As of September 09, 2026, the three largest insider holders of RJF are Thomas A James (Chairman Emeritus, 17.61Mn shares), Paul C Reilly (Executive Chair, 260.55K shares), Paul C Reilly (Executive Chair, 260.55K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Thomas A James | Chairman Emeritus | 0 | 17,606,654 | 17,606,654 | 91.7% | 18 Dec, 2023 |
| 2 | Paul C Reilly | Executive Chair | 260,546 | 0 | 260,546 | 1.4% | 15 Dec, 2025 |
| 3 | Francis S Godbold | Vice Chairman | 0 | 197,000 | 197,000 | 1.0% | 29 Dec, 2021 |
| 4 | Scott A Curtis | Chief Operating Officer | 191,418 | 0 | 191,418 | 1.0% | 20 Aug, 2026 |
| 5 | James E Bunn | President, Capital Markets | 101,741 | 0 | 101,741 | 0.5% | 17 Dec, 2025 |
| 6 | John C Jr. Carson | President | 93,846 | 0 | 93,846 | 0.5% | 16 Dec, 2021 |
| 7 | Paul D Allison | Chair, President Ceo Rj Ltd. | 17,110 | 44,925 | 62,035 | 0.3% | 16 Dec, 2021 |
| 8 | Jeffrey A Dowdle | Coo Head Of Asset Mgmt. | 50,829 | 0 | 50,829 | 0.3% | 03 Jan, 2024 |
| 9 | Susan N Story | Director | 46,221 | 0 | 46,221 | 0.2% | 27 Feb, 2023 |
| 10 | Bella Loykhter Allaire | Chief Admin Officer | 46,086 | 0 | 46,086 | 0.2% | 31 Aug, 2026 |
| 11 | Tashtego S Elwyn | President, Pcg | 45,114 | 0 | 45,114 | 0.2% | 29 Jul, 2026 |
| 12 | Gordon L Johnson | Director | 44,290 | 0 | 44,290 | 0.2% | 24 Feb, 2025 |
| 13 | Steven M Raney | Executive Chair Rjbank | 43,046 | 0 | 43,046 | 0.2% | 28 Jul, 2026 |
| 14 | Paul M Shoukry | Ceo | 40,379 | 0 | 40,379 | 0.2% | 17 Dec, 2025 |
| 15 | Horace Carter | President, Fixed Income | 34,603 | 0 | 34,603 | 0.2% | 05 Dec, 2024 |
| 16 | Vincent Campagnoli | Evp, Technology Operations | 32,685 | 0 | 32,685 | 0.2% | 12 Dec, 2025 |
| 17 | Benjamin Esty | Director | 31,794 | 0 | 31,794 | 0.2% | 23 Feb, 2026 |
| 18 | Jeffrey N Edwards | Director | 9,533 | 22,008 | 31,541 | 0.2% | 26 Feb, 2026 |
| 19 | Jonathan N Santelli | Evp, General Counsel | 26,853 | 0 | 26,853 | 0.1% | 05 Feb, 2026 |
| 20 | Tarek Helal | Chief Strategy Officer | 25,140 | 0 | 25,140 | 0.1% | 27 Aug, 2026 |
| 21 | Roderick C Mcgeary | Director | 24,354 | 0 | 24,354 | 0.1% | 23 Feb, 2026 |
| 22 | Jonathan W Jr Oorlog | Chief Financial Officer | 22,377 | 0 | 22,377 | 0.1% | 02 Dec, 2025 |
| 23 | James Robert Edward Coulter | Director Ceo, Rj Ltd. | 18,463 | 0 | 18,463 | 0.1% | 11 Dec, 2024 |
| 24 | Christopher S Aisenbrey | Chief Human Resources Officer | 17,490 | 0 | 17,490 | 0.1% | 03 Mar, 2026 |
| 25 | Anne Gates | Director | 16,848 | 0 | 16,848 | 0.1% | 23 Feb, 2026 |
| 26 | Jodi Perry | President, Icd For Rjfs | 14,256 | 0 | 14,256 | 0.1% | 03 Jan, 2024 |
| 27 | Raj Seshadri | Director | 13,782 | 0 | 13,782 | 0.1% | 23 Feb, 2026 |
| 28 | George Catanese | Chief Risk Officer | 11,941 | 0 | 11,941 | 0.1% | 03 Jan, 2024 |
| 29 | Robert M Dutkowsky | Director | 11,149 | 0 | 11,149 | 0.1% | 26 Feb, 2024 |
| 30 | Marlene Debel | Director | 8,820 | 0 | 8,820 | 0.0% | 23 Feb, 2026 |
| 31 | Shannon B Reid | President, Icd | 7,079 | 0 | 7,079 | 0.0% | 06 Dec, 2024 |
| 32 | Art A Garcia | Director | 6,992 | 0 | 6,992 | 0.0% | 23 Feb, 2026 |
| 33 | Raymond W Mcdaniel | Director | 6,113 | 0 | 6,113 | 0.0% | 23 Feb, 2026 |
| 34 | Morgan Tarazeta J Haynes | Chief Audit Executive | 5,028 | 0 | 5,028 | 0.0% | 17 Dec, 2025 |
| 35 | Cecily Mistarz | Director | 4,242 | 0 | 4,242 | 0.0% | 23 Feb, 2026 |
| 36 | Mark W Begor | Director | 2,285 | 0 | 2,285 | 0.0% | 23 Feb, 2026 |
| 37 | Katherine H Larson | Chief Accounting Officer | 1,975 | 0 | 1,975 | 0.0% | 02 Dec, 2025 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 28 Aug, 2026 | Bella Loykhter Allaire | Chief Admin Officer | Disposed S | 7,500 | $177.60 | $1.33Mn | 46,086 | Direct |
| 20 Aug, 2026 | Tarek Helal | Chief Strategy Officer | Acquired G | 23,397 | $0.00 | $0 | 48,537 | Direct |
| 20 Aug, 2026 | Tarek Helal | Chief Strategy Officer | Disposed G | 23,397 | $0.00 | $0 | 25,140 | Direct |
| 18 Aug, 2026 | Scott A Curtis | Chief Operating Officer | Disposed G | 1,000 | $0.00 | $0 | 191,418 | Direct |
| 28 Jul, 2026 | Tashtego S Elwyn | President, Pcg | Disposed S | 10,000 | $176.06 | $1.76Mn | 45,114 | Direct |
| 27 Jul, 2026 | Steven M Raney | Executive Chair Rjbank | Disposed S | 5,770 | $172.97 | $998.03K | 43,046 | Direct |
| 27 Jul, 2026 | Steven M Raney | Executive Chair Rjbank | Disposed S | 5,770 | $172.97 | $998.03K | 43,046 | Direct |
| 27 Jul, 2026 | Steven M Raney | Executive Chair Rjbank | Disposed S | 5,770 | $172.97 | $998.03K | 43,046 | Direct |
| 19 Mar, 2026 | Bella Loykhter Allaire | Chief Admin Officer | Disposed S | 29,551 | $142.34 | $4.21Mn | 53,586 | Direct |
| 28 Feb, 2026 | Christopher S Aisenbrey | Chief Human Resources Officer | Acquired M | 600 | $0.00 | $0 | 17,622 | Direct |
| 28 Feb, 2026 | Christopher S Aisenbrey | Chief Human Resources Officer | Disposed F | 132 | $153.08 | $20.21K | 17,490 | Direct |
| 28 Feb, 2026 | Christopher S Aisenbrey | Chief Human Resources Officer | Disposed M | 600 | $0.00 | $0 | 600 | Direct |
| 24 Feb, 2026 | Jeffrey N Edwards | Director | Disposed G | 1,504 | $0.00 | $0 | 9,533 | Direct |
| 24 Feb, 2026 | Jeffrey N Edwards | Director | Acquired G | 1,504 | $0.00 | $0 | 22,008 | Indirect |
| 19 Feb, 2026 | Raj Seshadri | Director | Acquired A | 1,303 | $0.00 | $0 | 13,782 | Direct |
| 19 Feb, 2026 | Raj Seshadri | Director | Acquired A | 1,303 | $0.00 | $0 | 13,782 | Direct |
| 19 Feb, 2026 | Raj Seshadri | Director | Acquired A | 1,303 | $0.00 | $0 | 13,782 | Direct |
| 19 Feb, 2026 | Raj Seshadri | Director | Acquired A | 1,303 | $0.00 | $0 | 13,782 | Direct |
| 19 Feb, 2026 | Raj Seshadri | Director | Acquired A | 1,303 | $0.00 | $0 | 13,782 | Direct |
| 19 Feb, 2026 | Roderick C Mcgeary | Director | Acquired A | 1,303 | $0.00 | $0 | 24,354 | Direct |