Patriot National Bancorp PNBK Insider Ownership

NASDAQ PNBK
$0.84 -0.04 (-4.55%)
At close: Nov 10, 2026 · 4:00 PM EST

Insider Holdings by Owner

6.94Mn Shares
Steven Sugarman3.45Mn49.8%
Carlos P Salas1.15Mn16.6%
Michael A. Carrazza865.99K12.5%
William Paul Simmons634.04K9.1%
Tomasi Mario De272.94K3.9%
Other insiders (13)563.48K8.1%

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
11.30%
▲+0.406% pp QoQ
Shares Held by Insiders
13.30Mn
filed for Sep 2026
▲+3.72% QoQ
Shares Outstanding
117.66Mn
117,662,845 shares
Direct Holdings
3.40Mn
Indirect: 9.90Mn
Net Open-Market Trades
+63.00K
net bought · $60.48K in Sep 2026
Insiders Holding Shares
18
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Open-Market Insider Trades

Bought Sold
Latest quarter —
Net over range —
Net-buying quarters —

Insider Ownership Summary

Over the past year, PNBK insiders bought $142,080 of stock (148K shares) on the open market and sold none.

Form 4 Holdings

Insiders Holding PNBK

Insiders 18
Shares held 6.94Mn
Of outstanding 5.90%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Steven Sugarman President And Ceo 3,454,458 0 3,454,458 49.8% 02 Oct, 2026
2 Carlos P Salas Evp Chief Financial Officer 1,148,507 0 1,148,507 16.6% 30 Oct, 2026
3 Michael A. Carrazza Chairman Of The Board 0 865,990 865,990 12.5% 15 May, 2025
4 William Paul Simmons Evp Chief Credit Officer 634,043 0 634,043 9.1% 30 Oct, 2026
5 Tomasi Mario De Director 272,941 0 272,941 3.9% 10 Sep, 2026
6 Jeffrey T Seabold Director 133,583 0 133,583 1.9% 02 Jul, 2026
7 Angie Miranda Evp Chief Risk Officer 93,282 0 93,282 1.3% 04 May, 2026
8 David Christopher Lowery Chief Executive Officer 80,790 0 80,790 1.2% 08 May, 2024
9 Den Bol Emile Van Director 68,933 0 68,933 1.0% 07 May, 2024
10 David Finn Evp Senior Finance Officer 53,125 0 53,125 0.8% 11 Sep, 2024
11 Edward N. Constantino Director 42,542 0 42,542 0.6% 02 Jul, 2026
12 Anahit Magzanyan Director 26,512 0 26,512 0.4% 02 Jul, 2026
13 Michael J Weinbaum Director 25,320 0 25,320 0.4% 07 May, 2024
14 Jonathan Paul Roth Director 13,825 0 13,825 0.2% 02 Jul, 2026
15 Thomas E. Slater Evp Chief Credit Officer 11,348 0 11,348 0.2% 19 Apr, 2024
16 Frederick Staudmyer Secretary And Chief Hr Officer 7,161 0 7,161 0.1% 19 Apr, 2024
17 Grace Doherty Director 4,818 0 4,818 0.1% 09 May, 2024
18 Steven Brian Grunblatt Evp Chief Information Office 2,243 0 2,243 0.0% 19 Apr, 2024

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

443 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
28 Oct, 2026 William Paul Simmons Evp Chief Credit Officer Acquired A 422,486 $0.85 $360.00K 634,043 Direct
28 Oct, 2026 Carlos P Salas Evp Chief Financial Officer Acquired A 938,857 $0.85 $800.00K 1,148,507 Direct
14 Oct, 2026 Steven Sugarman President And Ceo Acquired A 293,098 $0.00 $0 426,982 Direct
01 Oct, 2026 Steven Sugarman President And Ceo Acquired M 1,147,031 $0.00 $0 3,485,140 Direct
01 Oct, 2026 Steven Sugarman President And Ceo Disposed F 583,609 $1.00 $583.61K 2,901,531 Direct
01 Oct, 2026 Steven Sugarman President And Ceo Disposed M 1,147,031 $0.00 $0 133,884 Direct
08 Sep, 2026 Tomasi Mario De Director Acquired P 63,000 $0.96 $60.48K 272,941 Direct
26 Aug, 2026 Steven Sugarman President And Ceo Acquired A 28,857 $0.00 $0 1,280,915 Direct
29 Jul, 2026 Edward N. Constantino Director Acquired A 88,496 $0.00 $0 132,941 Direct
29 Jul, 2026 Anahit Magzanyan Director Acquired A 88,496 $0.00 $0 132,941 Direct
29 Jul, 2026 Jonathan Paul Roth Director Acquired A 66,372 $0.00 $0 91,524 Direct
29 Jul, 2026 Tomasi Mario De Director Acquired A 88,496 $0.00 $0 132,941 Direct
01 Jul, 2026 Jonathan Paul Roth Director Acquired M 12,575 $0.00 $0 13,825 Direct
01 Jul, 2026 Anahit Magzanyan Director Acquired M 22,222 $0.00 $0 26,512 Direct
01 Jul, 2026 Steven Sugarman President And Ceo Acquired M 552,927 $0.00 $0 2,641,970 Direct
01 Jul, 2026 Jeffrey T Seabold Director Acquired M 133,333 $0.00 $0 133,583 Direct
01 Jul, 2026 Tomasi Mario De Director Acquired M 22,222 $0.00 $0 209,941 Direct
01 Jul, 2026 Edward N. Constantino Director Acquired M 22,222 $0.00 $0 42,542 Direct
01 Jul, 2026 Steven Sugarman President And Ceo Disposed F 303,861 $1.20 $364.63K 2,338,109 Direct
01 Jul, 2026 Jonathan Paul Roth Director Disposed M 12,575 $0.00 $0 25,152 Direct