PennantPark Floating Rate Capital PFLT Insider Ownership

NYSE PFLT

$6.43 +0.24 (+3.95%)

As of: Oct 22, 2026 · 12:55 PM EDT

Insider Holdings by Owner

381.48K Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

0.376%

■0% pp QoQ

Shares Held by Insiders

373.08K

filed for Sep 2026

■0.00% QoQ

Shares Outstanding

99.22Mn

99,217,896 shares

Direct Holdings

373.08K

Indirect: 0

Net Shares Traded (QoQ)

no net change in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 5, 2026

Over the past year, PFLT insiders bought $272,304 of stock (32.16K shares) on the open market and sold none.

Behind PennantPark Floating Rate Capital's open-market purchases in the past 12 months were 2 insiders, and no insider sold.
Among PennantPark Floating Rate Capital's insiders, Jose A. Briones (Director) was the largest open-market buyer over the past 12 months, purchasing $150,054 of stock (17.16K shares), most recently on May 12, 2026.
According to Business Quant data, insiders at PennantPark Floating Rate Capital reported 373.08K shares in total in their latest Form 4 filings, unchanged from 373.08K shares at the end of Q2 2026 and up 9.43% from 340.92K shares at the end of Q3 2025.
PFLT's insiders hold all 373.08K shares directly, in their own names, with no indirect holdings.
Business Quant counts 2 insiders with holdings in PennantPark Floating Rate Capital stock, among the officers, directors and 10% owners who have filed a Form 4 in the past two years.
PennantPark Floating Rate Capital's two largest insider shareholders, based on their latest Form 4 filings, are Jose A. Briones (Director, 348.08K shares) and Richard T. Allorto Jr. (CFO and Treasurer, 25K shares).
Of the shares held by PFLT insiders, 93.30% belong to Jose A. Briones.
Institutional investors held 22.20% of PennantPark Floating Rate Capital stock at the end of Q2 2026, while the latest Form 4 filings of its insiders account for about 0.38%; other investors, including the public, hold roughly 77.42%.
Over the past 12 months, 2 insiders reported transactions in PennantPark Floating Rate Capital stock in 4 Form 4 filings.
The insider holdings and trades above for PennantPark Floating Rate Capital reflect Form 4 filings through May 12, 2026.

Form 4 Holdings

Insiders Holding PFLT

Insiders 3

Shares held 381.48K

Of outstanding 0.384%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Jose A Briones	Director	348,083	0	348,083	91.2%	12 May, 2026
2	Richard T Jr Allorto	Cfo And Treasurer	25,000	0	25,000	6.6%	12 Mar, 2026
3	Jeffrey Flug	Director	0	8,400	8,400	2.2%	18 Feb, 2022

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

101 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
12 May, 2026	Jose A Briones	Director	Acquired P	5,770	$8.67	$50.02K	348,083	Direct
11 Mar, 2026	Richard T Jr Allorto	Cfo And Treasurer	Acquired P	15,000	$8.15	$122.25K	25,000	Direct
19 Feb, 2026	Jose A Briones	Director	Acquired P	5,895	$8.48	$49.99K	342,313	Direct
01 Dec, 2025	Jose A Briones	Director	Acquired P	5,500	$9.10	$50.04K	336,418	Direct
21 May, 2025	Jose A Briones	Director	Acquired P	1,480	$10.13	$15.00K	330,918	Direct
14 May, 2025	Jose A Briones	Director	Acquired P	9,840	$10.16	$99.93K	329,438	Direct
05 Jun, 2024	Jose A Briones	Director	Acquired P	1,745	$11.40	$19.89K	319,598	Direct
28 May, 2024	Jose A Briones	Director	Acquired P	885	$11.33	$10.03K	317,738	Direct
30 May, 2024	Richard T Jr Allorto	Cfo And Treasurer	Acquired P	10,000	$11.30	$113.00K	10,000	Direct
13 May, 2024	Jose A Briones	Director	Acquired P	1,740	$11.48	$19.97K	316,853	Direct
17 Feb, 2022	Jeffrey Flug	Director	Disposed J	4,000	$0.00	$0	8,400	Indirect
17 Dec, 2020	Samuel L Katz	Director	Disposed S	8,929	$10.54	$94.08K	35,118	Direct
18 Dec, 2020	Samuel L Katz	Director	Disposed S	8,618	$10.41	$89.75K	26,500	Direct
15 Dec, 2020	Samuel L Katz	Director	Disposed S	17,700	$10.87	$192.32K	51,500	Direct
16 Dec, 2020	Samuel L Katz	Director	Disposed S	7,453	$10.65	$79.40K	44,047	Direct
11 Dec, 2020	Samuel L Katz	Director	Disposed S	6,563	$10.84	$71.14K	79,937	Direct
14 Dec, 2020	Samuel L Katz	Director	Disposed S	10,737	$10.85	$116.51K	69,200	Direct
03 Dec, 2020	Samuel L Katz	Director	Disposed J	120,300	$10.91	$1.31Mn	86,500	Direct
03 Dec, 2020	Samuel L Katz	Director	Acquired J	120,300	$10.91	$1.31Mn	120,600	Indirect
10 Jun, 2020	Samuel L Katz	Director	Acquired P	15,000	$8.83	$132.45K	206,800	Direct

Showing 1 to 20 of 101 transactions