Precigen PGEN Insider Ownership

NASDAQ PGEN

$6.84 +0.18 (+2.63%)

As of: Oct 20, 2026 · 3:59 PM EDT

Insider Holdings by Owner

104.22Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

35.39%

▼-0.274% pp QoQ

Shares Held by Insiders

126.69Mn

filed for Sep 2026

▼-0.77% QoQ

Shares Outstanding

358.01Mn

358,008,798 shares

Direct Holdings

10.39Mn

Indirect: 116.30Mn

Net Shares Traded (QoQ)

-980.20K

net selling in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 10, 2026

Across the past 12 months, open-market trades by Precigen insiders totaled $24,662 in purchases (3.41K shares) and $44.79 million in sales (11.21Mn shares).

Behind Precigen's open-market trades in the past 12 months were one insider buying and 7 insiders selling.
Among Precigen insiders, Nancy H. Agee (Director) led open-market buying over the past 12 months with $24,662 of purchases (3.41K shares); the latest was on August 21, 2026.
Meanwhile, the largest open-market sales of PGEN in the past 12 months were by Randal J. Kirk (Director and 10% owner), totaling $35.98 million (9.64Mn shares), most recently on March 30, 2026.
The latest open-market trade on record is a sale of 185K shares for $1.38 million by Jeffrey B. Kindler (Director) on August 26, 2026.
In transactions other than open-market trades, Precigen insiders received 114.24K shares in stock awards, acquired 1.84Mn shares through option exercises and conversions and gave up 22.48K shares to cover taxes or exercise prices over the past 12 months.
According to Business Quant data, insiders at Precigen reported 126.69Mn shares in total in their latest Form 4 filings, down 0.77% from 127.68Mn shares at the end of Q2 2026 and down 7.30% from 136.68Mn shares at the end of Q3 2025.
Of the 126.69Mn shares held by Precigen insiders, 10.39Mn shares (8.20%) are held directly and 116.3Mn shares (91.80%) indirectly, through trusts, partnerships, family members and other entities.
PGEN's insider total is spread across 13 insiders who have filed a Form 4 in the past two years.
PGEN's three largest insider shareholders, per their latest Form 4 filings, are Randal J. Kirk (Director and 10% owner, 116.3Mn shares), Helen Sabzevari (President and CEO, 3.78Mn shares) and Fred Hassan (Director, 1.24Mn shares).
The holding of Randal J. Kirk makes up 91.80% of all shares held by Precigen insiders.
Institutions held 39.16% of Precigen's outstanding shares in their Q2 2026 13F filings, insiders about 35.39% based on their latest Form 4 filings, and other investors, including the public, the remaining 25.45%.
Over the past 12 months, 13 insiders reported transactions in Precigen stock in 54 Form 4 filings.
Insider figures for PGEN include Form 4 filings through September 24, 2026.

Form 4 Holdings

Insiders Holding PGEN

Insiders 16

Shares held 104.22Mn

Of outstanding 29.11%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Randal J Kirk	Executive Chairman	0	92,256,745	92,256,745	88.5%	31 Mar, 2026
2	Helen Sabzevari	President And Ceo	3,779,521	0	3,779,521	3.6%	25 Aug, 2026
3	Fred Hassan	Director	1,243,239	0	1,243,239	1.2%	16 Mar, 2026
4	Steven Frank	Director	1,226,391	0	1,226,391	1.2%	16 Mar, 2026
5	Cesar L Alvarez	Director	782,909	0	782,909	0.8%	16 Mar, 2026
6	Donald P. Lehr	Chief Legal Officer	758,181	0	758,181	0.7%	25 Aug, 2026
7	Jeffrey Thomas Perez	Svp, Ip Affairs	743,097	0	743,097	0.7%	13 Aug, 2024
8	James S Turley	Director	685,417	0	685,417	0.7%	16 Mar, 2026
9	Vinita D Gupta	Director	666,027	0	666,027	0.6%	16 Mar, 2026
10	Dean J Mitchell	Director	503,183	0	503,183	0.5%	18 Mar, 2024
11	Rutul R Shah	Chief Operating Officer	468,865	0	468,865	0.4%	25 Aug, 2026
12	Robert B Shapiro	Director	329,656	0	329,656	0.3%	13 Mar, 2023
13	Harry Jr. Thomasian	Chief Financial Officer	311,914	0	311,914	0.3%	24 Sep, 2026
14	Nancy H Agee	Director	309,187	0	309,187	0.3%	25 Aug, 2026
15	Phil Tennant	Chief Commercial Officer	141,992	0	141,992	0.1%	25 Aug, 2026
16	Jeffrey B Kindler	Director	17,100	0	17,100	0.0%	28 Aug, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,857 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
23 Sep, 2026	Harry Jr. Thomasian	Chief Financial Officer	Acquired M	10,744	$4.72	$50.71K	268,993	Direct
23 Sep, 2026	Harry Jr. Thomasian	Chief Financial Officer	Acquired M	42,918	$2.33	$100.00K	311,911	Direct
23 Sep, 2026	Harry Jr. Thomasian	Chief Financial Officer	Acquired M	2	$0.96	$2	311,913	Direct
23 Sep, 2026	Harry Jr. Thomasian	Chief Financial Officer	Acquired M	1	$1.21	$1	311,914	Direct
23 Sep, 2026	Harry Jr. Thomasian	Chief Financial Officer	Disposed M	10,744	$0.00	$0	169,256	Direct
23 Sep, 2026	Harry Jr. Thomasian	Chief Financial Officer	Disposed M	42,918	$0.00	$0	157,082	Direct
23 Sep, 2026	Harry Jr. Thomasian	Chief Financial Officer	Disposed M	2	$0.00	$0	46,813	Direct
23 Sep, 2026	Harry Jr. Thomasian	Chief Financial Officer	Disposed M	1	$0.00	$0	520,999	Direct
26 Aug, 2026	Jeffrey B Kindler	Director	Disposed S	185,000	$7.44	$1.38Mn	17,100	Direct
23 Aug, 2026	Helen Sabzevari	President And Ceo	Acquired M	20,833	—	—	3,789,705	Direct
21 Aug, 2026	Rutul R Shah	Chief Operating Officer	Acquired M	34,658	$2.33	$80.75K	499,670	Direct
23 Aug, 2026	Harry Jr. Thomasian	Chief Financial Officer	Acquired M	7,291	—	—	261,826	Direct
23 Aug, 2026	Phil Tennant	Chief Commercial Officer	Acquired M	5,208	—	—	144,577	Direct
21 Aug, 2026	Nancy H Agee	Director	Acquired P	3,411	$7.23	$24.66K	309,187	Direct
23 Aug, 2026	Donald P. Lehr	Chief Legal Officer	Acquired M	5,208	—	—	760,669	Direct
21 Aug, 2026	Rutul R Shah	Chief Operating Officer	Disposed S	34,658	$7.50	$259.94K	465,012	Direct
23 Aug, 2026	Helen Sabzevari	President And Ceo	Disposed F	10,184	$7.20	$73.32K	3,779,521	Direct
23 Aug, 2026	Donald P. Lehr	Chief Legal Officer	Disposed F	2,488	$7.20	$17.91K	758,181	Direct
23 Aug, 2026	Harry Jr. Thomasian	Chief Financial Officer	Disposed F	3,577	$7.20	$25.75K	258,249	Direct
23 Aug, 2026	Phil Tennant	Chief Commercial Officer	Disposed F	2,585	$7.20	$18.61K	141,992	Direct

Showing 1 to 20 of 1,857 transactions