Prokidney PROK Insider Ownership

NASDAQ PROK
$1.11 -0.04 (-3.48%)
At close: Nov 10, 2026 · 4:00 PM EST

Insider Holdings by Owner

342.34Mn Shares
Empresarial De Capitales S.A. De C.V. Control210.80Mn61.6%
Pablo G. Legorreta106.90Mn31.2%
Aaron Cowen10.33Mn3.0%
Timothy Bertram4.94Mn1.4%
Deepak Jain1.57Mn0.5%
Other insiders (9)7.80Mn2.3%

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
60.63%
▼-0.275% pp QoQ
Shares Held by Insiders
185.25Mn
filed for Sep 2026
▼-0.45% QoQ
Shares Outstanding
305.52Mn
305,523,256 shares
Direct Holdings
78.35Mn
Indirect: 106.90Mn
Net Open-Market Trades
-757.16K
net sold · -$1.07Mn in Sep 2026
Insiders Holding Shares
14
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Open-Market Insider Trades

Bought Sold
Latest quarter —
Net over range —
Net-buying quarters —

Insider Ownership Summary

In the last 12 months, insiders at Prokidney made open-market sales of $2.95 million (1.51Mn shares) and bought no shares on the open market.

Form 4 Holdings

Insiders Holding PROK

Insiders 14
Shares held 342.34Mn
Of outstanding 112.05%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Empresarial De Capitales S.A. De C.V. Control TenPercentOwner, Other 210,804,091 0 210,804,091 61.6% 30 Apr, 2026
2 Pablo G. Legorreta Director, TenPercentOwner 0 106,901,339 106,901,339 31.2% 05 Jun, 2025
3 Aaron Cowen TenPercentOwner 0 10,330,850 10,330,850 3.0% 04 Apr, 2023
4 Timothy Bertram Chief Executive Officer 4,944,938 0 4,944,938 1.4% 13 Jul, 2022
5 Deepak Jain Chief Operating Officer 1,567,939 0 1,567,939 0.5% 13 Jul, 2022
6 Alan Lotvin Director 1,514,326 0 1,514,326 0.4% 13 Jul, 2022
7 Brian Jg Pereira Director 163,857 1,350,469 1,514,326 0.4% 06 Feb, 2025
8 William F Doyle Director 1,514,326 0 1,514,326 0.4% 13 Jul, 2022
9 Darin J. Weber Chief Regulatory Officer 908,046 0 908,046 0.3% 30 Oct, 2026
10 James Coulston Chief Financial Officer 716,850 0 716,850 0.2% 13 Jul, 2022
11 Todd C Girolamo Chief Legal Officer 655,426 0 655,426 0.2% 15 Jun, 2026
12 John Maraganore Director 614,013 0 614,013 0.2% 13 Jul, 2022
13 Libbie Parker Mckenzie Chief Medical Officer 327,713 0 327,713 0.1% 13 Jul, 2022
14 Uma Sinha Director 30,000 0 30,000 0.0% 13 Jul, 2022

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

231 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
02 Nov, 2026 Bruce Culleton Chief Executive Officer Acquired A 500,000 $0.00 $0 500,000 Direct
28 Oct, 2026 Darin J. Weber Chief Regulatory Officer Acquired C 200,000 $0.00 $0 200,000 Direct
28 Oct, 2026 Darin J. Weber Chief Regulatory Officer Disposed C 200,000 $0.00 $0 202,283 Direct
28 Oct, 2026 Darin J. Weber Chief Regulatory Officer Disposed C 200,000 $0.00 $0 202,283 Direct
18 Aug, 2026 Brian Jg Pereira Director Disposed S 229,338 $1.37 $314.47K 445,897 Indirect
18 Aug, 2026 Brian Jg Pereira Director Disposed S 27,826 $1.37 $38.16K 54,103 Direct
19 Aug, 2026 Brian Jg Pereira Director Disposed S 222,949 $1.44 $321.20K 222,948 Indirect
19 Aug, 2026 Brian Jg Pereira Director Disposed S 27,051 $1.44 $38.97K 27,052 Direct
20 Aug, 2026 Brian Jg Pereira Director Disposed S 222,948 $1.42 $316.56K 0 Indirect
20 Aug, 2026 Brian Jg Pereira Director Disposed S 27,052 $1.42 $38.41K 0 Direct
04 Aug, 2026 Brian Jg Pereira Director Acquired C 81,929 $0.00 $0 81,929 Direct
04 Aug, 2026 Brian Jg Pereira Director Acquired C 675,235 $0.00 $0 675,235 Indirect
04 Aug, 2026 Brian Jg Pereira Director Disposed C 81,929 $0.00 $0 0 Direct
04 Aug, 2026 Brian Jg Pereira Director Disposed C 81,929 $0.00 $0 0 Direct
04 Aug, 2026 Brian Jg Pereira Director Disposed C 675,235 $0.00 $0 0 Indirect
04 Aug, 2026 Brian Jg Pereira Director Disposed C 675,235 $0.00 $0 0 Indirect
01 Jul, 2026 Kenneth Thomas Locke Chief Technical Officer Acquired A 750,000 $0.00 $0 750,000 Direct
12 Jun, 2026 Todd C Girolamo Chief Legal Officer Acquired C 163,857 $0.00 $0 327,713 Direct
12 Jun, 2026 Todd C Girolamo Chief Legal Officer Disposed C 163,857 $0.00 $0 0 Direct
12 Jun, 2026 Todd C Girolamo Chief Legal Officer Disposed C 163,857 $0.00 $0 0 Direct