According to recent filings covering the 90 days ending January 10, 2026, the three most significant insider holders at Rocket Pharmaceuticals are Director Investments, Lp Rtw (18.19Mn shares), Director Roderick Wong (16.32Mn shares), Ceo Gaurav Shah (778.30K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| Investments, Lp Rtw | 18,188,457 | 23 Sep, 2025 | |
| Roderick Wong | 16,320,302 | 18 Jul, 2025 | |
| Gaurav Shah | Ceo | 778,296 | 20 Nov, 2025 |
| Kinnari Patel | Nan | 468,701 | 22 May, 2025 |
| Gotham Makker | 415,346 | 18 Jul, 2025 | |
| Christopher James Stevens | Chief Operating Officer | 407,166 | 06 Aug, 2025 |
| Martin Wilson | General Counsel | 383,816 | 20 Nov, 2025 |
| Syed Ali-Aamir Rizvi | Chief Medical Officer | 345,911 | 08 Oct, 2025 |
| Jonathan David Schwartz | Nan | 299,064 | 20 Nov, 2025 |
| David P Southwell | 144,784 | 18 Jul, 2025 | |
| Aaron Ondrey | Chief Financial Officer | 128,173 | 08 Jul, 2025 |
| Mark Andrew White | Nan | 69,140 | 04 Nov, 2024 |
| John Militello | Nan | 65,920 | 20 Nov, 2025 |
| Pedro P Granadillo | 54,734 | 18 Jul, 2025 | |
| Peter Fong | 53,333 | 03 Oct, 2025 | |
| Elisabeth Bjork | 50,000 | 06 Jan, 2026 | |
| Mikael Dolsten | 44,220 | 18 Jul, 2025 | |
| Fady Ibraham Malik | 30,000 | 18 Jul, 2025 | |
| Piratip Pratumsuwan | 30,000 | 18 Jul, 2025 | |
| Carsten Boess | 30,000 | 18 Jul, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 02 Jan, 2026 | Elisabeth Bjork | Common Stock | A | 10,000 | $3.44 | 50,000 | D | P |
| 18 Nov, 2025 | John Militello | Common Stock | D | 1,086 | $2.98 | 65,920 | D | S |
| 18 Nov, 2025 | Martin Wilson | Common Stock | D | 1,646 | $2.98 | 383,816 | D | S |
| 18 Nov, 2025 | Gaurav Shah | - | - | 778,296 | D | |||
| 18 Nov, 2025 | Gaurav Shah | Common Stock | D | 6,276 | $2.98 | 778,296 | D | S |
| 18 Nov, 2025 | Jonathan David Schwartz | Common Stock | D | 2,545 | $2.98 | 299,064 | D | S |
| 03 Nov, 2025 | Martin Wilson | - | - | 385,462 | D | |||
| 03 Nov, 2025 | Martin Wilson | Common Stock | A | 100,000 | $0.00 | 385,462 | D | A |
| 14 Oct, 2025 | John Militello | Common Stock | D | 19,841 | $3.96 | 76,083 | D | S |
| 14 Oct, 2025 | John Militello | - | - | 76,083 | D | |||
| 14 Oct, 2025 | John Militello | Common Stock | D | 5,514 | $3.96 | 70,569 | D | S |
| 14 Oct, 2025 | John Militello | - | - | 67,006 | D | |||
| 14 Oct, 2025 | John Militello | Common Stock | D | 3,005 | $3.97 | 67,564 | D | S |
| 14 Oct, 2025 | John Militello | - | - | 70,569 | D | |||
| 14 Oct, 2025 | John Militello | - | - | 67,564 | D | |||
| 14 Oct, 2025 | John Militello | Common Stock | D | 558 | $3.98 | 67,006 | D | S |
| 06 Oct, 2025 | Syed Ali-Aamir Rizvi | Common Stock | A | 283,018 | $0.00 | 283,018 | D | A |
| 06 Oct, 2025 | Syed Ali-Aamir Rizvi | Common Stock | A | 62,893 | $0.00 | 345,911 | D | A |
| 06 Oct, 2025 | Syed Ali-Aamir Rizvi | - | - | 283,018 | D | |||
| 06 Oct, 2025 | Syed Ali-Aamir Rizvi | - | - | 345,911 | D |