Rocket Pharmaceuticals's three largest insider shareholders as of April 17, 2026 are Roderick Wong (Director, 16.27Mn shares), Gaurav Shah (Ceo, 1.05Mn shares), Martin Wilson (General Counsel, 682.00K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Roderick Wong | - | 0 | 16,272,635 | 31 Aug, 2021 |
| Gaurav Shah | Ceo | 1,046,055 | 0 | 20 Feb, 2026 |
| Martin Wilson | General Counsel | 682,000 | 0 | 20 Feb, 2026 |
| Christopher James Stevens | Chief Operating Officer | 469,129 | 0 | 13 Feb, 2026 |
| Kinnari Patel | Chief Operating Officer | 441,927 | 0 | 22 May, 2025 |
| Gotham Makker | - | 0 | 415,346 | 18 Jul, 2025 |
| Syed Ali-Aamir Rizvi | Chief Medical Officer | 407,874 | 0 | 13 Feb, 2026 |
| Jonathan David Schwartz | Chief Medical Officer | 299,064 | 0 | 20 Nov, 2025 |
| Sarbani Chaudhuri | - | 285,160 | 0 | 13 Feb, 2026 |
| Aaron Ondrey | Chief Financial Officer | 128,173 | 0 | 08 Jul, 2025 |
| David P Southwell | - | 0 | 113,124 | 20 May, 2024 |
| Kinnari Patel | - | 0 | 101,594 | 10 Oct, 2023 |
| John Militello | - | 91,019 | 0 | 20 Feb, 2026 |
| Mark Andrew White | Chief Medical Officer | 76,662 | 0 | 12 Apr, 2023 |
| Mark Andrew White | Chief Medical Officer | 69,140 | 0 | 04 Nov, 2024 |
| Pedro P Granadillo | - | 54,734 | 0 | 18 Jul, 2025 |
| Peter Fong | - | 53,333 | 0 | 03 Oct, 2025 |
| Elisabeth Bjork | - | 50,000 | 0 | 06 Jan, 2026 |
| Roderick Wong | - | 47,667 | 0 | 18 Jul, 2025 |
| Mikael Dolsten | - | 44,220 | 0 | 18 Jul, 2025 |
| David P Southwell | President And Ceo | 31,660 | 0 | 18 Jul, 2025 |
| Fady Ibraham Malik | - | 30,000 | 0 | 18 Jul, 2025 |
| Piratip Pratumsuwan | - | 30,000 | 0 | 18 Jul, 2025 |
| Carsten Boess | - | 30,000 | 0 | 18 Jul, 2025 |
| Kinnari Patel | Chief Operating Officer | 0 | 26,774 | 10 Apr, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 18 Feb, 2026 | John Militello | Common Stock | D | 1,157 | $3.34 | 91,019 | D | S |
| 18 Feb, 2026 | Gaurav Shah | Common Stock | D | 5,990 | $3.34 | 1,046,055 | D | S |
| 18 Feb, 2026 | Martin Wilson | Common Stock | D | 1,376 | $3.34 | 682,000 | D | S |
| 13 Feb, 2026 | John Militello | Common Stock | D | 3,726 | $3.31 | 92,176 | D | S |
| 13 Feb, 2026 | Martin Wilson | Common Stock | D | 12,253 | $3.31 | 683,376 | D | S |
| 13 Feb, 2026 | Gaurav Shah | Common Stock | D | 12,279 | $3.31 | 1,052,045 | D | S |
| 11 Feb, 2026 | Christopher James Stevens | Common Stock | A | 61,963 | $0.00 | 469,129 | D | A |
| 11 Feb, 2026 | John Militello | Common Stock | A | 29,982 | $0.00 | 95,902 | D | A |
| 11 Feb, 2026 | Gaurav Shah | Common Stock | A | 286,028 | $0.00 | 1,064,324 | D | A |
| 11 Feb, 2026 | Syed Ali-Aamir Rizvi | Common Stock | A | 61,963 | $0.00 | 407,874 | D | A |
| 11 Feb, 2026 | Sarbani Chaudhuri | Common Stock | A | 125,924 | $0.00 | 285,160 | D | A |
| 11 Feb, 2026 | Martin Wilson | Common Stock | A | 311,813 | $0.00 | 695,629 | D | A |
| 11 Feb, 2026 | Syed Ali-Aamir Rizvi | Stock Option (right to buy) | A | 93,037 | $0.00 | 93,037 | D | A |
| 11 Feb, 2026 | Christopher James Stevens | Stock Option (Right to Buy) | A | 93,037 | $0.00 | 93,037 | D | A |
| 11 Feb, 2026 | John Militello | Stock Option (Right to Buy) | A | 45,018 | $0.00 | 45,018 | D | A |
| 11 Feb, 2026 | Martin Wilson | Stock Option (Right to Buy) | A | 468,187 | $0.00 | 468,187 | D | A |
| 11 Feb, 2026 | Sarbani Chaudhuri | Stock Option (Right to Buy) | A | 189,076 | $0.00 | 189,076 | D | A |
| 11 Feb, 2026 | Gaurav Shah | Stock Option (Right to Buy) | A | 870,648 | $0.00 | 870,648 | D | A |
| 02 Jan, 2026 | Elisabeth Bjork | Common Stock | A | 10,000 | $3.44 | 50,000 | D | P |
| 18 Nov, 2025 | John Militello | Common Stock | D | 1,086 | $2.98 | 65,920 | D | S |