As of August 29, 2026, Rocket Pharmaceuticals's top three insider holders are Roderick Wong (Director, 16.27Mn shares), Syed Ali-Aamir Rizvi (Chief Medical Officer, 407.87K shares), Jonathan David Schwartz (Chief Medical Officer, 299.06K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Gaurav Shah | Ceo | 1,056,594 | 0 | 1,056,594 | 20.8% | 20 Aug, 2026 |
| 2 | Martin Wilson | General Counsel | 673,853 | 0 | 673,853 | 13.2% | 20 Aug, 2026 |
| 3 | Christopher James Stevens | Chief Operating Officer | 505,784 | 0 | 505,784 | 9.9% | 13 Aug, 2026 |
| 4 | Kinnari Patel | Chief Operating Officer | 441,927 | 0 | 441,927 | 8.7% | 22 May, 2025 |
| 5 | Gotham Makker | Director | 0 | 415,346 | 415,346 | 8.2% | 18 Jul, 2025 |
| 6 | Syed Ali-Aamir Rizvi | Chief Medical Officer | 407,874 | 0 | 407,874 | 8.0% | 13 Feb, 2026 |
| 7 | Jonathan David Schwartz | Chief Medical Officer | 299,064 | 0 | 299,064 | 5.9% | 20 Nov, 2025 |
| 8 | Sarbani Chaudhuri | Officer | 262,809 | 0 | 262,809 | 5.2% | 13 Aug, 2026 |
| 9 | David P Southwell | Director | 204,522 | 0 | 204,522 | 4.0% | 05 Aug, 2026 |
| 10 | Mark Andrew White | Chief Medical Officer | 145,802 | 0 | 145,802 | 2.9% | 04 Nov, 2024 |
| 11 | Aaron Ondrey | Chief Financial Officer | 128,173 | 0 | 128,173 | 2.5% | 08 Jul, 2025 |
| 12 | John Militello | Officer | 89,780 | 0 | 89,780 | 1.8% | 21 May, 2026 |
| 13 | Peter Fong | Director | 76,195 | 0 | 76,195 | 1.5% | 06 Jul, 2026 |
| 14 | Roderick Wong | Director, TenPercentOwner | 75,499 | 0 | 75,499 | 1.5% | 06 Jul, 2026 |
| 15 | Mikael Dolsten | Director | 67,082 | 0 | 67,082 | 1.3% | 06 Jul, 2026 |
| 16 | Pedro P Granadillo | Director | 54,734 | 0 | 54,734 | 1.1% | 18 Jul, 2025 |
| 17 | Fady Ibraham Malik | Director | 52,862 | 0 | 52,862 | 1.0% | 06 Jul, 2026 |
| 18 | Carsten Boess | Director | 52,862 | 0 | 52,862 | 1.0% | 06 Jul, 2026 |
| 19 | Elisabeth Bjork | Director | 50,000 | 0 | 50,000 | 1.0% | 06 Jan, 2026 |
| 20 | Piratip Pratumsuwan | Director | 30,000 | 0 | 30,000 | 0.6% | 18 Jul, 2025 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 18 Aug, 2026 | Gaurav Shah | Ceo | Disposed S | 2,293 | $3.38 | $7.75K | 1,056,594 | Direct |
| 18 Aug, 2026 | Martin Wilson | General Counsel | Disposed S | 631 | $3.38 | $2.13K | 673,853 | Direct |
| 13 Aug, 2026 | Martin Wilson | General Counsel | Disposed S | 3,493 | $3.38 | $11.81K | 674,484 | Direct |
| 13 Aug, 2026 | Gaurav Shah | Ceo | Disposed S | 2,837 | $3.38 | $9.59K | 1,058,887 | Direct |
| 11 Aug, 2026 | Sarbani Chaudhuri | Officer | Disposed S | 4,701 | $3.50 | $16.45K | 262,809 | Direct |
| 11 Aug, 2026 | Christopher James Stevens | Chief Operating Officer | Disposed S | 36,658 | $3.50 | $128.27K | 505,784 | Direct |
| 03 Aug, 2026 | David P Southwell | Director | Acquired J | 150,000 | $0.00 | $0 | 204,522 | Direct |
| 03 Aug, 2026 | Christopher James Stevens | Chief Operating Officer | Acquired A | 73,313 | $0.00 | $0 | 542,442 | Direct |
| 03 Aug, 2026 | Christopher James Stevens | Chief Operating Officer | Acquired A | 101,428 | $0.00 | $0 | 101,428 | Direct |
| 18 Jun, 2026 | David P Southwell | Director | Acquired A | 22,862 | $0.00 | $0 | 54,522 | Direct |
| 18 Jun, 2026 | Carsten Boess | Director | Acquired A | 22,862 | $0.00 | $0 | 52,862 | Direct |
| 18 Jun, 2026 | Peter Fong | Director | Acquired A | 22,862 | $0.00 | $0 | 76,195 | Direct |
| 18 Jun, 2026 | Fady Ibraham Malik | Director | Acquired A | 22,862 | $0.00 | $0 | 52,862 | Direct |
| 18 Jun, 2026 | Roderick Wong | Director, TenPercentOwner | Acquired A | 27,832 | $0.00 | $0 | 75,499 | Direct |
| 18 Jun, 2026 | Mikael Dolsten | Director | Acquired A | 22,862 | $0.00 | $0 | 67,082 | Direct |
| 18 Jun, 2026 | Fady Ibraham Malik | Director | Acquired A | 64,860 | $0.00 | $0 | 64,860 | Direct |
| 18 Jun, 2026 | Peter Fong | Director | Acquired A | 64,860 | $0.00 | $0 | 64,860 | Direct |
| 18 Jun, 2026 | Carsten Boess | Director | Acquired A | 64,860 | $0.00 | $0 | 64,860 | Direct |
| 18 Jun, 2026 | Mikael Dolsten | Director | Acquired A | 64,860 | $0.00 | $0 | 64,860 | Direct |
| 18 Jun, 2026 | David P Southwell | Director | Acquired A | 64,860 | $0.00 | $0 | 64,860 | Direct |