PennyMac Financial Services PFSI Insider Ownership

NYSE PFSI

$59.52 -0.75 (-1.24%)

As of: Oct 21, 2026 · 3:59 PM EDT

Insider Holdings by Owner

5.98Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

12.67%

▼-0.160% pp QoQ

Shares Held by Insiders

6.58Mn

filed for Sep 2026

▼-1.24% QoQ

Shares Outstanding

51.93Mn

51,932,000 shares

Direct Holdings

1.03Mn

Indirect: 5.55Mn

Net Shares Traded (QoQ)

-82.89K

net selling in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 10, 2026

Over the past year, PFSI insiders bought $200,588 of stock (2.25K shares) and sold $34.61 million (287.45K shares) on the open market.

Behind PennyMac Financial Services' open-market trades in the past 12 months were one insider buying and 6 insiders selling.
Among PennyMac Financial Services' insiders, Patrick Kinsella (Director) was the largest open-market buyer over the past 12 months, purchasing $200,588 of stock (2.25K shares), most recently on February 12, 2026.
On the sell side, David Spector (Chairman & CEO) led open-market sales of PennyMac Financial Services stock over the past 12 months with $16.83 million (146.55K shares), most recently on May 12, 2026.
Gregory L. Hendry (MD, Chief Accounting Officer) made the most recent open-market trade by an insider of PennyMac Financial Services, a sale of 2.18K shares for $189,160 on July 1, 2026.
In transactions other than open-market trades, PennyMac Financial Services insiders received 53.47K shares in stock awards, acquired 207.5K shares through option exercises and conversions, gave up 33.58K shares to cover taxes or exercise prices and gave away 25K shares as gifts over the past 12 months.
Per Business Quant, PFSI insiders together hold 6.58Mn shares based on their latest Form 4 filings, down 1.24% from 6.66Mn shares at the end of Q2 2026 and down 4.45% from 6.89Mn shares at the end of Q3 2025.
Of the 6.58Mn shares held by PennyMac Financial Services insiders, 1.03Mn shares (15.68%) are held directly and 5.55Mn shares (84.32%) indirectly, through trusts, partnerships, family members and other entities.
PFSI's insider total is spread across 19 insiders who have filed a Form 4 in the past two years.
PennyMac Financial Services' three biggest insider holders are Farhad Nanji (Director, 4.72Mn shares), David Spector (Chairman & CEO, 540K shares) and Doug Jones (Director, President & CMBO, 454.43K shares), based on their latest Form 4 filings.
Of the shares held by PFSI insiders, 71.73% belong to Farhad Nanji.
Institutions accounted for 64.75% of PFSI's outstanding shares in Q2 2026, insiders about 12.67% per their latest Form 4 filings, and other investors, including the public, about 22.58%.
Over the trailing 12 months, 17 insiders reported transactions in PFSI stock across 80 Form 4 filings.
This summary of PennyMac Financial Services insider activity covers Form 4 filings through August 4, 2026.

Form 4 Holdings

Insiders Holding PFSI

Insiders 24

Shares held 5.98Mn

Of outstanding 11.52%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Partners, Lp Mfn	Director	4,531,792	0	4,531,792	75.8%	15 Feb, 2022
2	David Spector	Chairman Ceo	479,401	0	479,401	8.0%	04 Aug, 2026
3	Daniel Stanley Perotti	Chief Financial Officer	0	210,625	210,625	3.5%	18 May, 2026
4	Farhad Nanji	Director	188,216	0	188,216	3.1%	04 Aug, 2026
5	Vandad Fartaj	Chief Investment Officer	124,488	0	124,488	2.1%	01 Mar, 2023
6	Joseph F Mazzella	Director	81,905	0	81,905	1.4%	07 May, 2026
7	Gregory L Hendry	Md, Chief Accounting Officer	48,968	0	48,968	0.8%	02 Jul, 2026
8	William Herbert Chang	Chief Capital Markets Officer	36,937	0	36,937	0.6%	20 Mar, 2024
9	Emily Ann Youssouf	Director	35,107	0	35,107	0.6%	04 Mar, 2024
10	Patrick Kinsella	Director	34,210	0	34,210	0.6%	13 Feb, 2026
11	Doug Jones	Director, President Cmbo	29,088	0	29,088	0.5%	03 Mar, 2026
12	Theodore W Tozer	Director	26,998	0	26,998	0.5%	13 Feb, 2026
13	James K Hunt	Director	0	26,821	26,821	0.4%	29 Aug, 2024
14	Derek Stark	Chief Legal Officer	20,944	0	20,944	0.4%	03 Mar, 2026
15	Jeffrey A. Perlowitz	Director	20,302	0	20,302	0.3%	13 Feb, 2026
16	Steven Richard Bailey	Chief Servicing Officer	16,389	0	16,389	0.3%	19 Feb, 2025
17	Lisa M Shalett	Director	13,105	0	13,105	0.2%	13 Feb, 2026
18	James Follette	Chief Digital Officer	11,734	0	11,734	0.2%	03 Mar, 2026
19	Donald J. White	Chief Risk Officer	11,637	0	11,637	0.2%	19 Feb, 2025
20	Jonathon S Jacobson	Director	10,579	0	10,579	0.2%	13 Feb, 2026
21	Abbie Tidmore	Chief Revenue Officer	8,656	0	8,656	0.1%	03 Mar, 2026
22	Mark Elbaum	Chief Capital Markets Officer	5,333	0	5,333	0.1%	03 Mar, 2026
23	Sunil Chandra	Director	5,148	0	5,148	0.1%	04 Aug, 2026
24	Anne Mccallion	Chief Enterprise Ops Officer	3,510	0	3,510	0.1%	13 Feb, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

1,800 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
31 Jul, 2026	Sunil Chandra	Director	Acquired A	377	$82.17	$30.98K	5,148	Direct
31 Jul, 2026	Farhad Nanji	Director	Acquired A	379	$82.17	$31.14K	188,216	Direct
31 Jul, 2026	David Spector	Chairman Ceo	Disposed J	25,000	$0.00	$0	479,401	Direct
01 Jul, 2026	Gregory L Hendry	Md, Chief Accounting Officer	Acquired M	2,177	$24.40	$53.12K	51,145	Direct
01 Jul, 2026	Gregory L Hendry	Md, Chief Accounting Officer	Disposed S	2,177	$86.89	$189.16K	48,968	Direct
01 Jul, 2026	Gregory L Hendry	Md, Chief Accounting Officer	Disposed M	2,177	$0.00	$0	0	Direct
22 Jun, 2026	Gregory L Hendry	Md, Chief Accounting Officer	Acquired M	2,943	$18.05	$53.12K	51,911	Direct
22 Jun, 2026	Gregory L Hendry	Md, Chief Accounting Officer	Disposed S	2,943	$81.71	$240.47K	48,968	Direct
22 Jun, 2026	Gregory L Hendry	Md, Chief Accounting Officer	Disposed M	2,943	$0.00	$0	0	Direct
15 May, 2026	Daniel Stanley Perotti	Chief Financial Officer	Disposed S	2,925	$87.50	$255.94K	210,625	Indirect
12 May, 2026	David Spector	Chairman Ceo	Disposed S	2,772	$86.88	$240.83K	67,832	Indirect
12 May, 2026	David Spector	Chairman Ceo	Disposed S	3,144	$88.02	$276.73K	64,688	Indirect
12 May, 2026	David Spector	Chairman Ceo	Disposed S	4,084	$88.71	$362.29K	60,604	Indirect
08 May, 2026	David Spector	Chairman Ceo	Disposed J	25,000	$0.00	$0	504,401	Direct
07 May, 2026	Joseph F Mazzella	Director	Acquired A	359	$93.03	$33.40K	81,905	Direct
07 May, 2026	Farhad Nanji	Director	Acquired A	338	$93.03	$31.44K	187,837	Direct
07 May, 2026	Sunil Chandra	Director	Acquired A	336	$93.03	$31.26K	4,771	Direct
14 Apr, 2026	David Spector	Chairman Ceo	Disposed S	9,583	$92.80	$889.30K	71,021	Indirect
14 Apr, 2026	David Spector	Chairman Ceo	Disposed S	417	$93.47	$38.98K	70,604	Indirect
06 Mar, 2026	David Spector	Chairman Ceo	Disposed S	729	$85.26	$62.15K	89,875	Indirect

Showing 1 to 20 of 1,800 transactions