Data spanning the past 90 days through December 12, 2025 reveals that Rocket Pharmaceuticals's three principal insider shareholders consist of Director Investments, Lp Rtw (18.19Mn shares), CEO Gaurav Shah (778.30K shares), General Counsel Martin Wilson (383.82K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| Investments, Lp Rtw | 18,188,457 | 23 Sep, 2025 | |
| Roderick Wong | 16,320,302 | 18 Jul, 2025 | |
| Gaurav Shah | CEO | 778,296 | 20 Nov, 2025 |
| Kinnari Patel | 468,701 | 22 May, 2025 | |
| Gotham Makker | 415,346 | 18 Jul, 2025 | |
| Christopher James Stevens | Chief Operating Officer | 407,166 | 06 Aug, 2025 |
| Martin Wilson | General Counsel | 383,816 | 20 Nov, 2025 |
| Syed Ali-Aamir Rizvi | Chief Medical Officer | 345,911 | 08 Oct, 2025 |
| Jonathan David Schwartz | 299,064 | 20 Nov, 2025 | |
| David P Southwell | 144,784 | 18 Jul, 2025 | |
| Aaron Ondrey | Chief Financial Officer | 128,173 | 08 Jul, 2025 |
| Mark Andrew White | 69,140 | 04 Nov, 2024 | |
| John Militello | 65,920 | 20 Nov, 2025 | |
| Pedro P Granadillo | 54,734 | 18 Jul, 2025 | |
| Peter Fong | 53,333 | 03 Oct, 2025 | |
| Mikael Dolsten | 44,220 | 18 Jul, 2025 | |
| Elisabeth Bjork | 40,000 | 27 Aug, 2025 | |
| Fady Ibraham Malik | 30,000 | 18 Jul, 2025 | |
| Piratip Pratumsuwan | 30,000 | 18 Jul, 2025 | |
| Carsten Boess | 30,000 | 18 Jul, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 18 Nov, 2025 | Gaurav Shah | Common Stock | D | 6,276 | $2.98 | 778,296 | D | S |
| 18 Nov, 2025 | Jonathan David Schwartz | Common Stock | D | 2,545 | $2.98 | 299,064 | D | S |
| 18 Nov, 2025 | Martin Wilson | Common Stock | D | 1,646 | $2.98 | 383,816 | D | S |
| 18 Nov, 2025 | John Militello | Common Stock | D | 1,086 | $2.98 | 65,920 | D | S |
| 03 Nov, 2025 | Martin Wilson | Common Stock | A | 100,000 | $0.00 | 385,462 | D | A |
| 14 Oct, 2025 | John Militello | Common Stock | D | 19,841 | $3.96 | 76,083 | D | S |
| 14 Oct, 2025 | John Militello | Common Stock | D | 5,514 | $3.96 | 70,569 | D | S |
| 14 Oct, 2025 | John Militello | Common Stock | D | 3,005 | $3.97 | 67,564 | D | S |
| 14 Oct, 2025 | John Militello | Common Stock | D | 558 | $3.98 | 67,006 | D | S |
| 06 Oct, 2025 | Syed Ali-Aamir Rizvi | Common Stock | A | 283,018 | $0.00 | 283,018 | D | A |
| 06 Oct, 2025 | Syed Ali-Aamir Rizvi | Common Stock | A | 62,893 | $0.00 | 345,911 | D | A |
| 24 Sep, 2025 | Peter Fong | Common Stock | A | 23,333 | $0.00 | 23,333 | D | A |
| 24 Sep, 2025 | Peter Fong | - | - | 23,333 | D | |||
| 24 Sep, 2025 | Peter Fong | Common Stock | A | 30,000 | $0.00 | 53,333 | D | A |
| 24 Sep, 2025 | Peter Fong | - | - | 53,333 | D | |||
| 19 Sep, 2025 | Investments, Lp Rtw | Common Stock | A | 1,000,000 | $40.03 | 19,188,457 | I | X |
| 19 Sep, 2025 | Investments, Lp Rtw | - | - | 19,188,457 | I | |||
| 19 Sep, 2025 | Investments, Lp Rtw | - | - | 18,188,457 | I | |||
| 19 Sep, 2025 | Investments, Lp Rtw | Common Stock | D | 1,000,000 | $3.10 | 18,188,457 | I | J |
| 19 Sep, 2025 | Investments, Lp Rtw | - | - | 18,229,457 | I |