PennyMac Mortgage Investment Trust PMT Insider Ownership

NYSE PMT

$6.85 -0.06 (-0.87%)

As of: Oct 21, 2026 · 3:59 PM EDT

Insider Holdings by Owner

1.43Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

1.41%

▲+0.0084% pp QoQ

Shares Held by Insiders

1.23Mn

filed for Sep 2026

▲+0.60% QoQ

Shares Outstanding

87.20Mn

87,202,362 shares

Direct Holdings

1.16Mn

Indirect: 67.86K

Net Shares Traded (QoQ)

+7.33K

net buying in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 10, 2026

Over the past year, PMT insiders bought $161,830 of stock (12.92K shares) and sold $64,766 (7.33K shares) on the open market.

A count shows 2 insiders buying PMT stock on the open market over the past 12 months and one insider selling.
Among PennyMac Mortgage Investment Trust insiders, David Spector (Chairman and CEO) led open-market buying over the past 12 months with $124,000 of purchases (10K shares); the latest was on November 17, 2025.
Meanwhile, the largest open-market sales of PMT in the past 12 months were by Gregory L. Hendry (Chief Accounting Officer), totaling $64,766 (7.33K shares), most recently on October 1, 2026.
Away from the open market, PMT insiders received 145.88K shares in stock awards, acquired 81.54K shares through option exercises and conversions and gave up 82.27K shares to cover taxes or exercise prices over the last 12 months.
According to Business Quant data, insiders at PennyMac Mortgage Investment Trust reported 1.22Mn shares in total in their latest Form 4 filings, up 0.40% from 1.22Mn shares at the end of Q2 2026 and up 11.96% from 1.09Mn shares at the end of Q3 2025.
By type of ownership, PMT insiders hold 94.45% of their shares directly (1.16Mn shares) and 5.55% indirectly (67.86K shares).
Holdings in PennyMac Mortgage Investment Trust stock are reported by 16 insiders, the officers, directors and 10% owners who have filed a Form 4 in the past two years.
PennyMac Mortgage Investment Trust's top three insider holders by shares held are David Spector (Chairman and CEO, 420.49K shares), Nancy McAllister (Director, 98.68K shares) and Doug Jones (Director, President & CMBO, 98.22K shares).
The holding of David Spector makes up 34.37% of all shares held by PennyMac Mortgage Investment Trust insiders.
Institutions owned 72.11% of PMT shares as of Q2 2026; insiders' latest Form 4 filings account for about 1.40%, leaving roughly 26.49% with other investors, including the public.
In the past year, 16 insiders of PennyMac Mortgage Investment Trust submitted 38 Form 4 filings reporting trades, awards or other transactions.
These insider figures for PennyMac Mortgage Investment Trust are based on Form 4 filings through October 2, 2026.

Form 4 Holdings

Insiders Holding PMT

Insiders 20

Shares held 1.43Mn

Of outstanding 1.64%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	David Spector	Chairman And Ceo	420,487	0	420,487	29.5%	16 Mar, 2026
2	Vandad Fartaj	Chief Investment Officer	137,534	0	137,534	9.6%	06 Mar, 2023
3	Doug Jones	Director, President Cmbo	98,217	0	98,217	6.9%	16 Mar, 2026
4	Nancy Mcallister,	Director	86,315	0	86,315	6.0%	25 Feb, 2026
5	Paul Dufauchard, Jr. Preston	Director	70,436	0	70,436	4.9%	25 Feb, 2026
6	Stacey D. Stewart	Director	70,282	0	70,282	4.9%	25 Feb, 2026
7	Catherine A. Lynch	Director	68,344	0	68,344	4.8%	25 Feb, 2026
8	Derek Stark	Chief Legal Officer	62,539	0	62,539	4.4%	16 Mar, 2026
9	Randall D. Hadley	Director	58,571	0	58,571	4.1%	14 Mar, 2024
10	Daniel Stanley Perotti	Chief Financial Officer	53,277	0	53,277	3.7%	16 Mar, 2026
11	William Herbert Chang	Chief Investment Officer	50,490	0	50,490	3.5%	20 Mar, 2024
12	Renee Schultz	Director	44,833	0	44,833	3.1%	25 Feb, 2026
13	Abbie Tidmore	Chief Revenue Officer	40,745	0	40,745	2.9%	16 Mar, 2026
14	Donna M Corley	Director	32,701	0	32,701	2.3%	25 Feb, 2026
15	Mark Elbaum	Chief Capital Markets Officer	28,648	0	28,648	2.0%	26 Feb, 2026
16	Scott W. Carnahan	Director	27,872	141	28,013	2.0%	25 Feb, 2026
17	Setareh Pouraghabagher	Director	24,490	0	24,490	1.7%	25 Feb, 2026
18	Marianne Sullivan	Director	24,453	0	24,453	1.7%	01 Mar, 2023
19	James Follette	Chief Digital Officer	21,527	0	21,527	1.5%	03 Mar, 2026
20	Gregory L Hendry	Chief Accounting Officer	4,886	0	4,886	0.3%	02 Oct, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,346 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
01 Oct, 2026	Gregory L Hendry	Chief Accounting Officer	Disposed S	2,444	$7.86	$19.21K	4,886	Direct
01 Sep, 2026	Gregory L Hendry	Chief Accounting Officer	Disposed S	2,444	$9.27	$22.66K	7,330	Direct
03 Aug, 2026	Gregory L Hendry	Chief Accounting Officer	Disposed S	2,444	$9.37	$22.90K	9,774	Direct
12 Mar, 2026	David Spector	Chairman And Ceo	Disposed F	5,255	$11.89	$62.48K	420,487	Direct
12 Mar, 2026	Derek Stark	Chief Legal Officer	Disposed F	931	$11.89	$11.07K	62,539	Direct
12 Mar, 2026	Abbie Tidmore	Chief Revenue Officer	Disposed F	484	$11.89	$5.75K	40,745	Direct
12 Mar, 2026	Daniel Stanley Perotti	Chief Financial Officer	Disposed F	2,658	$11.89	$31.60K	53,277	Direct
12 Mar, 2026	Doug Jones	Director, President Cmbo	Disposed F	2,960	$11.89	$35.19K	98,217	Direct
28 Feb, 2026	Daniel Stanley Perotti	Chief Financial Officer	Disposed F	2,929	$12.26	$35.91K	55,935	Direct
28 Feb, 2026	James Follette	Chief Digital Officer	Disposed F	586	$12.26	$7.18K	21,527	Direct
28 Feb, 2026	Doug Jones	Director, President Cmbo	Disposed F	2,719	$12.26	$33.33K	101,177	Direct
28 Feb, 2026	Derek Stark	Chief Legal Officer	Disposed F	1,026	$12.26	$12.58K	63,470	Direct
28 Feb, 2026	David Spector	Chairman And Ceo	Disposed F	5,791	$12.26	$71.00K	425,742	Direct
24 Feb, 2026	David Spector	Chairman And Ceo	Disposed F	7,487	$12.15	$90.97K	431,533	Direct
24 Feb, 2026	James Follette	Chief Digital Officer	Disposed F	382	$12.15	$4.64K	22,113	Direct
24 Feb, 2026	Doug Jones	Director, President Cmbo	Disposed F	4,017	$12.15	$48.81K	103,896	Direct
24 Feb, 2026	Daniel Stanley Perotti	Chief Financial Officer	Disposed F	1,908	$12.15	$23.18K	58,864	Direct
24 Feb, 2026	Derek Stark	Chief Legal Officer	Disposed F	954	$12.15	$11.59K	64,496	Direct
24 Feb, 2026	Abbie Tidmore	Chief Revenue Officer	Disposed F	468	$12.15	$5.69K	41,229	Direct
24 Feb, 2026	Mark Elbaum	Chief Capital Markets Officer	Disposed F	1,314	$12.15	$15.97K	28,648	Direct

Showing 1 to 20 of 1,346 transactions