Rocket Companies RKT Insider Ownership

NYSE RKT

$11.74 +0.63 (+5.67%)

At close: Oct 22, 2026 · 4:00 PM EDT

Insider Holdings by Owner

1.50Bn Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

39.70%

▼-0.020% pp QoQ

Shares Held by Insiders

1.49Bn

filed for Sep 2026

▼-0.05% QoQ

Shares Outstanding

3.76Bn

3,755,302,131 shares

Direct Holdings

1.34Bn

Indirect: 151.09Mn

Net Shares Traded (QoQ)

-736.90K

net selling in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 11, 2026

Over the past year, RKT insiders sold $7.69 million of stock (555K shares) on the open market and bought none.

Rocket Companies' open-market sales in the past 12 months came from 2 insiders; no insider bought.
Jesse K. Bray (President & CEO, Rocket Mortgage) led open-market sales of Rocket Companies stock over the past 12 months with $5.69 million (450K shares), most recently on October 2, 2026.
Outside the open market, Rocket Companies insiders received 2.49Mn shares in stock awards, acquired 27.06K shares through option exercises and conversions, gave up 2.4Mn shares to cover taxes or exercise prices and gave away 93.06K shares as gifts over the past 12 months.
Business Quant data puts insider holdings in RKT at 1.49Bn shares across insiders' latest Form 4 filings, or 39.69% of the 3.76Bn shares outstanding; that total is down 0.07% from 1.49Bn shares at the end of Q2 2026 and up 0.95% from 1.48Bn shares at the end of Q3 2025.
Rocket Companies insiders hold 1.34Bn shares directly (89.88% of their total) and 150.86Mn shares (10.12%) indirectly, through entities such as trusts and partnerships.
RKT's insider total is spread across 18 insiders who have filed a Form 4 in the past two years.
Rocket Companies' three biggest insider holders are Daniel B. Gilbert (Director and 10% owner, 1.14Bn shares), Jennifer L. Gilbert (Director and 10% owner, 314.06Mn shares) and Jesse K. Bray (President & CEO, Rocket Mortgage, 15.54Mn shares), based on their latest Form 4 filings.
The largest insider, Daniel B. Gilbert, holds 76.29% of RKT's insider total.
Institutional holders reported 50.43% of Rocket Companies' outstanding shares for Q2 2026.
A total of 65 Form 4 filings with transactions in Rocket Companies stock were made over the past 12 months, by 15 insiders.
Insider figures for RKT include Form 4 filings through October 8, 2026.

Form 4 Holdings

Insiders Holding RKT

Insiders 23

Shares held 1.50Bn

Of outstanding 39.96%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Daniel B Gilbert	Director, TenPercentOwner	996,832,276	140,305,139	1,137,137,415	75.8%	24 Oct, 2025
2	Jennifer L. Gilbert	Director, TenPercentOwner	314,055,385	0	314,055,385	20.9%	02 Jul, 2025
3	William D. Banfield	Chief Business Officer	9,313,450	0	9,313,450	0.6%	08 Oct, 2026
4	Matthew Rizik	Director	8,796,551	0	8,796,551	0.6%	09 Sep, 2026
5	Jesse K Bray	Pres Ceo, Rocket Mortgage	0	7,728,027	7,728,027	0.5%	05 Oct, 2026
6	Jay Farner	Chief Executive Officer	5,843,882	0	5,843,882	0.4%	08 Mar, 2023
7	Heather M. Lovier	Chief Operating Officer	5,078,038	0	5,078,038	0.3%	08 Oct, 2026
8	William C. Emerson	President	842,632	2,826,979	3,669,611	0.2%	09 Sep, 2025
9	Brian Nicholas Brown	President Chief Fin Officer	2,399,508	0	2,399,508	0.2%	08 Oct, 2026
10	Varun Krishna	Chief Executive Officer	1,958,664	0	1,958,664	0.1%	09 Sep, 2026
11	Robert D. Jr. Walters	President Chief Oper Officer	966,124	0	966,124	0.1%	06 Mar, 2023
12	Shawn Malhotra	Chief Technology Officer	853,590	0	853,590	0.1%	08 Oct, 2026
13	Jonathan Mildenhall	Chief Marketing Officer	795,797	0	795,797	0.1%	08 Oct, 2026
14	Julie Booth	Chief Fin. Officer Treasurer	428,435	0	428,435	0.0%	08 Aug, 2022
15	Tina V. John	Exe Legal Counsel Secretary	311,521	0	311,521	0.0%	11 Mar, 2025
16	Angelo Vitale	General Counsel And Secretary	309,451	0	309,451	0.0%	09 Mar, 2022
17	Tagar Olson	Director	289,595	0	289,595	0.0%	11 Jun, 2026
18	Noah A. Edwards	Chief Accounting Officer	154,311	0	154,311	0.0%	08 Oct, 2026
19	Suzanne F. Shank	Director	119,558	0	119,558	0.0%	11 Jun, 2026
20	Jonathan D Mariner	Director	102,300	0	102,300	0.0%	11 Jun, 2026
21	Nancy Tellem	Director	87,542	0	87,542	0.0%	21 Jun, 2024
22	Alastair Rampell	Director	54,639	0	54,639	0.0%	11 Jun, 2026
23	Sarah Watterson	Director	14,566	0	14,566	0.0%	17 Aug, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

698 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
07 Oct, 2026	William D. Banfield	Chief Business Officer	Disposed F	8,056	$11.59	$93.37K	3,659,492	Direct
07 Oct, 2026	Brian Nicholas Brown	President Chief Fin Officer	Disposed F	16,112	$11.59	$186.74K	1,607,954	Direct
07 Oct, 2026	Noah A. Edwards	Chief Accounting Officer	Disposed F	2,302	$11.59	$26.68K	154,311	Direct
07 Oct, 2026	Heather M. Lovier	Chief Operating Officer	Disposed F	8,056	$11.59	$93.37K	2,251,059	Direct
07 Oct, 2026	Shawn Malhotra	Chief Technology Officer	Disposed F	13,751	$11.59	$159.37K	853,590	Direct
07 Oct, 2026	Jonathan Mildenhall	Chief Marketing Officer	Disposed F	12,860	$11.59	$149.05K	795,797	Direct
02 Oct, 2026	Jesse K Bray	Pres Ceo, Rocket Mortgage	Disposed S	92,300	$12.39	$1.14Mn	7,728,027	Indirect
01 Oct, 2026	Jesse K Bray	Pres Ceo, Rocket Mortgage	Disposed F	57,200	$11.51	$658.37K	7,812,940	Direct
01 Oct, 2026	Jesse K Bray	Pres Ceo, Rocket Mortgage	Disposed S	132,700	$12.01	$1.59Mn	7,820,327	Indirect
15 Sep, 2026	Jesse K Bray	Pres Ceo, Rocket Mortgage	Disposed S	225,000	$13.11	$2.95Mn	7,953,027	Indirect
07 Sep, 2026	Jesse K Bray	Pres Ceo, Rocket Mortgage	Disposed F	29,279	$14.06	$411.66K	7,870,140	Direct
07 Sep, 2026	William D. Banfield	Chief Business Officer	Disposed F	61,315	$14.06	$862.09K	3,667,548	Direct
07 Sep, 2026	Shawn Malhotra	Chief Technology Officer	Disposed F	37,930	$14.06	$533.30K	867,341	Direct
07 Sep, 2026	Matthew Rizik	Director	Acquired M	14,796	—	—	2,439,337	Direct
07 Sep, 2026	Noah A. Edwards	Chief Accounting Officer	Disposed F	12,009	$14.06	$168.85K	156,613	Direct
07 Sep, 2026	Jonathan Mildenhall	Chief Marketing Officer	Disposed F	80,287	$14.06	$1.13Mn	808,657	Direct
07 Sep, 2026	Brian Nicholas Brown	President Chief Fin Officer	Disposed F	44,042	$14.06	$619.23K	1,638,741	Direct
07 Sep, 2026	Varun Krishna	Chief Executive Officer	Disposed F	126,999	$14.06	$1.79Mn	2,016,923	Direct
07 Sep, 2026	Heather M. Lovier	Chief Operating Officer	Disposed F	61,669	$14.06	$867.07K	2,259,115	Direct
07 Sep, 2026	Matthew Rizik	Director	Disposed J	14,796	$14.06	$208.03K	2,424,541	Direct

Showing 1 to 20 of 698 transactions