Phathom Pharmaceuticals PHAT Insider Ownership

NASDAQ PHAT
$7.36 +0.01 (+0.14%)
At close: Sep 29, 2026 · 4:00 PM EDT

Insider Holdings by Owner

6.20Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
9.85%
▼-0.0024% pp QoQ
Shares Held by Insiders
8.25Mn
filed for Sep 2026
▼-0.02% QoQ
Shares Outstanding
83.75Mn
83,747,104 shares
Direct Holdings
6.05Mn
Indirect: 2.20Mn
Net Shares Traded (QoQ)
-2.02K
net selling in Sep 2026
Insiders Holding Shares
17
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Quarter ending 30 Sep, 2026

As of September 29, 2026, the three largest insider holders of PHAT are Pharmaceutical Co Ltd Takeda (TenPercentOwner, 3.76Mn shares), David A Socks (Director, 1.21Mn shares), Azmi Nabulsi (Chief Operating Officer, 785.70K shares).

Form 4 Holdings

Insiders Holding PHAT

Insiders 17
Shares held 6.20Mn
Of outstanding 7.40%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Pharmaceutical Co Ltd Takeda TenPercentOwner 3,755,583 0 3,755,583 60.6% 25 Jan, 2024
2 Azmi Nabulsi Chief Operating Officer 562,157 0 562,157 9.1% 03 Mar, 2025
3 Steven L Basta President And Ceo 373,315 0 373,315 6.0% 12 Feb, 2026
4 Terrie Curran President And Chief Executive 360,465 0 360,465 5.8% 23 Jan, 2025
5 Sanjeev Narula Chief Financial Bus. Officer 226,715 0 226,715 3.7% 02 Jan, 2026
6 Molly Henderson Cfo And Cbo 192,631 0 192,631 3.1% 08 Apr, 2025
7 Asit Parikh Director 24,122 148,500 172,622 2.8% 27 May, 2026
8 Frank Karbe Director 91,622 0 91,622 1.5% 21 May, 2026
9 Anne Marie Cook Chief Legal Off. Corp. Sec. 88,660 0 88,660 1.4% 12 Feb, 2026
10 James N Topper Director, TenPercentOwner 66,718 0 66,718 1.1% 21 May, 2026
11 Michael F Cola Director 63,920 0 63,920 1.0% 21 May, 2026
12 Robert Charles Breedlove Principal Accounting Officer 59,465 0 59,465 1.0% 08 Sep, 2026
13 Mark Stenhouse Director 54,122 0 54,122 0.9% 21 May, 2026
14 Heidi Fields Director 54,122 0 54,122 0.9% 21 May, 2026
15 Theodore R Schroeder Director 45,122 0 45,122 0.7% 21 May, 2026
16 David A Socks Director 19,500 0 19,500 0.3% 24 May, 2024
17 Anthony J. Guzzo Vp, Chief Accounting Officer 8,399 0 8,399 0.1% 21 Jan, 2022

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

371 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
03 Sep, 2026 Robert Charles Breedlove Principal Accounting Officer Disposed F 460 $9.05 $4.16K 59,465 Direct
14 Jul, 2026 Robert Charles Breedlove Principal Accounting Officer Disposed F 1,555 $11.04 $17.16K 59,925 Direct
22 May, 2026 Asit Parikh Director Disposed G 28,000 $0.00 $0 24,122 Direct
22 May, 2026 Asit Parikh Director Acquired G 28,000 $0.00 $0 148,500 Indirect
19 May, 2026 Heidi Fields Director Acquired A 24,122 $0.00 $0 54,122 Direct
19 May, 2026 Frank Karbe Director Acquired A 24,122 $0.00 $0 91,622 Direct
19 May, 2026 Michael F Cola Director Acquired A 24,122 $0.00 $0 63,920 Direct
19 May, 2026 James N Topper Director, TenPercentOwner Acquired A 24,122 $0.00 $0 66,718 Direct
19 May, 2026 Mark Stenhouse Director Acquired A 24,122 $0.00 $0 54,122 Direct
19 May, 2026 Asit Parikh Director Acquired A 24,122 $0.00 $0 34,622 Direct
19 May, 2026 Theodore R Schroeder Director Acquired A 24,122 $0.00 $0 45,122 Direct
20 May, 2026 Asit Parikh Director Acquired M 17,500 $4.95 $86.63K 52,122 Direct
20 May, 2026 Asit Parikh Director Disposed D 17,500 $0.00 $0 0 Direct
10 Mar, 2026 Asit Parikh Director Disposed G 40,000 $0.00 $0 10,500 Direct
10 Mar, 2026 Asit Parikh Director Acquired G 40,000 $0.00 $0 120,500 Indirect
27 Feb, 2026 Robert Charles Breedlove Principal Accounting Officer Acquired A 13,000 $0.00 $0 60,068 Direct
27 Feb, 2026 Robert Charles Breedlove Principal Accounting Officer Acquired A 2,790 $0.00 $0 62,858 Direct
27 Feb, 2026 Robert Charles Breedlove Principal Accounting Officer Disposed F 964 $12.56 $12.11K 61,894 Direct
27 Feb, 2026 Robert Charles Breedlove Principal Accounting Officer Disposed F 414 $12.56 $5.20K 61,480 Direct
10 Feb, 2026 Anne Marie Cook Chief Legal Off. Corp. Sec. Acquired A 3,461 $0.00 $0 90,195 Direct