As of September 29, 2026, Pennantpark Investment's top three insider holders are Arthur H Penn (Chairman And Ceo, 1.11Mn shares), Jeffrey Flug (Director, 299.56K shares), Jose A Briones (Director, 274.72K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Arthur H Penn | Chairman And Ceo | 0 | 1,113,423 | 1,113,423 | 73.0% | 19 May, 2023 |
| 2 | Jose A Briones | Director | 274,722 | 0 | 274,722 | 18.0% | 03 Dec, 2025 |
| 3 | Samuel L Katz | Director | 74,710 | 0 | 74,710 | 4.9% | 13 Jun, 2023 |
| 4 | Jeffrey Flug | Director | 0 | 32,382 | 32,382 | 2.1% | 09 Dec, 2025 |
| 5 | Richard T Jr Allorto | Cfo And Treasurer | 30,000 | 0 | 30,000 | 2.0% | 12 Mar, 2026 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 11 Mar, 2026 | Richard T Jr Allorto | Cfo And Treasurer | Acquired P | 15,000 | $4.88 | $73.20K | 30,000 | Direct |
| 05 Dec, 2025 | Jeffrey Flug | Director | Disposed S | 20,000 | $5.85 | $117.04K | 153,915 | Indirect |
| 08 Dec, 2025 | Jeffrey Flug | Director | Disposed S | 121,533 | $5.92 | $719.12K | 32,382 | Indirect |
| 03 Dec, 2025 | Jeffrey Flug | Director | Disposed S | 10,000 | $5.75 | $57.51K | 197,218 | Indirect |
| 04 Dec, 2025 | Jeffrey Flug | Director | Disposed S | 23,303 | $5.78 | $134.61K | 173,915 | Indirect |
| 01 Dec, 2025 | Jose A Briones | Director | Acquired P | 4,235 | $5.91 | $25.02K | 274,722 | Direct |
| 28 Nov, 2025 | Jeffrey Flug | Director | Disposed S | 15,000 | $6.06 | $90.94K | 228,318 | Indirect |
| 01 Dec, 2025 | Jeffrey Flug | Director | Disposed S | 21,100 | $6.04 | $127.42K | 207,218 | Indirect |
| 26 Nov, 2025 | Jeffrey Flug | Director | Disposed S | 25,000 | $6.03 | $150.70K | 243,318 | Indirect |
| 21 May, 2025 | Jose A Briones | Director | Acquired P | 1,515 | $6.59 | $9.99K | 270,487 | Direct |
| 14 May, 2025 | Jose A Briones | Director | Acquired P | 3,640 | $6.88 | $25.04K | 268,972 | Direct |
| 27 Nov, 2024 | Jose A Briones | Director | Acquired P | 3,675 | $6.80 | $24.97K | 265,332 | Direct |
| 12 Mar, 2024 | Richard T Jr Allorto | Cfo And Treasurer | Acquired P | 5,000 | $6.80 | $33.98K | 15,000 | Direct |
| 26 Feb, 2024 | Jose A Briones | Director | Acquired P | 4,956 | $6.86 | $33.98K | 260,491 | Direct |
| 26 Feb, 2024 | Jose A Briones | Director | Acquired P | 1,166 | $6.85 | $7.99K | 261,657 | Direct |
| 26 Feb, 2024 | Jose A Briones | Director | Acquired P | 1,166 | $6.86 | $8.00K | 10,333 | Indirect |
| 09 Feb, 2024 | Jose A Briones | Director | Acquired P | 7,450 | $6.70 | $49.91K | 251,735 | Direct |
| 13 Feb, 2024 | Jose A Briones | Director | Acquired P | 3,800 | $6.67 | $25.34K | 255,535 | Direct |
| 04 Dec, 2023 | Jose A Briones | Director | Acquired P | 1,557 | $6.42 | $9.99K | 240,466 | Direct |
| 05 Dec, 2023 | Jose A Briones | Director | Acquired P | 1,565 | $6.38 | $9.98K | 242,031 | Direct |