As of July 26, 2026, Pennantpark Investment's top three insider holders are Arthur H Penn (Chairman And Ceo, 1.11Mn shares), Jeffrey Flug (Director, 299.56K shares), Jose A Briones (Director, 274.72K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Samuel L Katz | - | 74,710 | 0 | 13 Jun, 2023 |
| Arthur H Penn | Chairman And Ceo | 0 | 1,113,423 | 19 May, 2023 |
| Richard T Jr Allorto | Cfo And Treasurer | 30,000 | 0 | 12 Mar, 2026 |
| Jeffrey Flug | - | 9,891 | 289,669 | 21 Feb, 2023 |
| Jose A Briones | - | 274,722 | 0 | 03 Dec, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 11 Mar, 2026 | Richard T Jr Allorto | Common Stock | A | 15,000 | $4.88 | 30,000 | D | P |
| 05 Dec, 2025 | Jeffrey Flug | Common Stock | D | 20,000 | $5.85 | 153,915 | I | S |
| 08 Dec, 2025 | Jeffrey Flug | Common Stock | D | 121,533 | $5.92 | 32,382 | I | S |
| 03 Dec, 2025 | Jeffrey Flug | Common Stock | D | 10,000 | $5.75 | 197,218 | I | S |
| 04 Dec, 2025 | Jeffrey Flug | Common Stock | D | 23,303 | $5.78 | 173,915 | I | S |
| 01 Dec, 2025 | Jose A Briones | Common Stock | A | 4,235 | $5.91 | 274,722 | D | P |
| 28 Nov, 2025 | Jeffrey Flug | Common Stock | D | 15,000 | $6.06 | 228,318 | I | S |
| 01 Dec, 2025 | Jeffrey Flug | Common Stock | D | 21,100 | $6.04 | 207,218 | I | S |
| 26 Nov, 2025 | Jeffrey Flug | Common Stock | D | 25,000 | $6.03 | 243,318 | I | S |
| 21 May, 2025 | Jose A Briones | Common Stock | A | 1,515 | $6.59 | 270,487 | D | P |
| 14 May, 2025 | Jose A Briones | Common Stock | A | 3,640 | $6.88 | 268,972 | D | P |
| 27 Nov, 2024 | Jose A Briones | Common Stock | A | 3,675 | $6.80 | 265,332 | D | P |
| 12 Mar, 2024 | Richard T Jr Allorto | Common Stock | A | 5,000 | $6.80 | 15,000 | D | P |
| 26 Feb, 2024 | Jose A Briones | Common Stock | A | 4,956 | $6.86 | 260,491 | D | P |
| 26 Feb, 2024 | Jose A Briones | Common Stock | A | 1,166 | $6.85 | 261,657 | D | P |
| 26 Feb, 2024 | Jose A Briones | Common Stock | A | 1,166 | $6.86 | 10,333 | I | P |
| 09 Feb, 2024 | Jose A Briones | Common Stock | A | 7,450 | $6.70 | 251,735 | D | P |
| 13 Feb, 2024 | Jose A Briones | Common Stock | A | 3,800 | $6.67 | 255,535 | D | P |
| 04 Dec, 2023 | Jose A Briones | Common Stock | A | 1,557 | $6.42 | 240,466 | D | P |
| 05 Dec, 2023 | Jose A Briones | Common Stock | A | 1,565 | $6.38 | 242,031 | D | P |