Prospect Capital's three largest insider shareholders as of September 29, 2026 are John F Barry (Chief Executive Officer, 90.48Mn shares), M Grier Eliasek (Chief Operating Officer, 3.44Mn shares), Dask Kristin Lea Van (Cfo, Treasurer, Secretary, Cco, 106.65K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | John F Barry | Chief Executive Officer | 90,479,988 | 0 | 90,479,988 | 96.1% | 08 Sep, 2026 |
| 2 | M Grier Eliasek | Chief Operating Officer | 3,443,930 | 0 | 3,443,930 | 3.7% | 12 Feb, 2026 |
| 3 | Dask Kristin Lea Van | Cfo, Treasurer, Secretary, Cco | 91,785 | 19,400 | 111,185 | 0.1% | 14 Nov, 2024 |
| 4 | William Gremp | Director | 75,153 | 0 | 75,153 | 0.1% | 20 Mar, 2025 |
| 5 | Eugene S Stark | Director | 60,000 | 0 | 60,000 | 0.1% | 19 Sep, 2025 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 04 Sep, 2026 | John F Barry | Chief Executive Officer | Acquired P | 1,217,105 | $2.24 | $2.73Mn | 90,479,988 | Direct |
| 23 Jun, 2026 | John F Barry | Chief Executive Officer | Acquired P | 1,000,000 | $2.27 | $2.27Mn | 89,146,077 | Direct |
| 23 Jun, 2026 | John F Barry | Chief Executive Officer | Acquired P | 67,648 | $2.27 | $153.57K | 89,213,725 | Direct |
| 22 Jun, 2026 | John F Barry | Chief Executive Officer | Acquired P | 1,000,000 | $2.25 | $2.25Mn | 88,146,077 | Direct |
| 26 May, 2026 | John F Barry | Chief Executive Officer | Acquired P | 430,000 | $2.32 | $999.71K | 87,119,376 | Direct |
| 26 May, 2026 | John F Barry | Chief Executive Officer | Acquired P | 3,000 | $2.33 | $6.98K | 87,122,376 | Direct |
| 22 May, 2026 | John F Barry | Chief Executive Officer | Acquired P | 100,000 | $2.33 | $233.37K | 86,557,351 | Direct |
| 22 May, 2026 | John F Barry | Chief Executive Officer | Acquired P | 100,000 | $2.32 | $231.82K | 86,657,351 | Direct |
| 22 May, 2026 | John F Barry | Chief Executive Officer | Acquired P | 32,000 | $2.29 | $73.34K | 86,689,351 | Direct |
| 21 May, 2026 | John F Barry | Chief Executive Officer | Acquired P | 100,000 | $2.28 | $227.66K | 86,357,351 | Direct |
| 21 May, 2026 | John F Barry | Chief Executive Officer | Acquired P | 100,000 | $2.24 | $224.13K | 86,457,351 | Direct |
| 11 Feb, 2026 | M Grier Eliasek | Chief Operating Officer | Acquired P | 942,800 | $2.92 | $2.75Mn | 3,443,930 | Direct |
| 25 Sep, 2025 | John F Barry | Chief Executive Officer | Acquired P | 925,000 | $2.72 | $2.52Mn | 86,067,158 | Direct |
| 25 Sep, 2025 | M Grier Eliasek | Chief Operating Officer | Acquired P | 370,000 | $2.71 | $1.00Mn | 2,501,130 | Direct |
| 24 Sep, 2025 | John F Barry | Chief Executive Officer | Acquired P | 741,158 | $2.62 | $1.94Mn | 85,142,158 | Direct |
| 23 Sep, 2025 | John F Barry | Chief Executive Officer | Acquired P | 384,000 | $2.66 | $1.02Mn | 84,401,000 | Direct |
| 22 Sep, 2025 | John F Barry | Chief Executive Officer | Acquired P | 374,500 | $2.66 | $997.22K | 84,017,000 | Direct |
| 17 Sep, 2025 | Eugene S Stark | Director | Acquired P | 2,500 | $2.79 | $6.98K | 60,000 | Direct |
| 23 Jun, 2025 | John F Barry | Chief Executive Officer | Acquired P | 319,000 | $3.16 | $1.01Mn | 83,585,026 | Direct |
| 20 Jun, 2025 | John F Barry | Chief Executive Officer | Acquired P | 623,300 | $3.19 | $1.99Mn | 83,266,026 | Direct |