PhenixFIN Corp (PFX) Institutional Ownership

Institutions by Trading Activity

Ownership Statistics

2,001,470Shares Outstanding

477,108Shares held by institutions

$19,799,982Value of institutional holdings

23.84%Institutional ownership %

1.66%Shares Changed QoQ

19No. of institutional investors

Shares Owned by Institutions

Shares Purchased/Sold by Institutions

Ownership Summary

PhenixFIN Corp (NASDAQ:PFX) has 19 institutional investors that have filed 13F reports for the period ending December 2025.

These investors collectively held 23.8% of PhenixFIN's outstanding shares in December 2025, up from 23.3% in September 2025.
They increased total shares held in PhenixFIN by 1.66% from the prior quarter, while the number of investors in PFX stayed flat year over year.
Of these 19 funds, 6 grew their exposure to PhenixFIN, 6 cut back, and 7 maintained positions.
The aggregate institutional position in PhenixFIN amounted to 477.11K shares as of December 2025, up by 7.77K shares quarter on quarter, and down 100.71K shares year over year.
Adalta Capital Management LLC holds the largest position in PFX at 175.57K shares as of December 31, 2025, or 8.77% of shares outstanding.
The largest buyers of PhenixFIN for the quarter ending December 2025 were Karpus Management, Inc. (7.6K), Adalta Capital Management LLC (2.63K), Raymond James Financial Inc (2.0K), Legal & General Group Plc (398), Royal Bank Of Canada (50).
Leading sellers of PhenixFIN shares for the quarter ending December 2025 were Morgan Stanley (2.51K), UBS Group AG (1.97K), OSAIC HOLDINGS, INC. (297), Bank Of America Corp /De/ (108), MAI Capital Management (11).
Business Quant data shows the 10 biggest positions in PhenixFIN as of December 2025 are held by Adalta Capital Management LLC (175.57K), 22NW, LP (117.88K), American Financial Group Inc (64.33K), Morgan Stanley (55.41K), Raymond James Financial Inc (22.37K), Bulldog Investors, LLP (19.22K), Legal & General Group Plc (13.09K), Karpus Management, Inc. (7.6K), OSAIC HOLDINGS, INC. (400), Allworth Financial LP (286).

19 Institutional Holders

477,108 Total Shares Held

Rows:

Download Data

Owner Name	Date	Shares Held	Change (QoQ)	Change (%)	Value (USD)
Adalta Capital Management LLC	31 Dec, 2025	175,569	2,630	1.52%	$7,835,738.00
22NW, LP	31 Dec, 2025	117,885	0	0.00%	$5,208,159.00
American Financial Group Inc	31 Dec, 2025	64,327	0	0.00%	$2,841,967.00
Morgan Stanley	31 Dec, 2025	55,406	-2,511	-4.34%	$2,447,837.00
Raymond James Financial Inc	31 Dec, 2025	22,368	1,999	9.81%	$988,218.00
Bulldog Investors, LLP	31 Dec, 2025	19,218	0	0.00%	$849,051.00
Legal & General Group Plc	31 Dec, 2025	13,093	398	3.14%	$589,446.00
Karpus Management, Inc.	31 Dec, 2025	7,600	7,600	0.00%	$180,196.00
OSAIC HOLDINGS, INC.	31 Dec, 2025	400	-297	-42.61%	$17,672.00
Allworth Financial LP	31 Dec, 2025	286	0	0.00%	$12,636.00
Wells Fargo & Company/Mn	31 Dec, 2025	250	-11	-4.21%	$11,051.00
Legacy Wealth Managment, LLC/ID	31 Dec, 2025	200	0	0.00%	$8,836.00
UBS Group AG	31 Dec, 2025	130	-1,969	-93.81%	$5,743.00
Archer Investment Corp	31 Dec, 2025	126	0	0.00%	$5,567.00
Bank Of America Corp /De/	31 Dec, 2025	108	-108	-50.00%	$4,771.00
Sound Income Strategies, LLC	31 Dec, 2025	78	0	0.00%	$3,413.00
Royal Bank Of Canada	31 Dec, 2025	50	50	0.00%	$2,000.00
MAI Capital Management	31 Dec, 2025	11	-11	-50.00%	$486.00
Us Bancorp \De\	31 Dec, 2025	3	3	0.00%	$133.00

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