PhenixFIN PFX Institutional Ownership

NASDAQ PFX

$45.62 +0.74 (+1.65%)

At close: Sep 30, 2026 · 4:00 PM EDT

Institutions by Trading Activity

11 Institutions

Increased 2 18.2%

Unchanged 6 54.5%

Reduced 3 27.3%

Ownership Statistics

13F · as of 30 Jun, 2026

Institutional Ownership

17.12%

▼-3.06 pp QoQ

Shares Held by Institutions

330.79K

of 1.93Mn outstanding

▲+0.05% QoQ

Shares Outstanding

1.93Mn

1.60Mn held outside 13F filers

Institutional Investors

filed 13F for Jun 2026

▼-5 vs prior quarter

Net Shares Added (QoQ)

+152

accumulated since last quarter

Value of Holdings

$15.09Mn

reported market value

Shares Owned by Institutions

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Institutions

Accumulated Distributed

Latest quarter —

Net over range —

Accumulating quarters —

Ownership Summary

Quarter ending 30 Jun, 2026

PhenixFIN Corp (NASDAQ:PFX) has 11 institutional investors that have filed 13F reports for the period ending June 2026.

Their combined ownership stood at 17.1% of outstanding shares in June 2026, down from 20.2% in March 2026.
Their total shares held in PFX increased 0.05% quarter over quarter, and separately, investors owning PhenixFIN decreased 26.67% from a year ago.
Of these 11 holders, 2 added to their stakes in PhenixFIN, 3 trimmed positions, and 6 made no changes.
Altogether, these fund groups held 330.79K shares in PFX by June 2026, up by 152 shares quarter on quarter, and down 78.23K shares year over year.
As of June 30, 2026, the biggest holder of PhenixFIN is Adalta Capital Management LLC at 176.57K shares, representing 9.14% of shares outstanding.
Leading buyers of PhenixFIN shares for the quarter ending June 2026 were Adalta Capital Management LLC (1.0K), IFG Advisory, LLC (7).
The largest sales of PFX for the quarter ending June 2026 came from Morgan Stanley (496), UBS Group AG (358), Wells Fargo & Company/Mn (1).
PhenixFIN's 10 largest shareholders as of June 2026 include Adalta Capital Management LLC (176.57K), American Financial Group Inc (64.33K), Morgan Stanley (54.46K), Bulldog Investors, LLP (19.22K), Legal & General Group Plc (15.14K), OSAIC HOLDINGS, INC. (400), Allworth Financial LP (286), Wells Fargo & Company/Mn (250), UBS Group AG (130), IFG Advisory, LLC (7) per Business Quant data.

Form 13F Holdings

11 Institutional Holders

Report period 30 Jun, 2026

Total shares held 330.79K

Of outstanding 17.12%

#	Institution	CIK	Shares Held	% of Outstanding	Change (QoQ)	Change (%)	Value (USD)
1	Adalta Capital Management LLC	0001698926	176,569	9.14%	▲1,000	+0.57%	$7.51Mn
2	American Financial Group Inc	0001042046	64,327	3.33%	0	0.00%	$2.74Mn
3	Morgan Stanley	0000895421	54,462	2.82%	▼496	-0.90%	$2.32Mn
4	Bulldog Investors, LLP	0001504304	19,218	0.99%	0	0.00%	$817.92K
5	Legal & General Group Plc	0000764068	15,140	0.78%	0	0.00%	$655.26K
6	OSAIC HOLDINGS, INC.	0001677044	400	0.02%	0	0.00%	$17.02K
7	Allworth Financial LP	0001555170	286	0.01%	0	0.00%	$12.17K
8	Wells Fargo & Company/Mn	0000072971	250	0.01%	▼1	-0.40%	$10.65K
9	UBS Group AG	0001610520	130	0.01%	▼358	-73.36%	$5.53K
10	IFG Advisory, LLC	0001728319	7	0.00%	▲7	0.00%	$298
11	Us Bancorp \De\	0000036104	3	0.00%	0	0.00%	$128