PhenixFIN Corp (PFX) Institutional Ownership

Institutions by Trading Activity

2,001,470Shares Outstanding

398,108Shares held by institutions

$17,910,879Value of institutional holdings

19.89%Institutional ownership %

-15.18%Shares Changed QoQ

16No. of institutional investors

PhenixFIN Corp (NASDAQ:PFX) appears in 19 institutional 13F filings for the quarter ending December 2025.

These investors held 23.8% of outstanding shares in December 2025, up from 23.3% in September 2025.
They increased total shares held in PhenixFIN by 1.66% from last quarter, and the number of investors in PFX stayed flat annually.
Of these 19 funds, 6 grew their exposure to PhenixFIN, 6 cut back, and 7 maintained positions.
Combined, these investors held 477.11K shares in PFX for December 2025, up by 7.77K shares quarter on quarter, and down 100.71K shares year over year.
As of December 31, 2025, Adalta Capital Management LLC held the largest stake in PhenixFIN with 175.57K shares, accounting for 8.77% of total shares outstanding.
The largest buyers of PhenixFIN for the quarter ending December 2025 were Legal & General Group Plc (2.05K), Raymond James Financial Inc (1.57K), UBS Group AG (358), Wells Fargo & Company/Mn (1).
Leading sellers of PhenixFIN shares for the quarter ending December 2025 were 22NW, LP (74.77K), Morgan Stanley (448).
PhenixFIN's 10 largest shareholders as of December 2025 include Adalta Capital Management LLC (175.57K), American Financial Group Inc (64.33K), Morgan Stanley (54.96K), 22NW, LP (43.12K), Raymond James Financial Inc (23.94K), Bulldog Investors, LLP (19.22K), Legal & General Group Plc (15.14K), UBS Group AG (488), OSAIC HOLDINGS, INC. (400), Allworth Financial LP (286) per Business Quant data.

398,108 Total Shares Held

Rows:

Owner Name	Date	Shares Held	Change (QoQ)	Change (%)	Value (USD)
Adalta Capital Management LLC	31 Dec, 2025	175,569	2,630	1.52%	$7,835,738.00
Adalta Capital Management LLC	31 Dec, 2025	175,569	0	0.00%	$6,861,925.00
22NW, LP	31 Dec, 2025	117,885	0	0.00%	$5,208,159.00
American Financial Group Inc	31 Dec, 2025	64,327	0	0.00%	$2,841,967.00
American Financial Group Inc	31 Dec, 2025	64,327	0	0.00%	$2,512,612.00
Morgan Stanley	31 Dec, 2025	55,406	-2,511	-4.34%	$2,447,837.00
Morgan Stanley	31 Dec, 2025	54,958	-448	-0.81%	$2,146,676.00
22NW, LP	31 Dec, 2025	43,115	-74,770	-63.43%	$1,684,072.00
Raymond James Financial Inc	31 Dec, 2025	23,938	1,570	7.02%	$935,018.00
Raymond James Financial Inc	31 Dec, 2025	22,368	1,999	9.81%	$988,218.00
Bulldog Investors, LLP	31 Dec, 2025	19,218	0	0.00%	$849,051.00
Bulldog Investors, LLP	31 Dec, 2025	19,218	0	0.00%	$750,655.00
Legal & General Group Plc	31 Dec, 2025	15,140	2,047	15.63%	$601,815.00
Legal & General Group Plc	31 Dec, 2025	13,093	398	3.14%	$589,446.00
Karpus Management, Inc.	31 Dec, 2025	7,600	7,600	0.00%	$180,196.00
UBS Group AG	31 Dec, 2025	488	358	275.38%	$19,061.00
OSAIC HOLDINGS, INC.	31 Dec, 2025	400	0	0.00%	$15,624.00
OSAIC HOLDINGS, INC.	31 Dec, 2025	400	-297	-42.61%	$17,672.00
Allworth Financial LP	31 Dec, 2025	286	0	0.00%	$11,172.00
Allworth Financial LP	31 Dec, 2025	286	0	0.00%	$12,636.00

1 - 20 of 35