PhenixFIN Corp Institutional Ownership | PFX

Institutions by Trading Activity

1,972,943Shares Outstanding

398,108Shares held by institutions

$18,671,266Value of institutional holdings

20.18%Institutional ownership %

-15.18%Shares Changed QoQ

16No. of institutional investors

PhenixFIN Corp (NASDAQ:PFX) appears in 16 institutional 13F filings for the quarter ending March 2026.

These investors held 20.2% of outstanding shares in March 2026, down from 23.8% in December 2025.
Their total shares held in PFX decreased -15.18% quarter over quarter, and separately, investors owning PhenixFIN stayed flat from a year ago.
Of these 16 holders, 4 added to their stakes in PhenixFIN, 2 trimmed positions, and 10 made no changes.
In total, institutional investors held 398.11K shares in PhenixFIN as of March 2026, down by 71.24K shares quarter on quarter, and down 73.3K shares year over year.
As of March 31, 2026, the biggest holder of PhenixFIN is Adalta Capital Management LLC at 175.57K shares, representing 8.9% of shares outstanding.
The largest buyers of PhenixFIN for the quarter ending March 2026 were Legal & General Group Plc (2.05K), Raymond James Financial Inc (1.57K), UBS Group AG (358), Wells Fargo & Company/Mn (1).
The largest sellers of PhenixFIN for the quarter ending March 2026 were 22NW, LP (74.77K), Morgan Stanley (448).
According to Business Quant data, leading holders of PFX for March 2026 are Adalta Capital Management LLC (175.57K), American Financial Group Inc (64.33K), Morgan Stanley (54.96K), 22NW, LP (43.12K), Raymond James Financial Inc (23.94K), Bulldog Investors, LLP (19.22K), Legal & General Group Plc (15.14K), UBS Group AG (488), OSAIC HOLDINGS, INC. (400), Allworth Financial LP (286).

398,108 Total Shares Held

Rows:

Owner Name	Date	Shares Held	Change (QoQ)	Change (%)	Value (USD)
Adalta Capital Management LLC	31 Mar, 2026	175,569	0	0.00%	$6,861,925.00
American Financial Group Inc	31 Mar, 2026	64,327	0	0.00%	$2,512,612.00
Morgan Stanley	31 Mar, 2026	54,958	-448	-0.81%	$2,146,676.00
22NW, LP	31 Mar, 2026	43,115	-74,770	-63.43%	$1,684,072.00
Raymond James Financial Inc	31 Mar, 2026	23,938	1,570	7.02%	$935,018.00
Bulldog Investors, LLP	31 Mar, 2026	19,218	0	0.00%	$750,655.00
Legal & General Group Plc	31 Mar, 2026	15,140	2,047	15.63%	$601,815.00
UBS Group AG	31 Mar, 2026	488	358	275.38%	$19,061.00
OSAIC HOLDINGS, INC.	31 Mar, 2026	400	0	0.00%	$15,624.00
Allworth Financial LP	31 Mar, 2026	286	0	0.00%	$11,172.00
Wells Fargo & Company/Mn	31 Mar, 2026	251	1	0.40%	$9,792.00
Legacy Wealth Managment, LLC/ID	31 Mar, 2026	200	0	0.00%	$7,812.00
Archer Investment Corp	31 Mar, 2026	126	0	0.00%	$4,922.00
Sound Income Strategies, LLC	31 Mar, 2026	78	0	0.00%	$3,042.00
MAI Capital Management	31 Mar, 2026	11	0	0.00%	$430.00
Us Bancorp De	31 Mar, 2026	3	0	0.00%	$117.00