According to recent filings covering the 90 days ending February 19, 2026, the three most significant insider holders at Pennantpark Investment are Chairman And Ceo Arthur H Penn (1.11Mn shares), Director Jose A Briones (285.06K shares), Director Samuel L Katz (74.71K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| Arthur H Penn | Chairman And Ceo | 1,113,423 | 19 May, 2023 |
| Jose A Briones | 285,055 | 03 Dec, 2025 | |
| Samuel L Katz | 74,710 | 13 Jun, 2023 | |
| Jeffrey Flug | 42,273 | 21 Feb, 2023 | |
| Richard T Jr Allorto | Cfo And Treasurer | 15,000 | 14 Mar, 2024 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 08 Dec, 2025 | Jeffrey Flug | Common Stock | D | 121,533 | $5.92 | 32,382 | I | S |
| 05 Dec, 2025 | Jeffrey Flug | Common Stock | D | 20,000 | $5.85 | 153,915 | I | S |
| 04 Dec, 2025 | Jeffrey Flug | Common Stock | D | 23,303 | $5.78 | 173,915 | I | S |
| 03 Dec, 2025 | Jeffrey Flug | Common Stock | D | 10,000 | $5.75 | 197,218 | I | S |
| 01 Dec, 2025 | Jeffrey Flug | Common Stock | D | 21,100 | $6.04 | 207,218 | I | S |
| 01 Dec, 2025 | Jose A Briones | Common Stock | A | 4,235 | $5.91 | 274,722 | D | P |
| 28 Nov, 2025 | Jeffrey Flug | Common Stock | D | 15,000 | $6.06 | 228,318 | I | S |
| 26 Nov, 2025 | Jeffrey Flug | Common Stock | D | 25,000 | $6.03 | 243,318 | I | S |
| 21 May, 2025 | Jose A Briones | Common Stock | A | 1,515 | $6.59 | 270,487 | D | P |
| 14 May, 2025 | Jose A Briones | Common Stock | A | 3,640 | $6.88 | 268,972 | D | P |
| 27 Nov, 2024 | Jose A Briones | Common Stock | A | 3,675 | $6.80 | 265,332 | D | P |
| 12 Mar, 2024 | Richard T Jr Allorto | Common Stock | A | 5,000 | $6.80 | 15,000 | D | P |
| 12 Mar, 2024 | Richard T Jr Allorto | - | - | 15,000 | D | |||
| 26 Feb, 2024 | Jose A Briones | Common Stock | A | 1,166 | $6.85 | 261,657 | D | P |
| 26 Feb, 2024 | Jose A Briones | Common Stock | A | 1,166 | $6.86 | 10,333 | I | P |
| 26 Feb, 2024 | Jose A Briones | - | - | 10,333 | I | |||
| 26 Feb, 2024 | Jose A Briones | Common Stock | A | 4,956 | $6.86 | 260,491 | D | P |
| 13 Feb, 2024 | Jose A Briones | Common Stock | A | 3,800 | $6.67 | 255,535 | D | P |
| 09 Feb, 2024 | Jose A Briones | Common Stock | A | 7,450 | $6.70 | 251,735 | D | P |
| 05 Dec, 2023 | Jose A Briones | Common Stock | A | 1,565 | $6.38 | 242,031 | D | P |