PhenixFIN PFX Insider Ownership

NASDAQ PFX
$44.73 +0.20 (+0.45%)
As of: Sep 9, 2026 · 3:59 PM EDT

Insider Holdings by Owner

986.54K Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
25.56%
0% pp QoQ
Shares Held by Insiders
511.57K
filed for Sep 2026
0.00% QoQ
Shares Outstanding
2.00Mn
2,001,470 shares
Direct Holdings
482.86K
Indirect: 28.71K
Net Shares Traded (QoQ)
0
no net change in Sep 2026
Insiders Holding Shares
6
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest
Average ownership
Peak ownership

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter
Net over range
Buying quarters

Insider Ownership Summary

Quarter ending 30 Sep, 2026

As of September 09, 2026, PhenixFIN's top three insider holders are David A Lorber (Chairman And Ceo, 253.85K shares), Howard Amster (Director, 248.25K shares), Howard Amster (Director, 234.61K shares).

Form 4 Holdings

Insiders Holding PFX

Insiders 6
Shares held 986.54K
Of outstanding 49.29%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 David A Lorber Chairman And Ceo 490,619 0 490,619 49.7% 03 Jun, 2026
2 Howard Amster Director, TenPercentOwner 482,856 0 482,856 48.9% 05 Mar, 2026
3 Ellida Mcmillan Chief Financial Officer 6,064 0 6,064 0.6% 29 Dec, 2025
4 Lowell W Robinson Director 4,500 0 4,500 0.5% 18 Sep, 2025
5 Karin Hirtler-Garvey Director 1,500 0 1,500 0.2% 14 Feb, 2025
6 Arthur S Ainsberg Director 1,000 0 1,000 0.1% 04 Mar, 2022

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,071 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
01 Jun, 2026 David A Lorber Chairman And Ceo Acquired P 1 $41.20 $41 245,199 Direct
01 Jun, 2026 David A Lorber Chairman And Ceo Acquired P 1,363 $44.37 $60.48K 246,562 Direct
01 Jun, 2026 David A Lorber Chairman And Ceo Acquired P 836 $44.99 $37.61K 247,398 Direct
02 Jun, 2026 David A Lorber Chairman And Ceo Acquired P 2,473 $44.95 $111.16K 249,871 Direct
03 Jun, 2026 David A Lorber Chairman And Ceo Acquired P 800 $44.40 $35.52K 250,671 Direct
03 Jun, 2026 David A Lorber Chairman And Ceo Acquired P 3,183 $45.49 $144.79K 253,854 Direct
12 May, 2026 David A Lorber Chairman And Ceo Acquired P 42,065 $39.95 $1.68Mn 245,198 Direct
03 Mar, 2026 Howard Amster Director, TenPercentOwner Acquired P 11,500 $42.56 $489.44K 248,248 Direct
22 Dec, 2025 David A Lorber Chairman And Ceo Acquired P 1,000 $45.44 $45.44K 145,891 Direct
22 Dec, 2025 Ellida Mcmillan Chief Financial Officer Acquired P 6 $45.00 $270 3,278 Direct
23 Dec, 2025 Ellida Mcmillan Chief Financial Officer Acquired P 150 $45.33 $6.80K 3,428 Direct
23 Dec, 2025 David A Lorber Chairman And Ceo Acquired P 133 $45.59 $6.06K 146,024 Direct
24 Dec, 2025 David A Lorber Chairman And Ceo Acquired P 572 $46.05 $26.34K 146,596 Direct
17 Dec, 2025 Ellida Mcmillan Chief Financial Officer Acquired P 37 $44.00 $1.63K 3,272 Direct
15 Dec, 2025 David A Lorber Chairman And Ceo Acquired P 100 $44.33 $4.43K 143,845 Direct
16 Dec, 2025 David A Lorber Chairman And Ceo Acquired P 138 $44.45 $6.13K 143,983 Direct
17 Dec, 2025 David A Lorber Chairman And Ceo Acquired P 908 $44.74 $40.62K 144,891 Direct
23 Sep, 2025 Ellida Mcmillan Chief Financial Officer Acquired P 248 $47.75 $11.84K 3,235 Direct
16 Sep, 2025 Lowell W Robinson Director Acquired P 86 $48.09 $4.14K 2,956 Direct
17 Sep, 2025 Lowell W Robinson Director Acquired P 44 $48.26 $2.12K 3,000 Direct