PhenixFIN Corp (PFX) Institutional Ownership

Ownership Summary

PhenixFIN Corp (NASDAQ:PFX) currently has 18 active institutional owners and shareholders as of today (December 2025), that have filed 13F forms with the Securities Exchange Commission (SEC).

• The percentage of PhenixFIN owned by institutions changed from 23.3% in September 2025 to 22.2% in December 2025, marking a slight down trend.
• Quarterly data indicates a -0.38% shift in institutional share volume, and the annual owner count reflects a decrease of 10.00%.
• The latest 13F cycle for PhenixFIN reveals that of 18 total investors, 4 funds grew their exposure, whereas 5 reduced theirs and 9 made no changes.
• Collectively, institutional investors decreased their stake in PhenixFIN to 447.14K shares as of December 2025, a change that is down by 1.72K shares quarter on quarter and down 30.98K shares year over year.
• Adalta Capital Management LLC's holding of 175.57K shares as of December 31, 2025 makes it the primary institutional investor in PhenixFIN, owning 8.72% of the stock.
• Among the most significant buyers of PhenixFIN during December 2025 were Adalta Capital Management LLC (2.63K), Legal & General Group Plc (398), ROYAL BANK OF CANADA (50), US BANCORP \DE\ (3).
• Leading sellers of PhenixFIN stock in December 2025 included MORGAN STANLEY (2.51K), UBS Group AG (1.97K), OSAIC HOLDINGS, INC. (297), WELLS FARGO & COMPANY/MN (11), MAI Capital Management (11).
• The top 10 institutional holders of PhenixFIN for the quarter ending December 2025 included Adalta Capital Management LLC (175.57K), 22NW, LP (117.89K), AMERICAN FINANCIAL GROUP INC (64.33K), MORGAN STANLEY (55.41K), Bulldog Investors, LLP (19.22K), Legal & General Group Plc (13.09K), OSAIC HOLDINGS, INC. (400), Allworth Financial LP (286), WELLS FARGO & COMPANY/MN (250), Legacy Wealth Managment, LLC/ID (200).