| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Bruce F Jr Lowthers | Chief Executive Officer | 801,744 | 0 | 03 Apr, 2026 |
| Robert Gatto | Chief Revenue Officer | 227,738 | 0 | 03 Apr, 2026 |
| Richard Swales | Chief Risk Compliance Ofcr. | 54,546 | 0 | 03 Apr, 2026 |
| Elliott Wiseman | Chief Legal People Officer | 181,019 | 0 | 03 Apr, 2026 |
| Roy Aston | Chief Operating Officer | 215,350 | 0 | 03 Apr, 2026 |
| Chi Eun Lee | Chief Transformation Officer | 52,766 | 0 | 03 Apr, 2026 |
| John Harland Crawford | Chief Financial Officer | 130,092 | 0 | 03 Apr, 2026 |
| Nicole Yvette Nahlous | Chief Accounting Officer | 33,735 | 0 | 03 Apr, 2026 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 01 Apr, 2026 | Bruce F Jr Lowthers | Common Stock | A | 438,036 | - | 964,750 | D | M |
| 01 Apr, 2026 | Richard Swales | Common Stock | A | 89,821 | - | 114,112 | D | M |
| 01 Apr, 2026 | Chi Eun Lee | Common Stock | A | 31,691 | - | 73,371 | D | M |
| 01 Apr, 2026 | Nicole Yvette Nahlous | Common Stock | A | 14,746 | - | 38,112 | D | M |
| 01 Apr, 2026 | Robert Gatto | Common Stock | A | 122,121 | - | 266,222 | D | M |
| 01 Apr, 2026 | John Harland Crawford | Common Stock | A | 41,478 | - | 145,910 | D | M |
| 01 Apr, 2026 | Elliott Wiseman | Common Stock | A | 86,295 | - | 232,416 | D | M |
| 01 Apr, 2026 | Richard Swales | Common Stock | A | 89,821 | - | 114,112 | D | M |
| 01 Apr, 2026 | Elliott Wiseman | Common Stock | A | 86,295 | - | 232,416 | D | M |
| 01 Apr, 2026 | Richard Swales | Common Stock | A | 89,821 | - | 114,112 | D | M |
| 01 Apr, 2026 | Elliott Wiseman | Common Stock | A | 86,295 | - | 232,416 | D | M |
| 01 Apr, 2026 | Roy Aston | Common Stock | A | 131,781 | - | 291,040 | D | M |
| 01 Apr, 2026 | Robert Gatto | Common Stock | D | 23,640 | $6.71 | 242,582 | D | F |
| 01 Apr, 2026 | Richard Swales | Common Stock | D | 46,886 | $6.71 | 67,226 | D | F |
| 01 Apr, 2026 | Elliott Wiseman | Common Stock | D | 41,637 | $6.71 | 190,779 | D | F |
| 01 Apr, 2026 | Elliott Wiseman | Common Stock | D | 41,637 | $6.71 | 190,779 | D | F |
| 01 Apr, 2026 | Nicole Yvette Nahlous | Common Stock | D | 4,377 | $6.71 | 33,735 | D | F |
| 01 Apr, 2026 | Richard Swales | Common Stock | D | 46,886 | $6.71 | 67,226 | D | F |
| 01 Apr, 2026 | Roy Aston | Common Stock | D | 12,106 | $7.41 | 278,934 | D | F |
| 01 Apr, 2026 | Bruce F Jr Lowthers | Common Stock | D | 163,006 | $6.71 | 801,744 | D | F |