	8,988	0.3%	26 May, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,090 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
15 Sep, 2026	Fund, L.P. Forager	TenPercentOwner	Disposed S	9,857	$32.26	$317.99K	938,601	Direct
16 Sep, 2026	Fund, L.P. Forager	TenPercentOwner	Disposed S	9,064	$32.19	$291.77K	929,537	Direct
17 Sep, 2026	Fund, L.P. Forager	TenPercentOwner	Disposed S	10,401	$32.22	$335.12K	919,136	Direct
02 Sep, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Acquired A	23,764	$33.10	$786.59K	453,434	Indirect
01 Sep, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Acquired A	4,064	$31.86	$129.48K	429,670	Indirect
01 Sep, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Disposed S	1,159	$31.65	$36.68K	23,118	Indirect
24 Aug, 2026	Catherine R Atwood	Svp And General Counsel	Disposed S	200	$35.00	$7.00K	55,507	Direct
11 Aug, 2026	Lakhbir S. Lamba	President And Ceo	Acquired P	6,500	$31.59	$205.34K	52,234	Direct
12 Aug, 2026	Lakhbir S. Lamba	President And Ceo	Acquired P	3,500	$31.76	$111.16K	55,734	Direct
03 Aug, 2026	Steven B Barnette	Vp, Chief Accounting Officer	Acquired A	4,393	$0.00	$0	17,865	Direct
10 Jul, 2026	Steven B Barnette	Vp, Chief Accounting Officer	Disposed S	3,274	$43.30	$141.76K	13,472	Direct
02 Jul, 2026	Brian J. Fisher	Evp, Chief Strat/Dev Officer	Acquired A	13,247	$0.00	$0	46,117	Direct
02 Jul, 2026	Manish Parmar	Evp, Chief Credit Risk Officer	Acquired A	10,695	$0.00	$0	71,847	Direct
02 Jul, 2026	Catherine R Atwood	Svp And General Counsel	Acquired A	8,321	$0.00	$0	55,707	Direct
01 Jul, 2026	Steven B Barnette	Vp, Chief Accounting Officer	Disposed S	1,600	$42.04	$67.26K	16,746	Direct
02 Jul, 2026	Harpreet Rana	Evp, Chief Fin Admin Officer	Acquired A	17,466	$0.00	$0	63,635	Direct
01 Jun, 2026	Sandra K. Johnson	Director	Disposed G	1,360	$0.00	$0	20,573	Direct
26 May, 2026	Sandra K. Johnson	Director	Disposed S	1,000	$36.00	$36.00K	21,933	Direct
21 May, 2026	Michael R Dunn	Director	Acquired A	3,583	$0.00	$0	106,692	Direct
21 May, 2026	Capital Management, L.L.C. Basswood	Director, TenPercentOwner, Other	Acquired A	3,337	$0.00	$0	34,748	Indirect

Showing 1 to 20 of 1,090 transactions