PetVivo Holdings PETV Insider Ownership

OTC PETV

$0.52 +0.05 (+10.64%)

At close: Nov 13, 2026 · 4:00 PM EST

Insider Holdings by Owner

27.11Mn Shares

Sarroff Fund, Llc A.L.21.13Mn77.9%

John Lai2.48Mn9.1%

Garry N Lowenthal987.63K3.6%

Randall A. Meyer631.95K2.3%

John Fitzgerald Dolan591.24K2.2%

Other insiders (8)1.30Mn4.8%

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

73.83%

▲+27.81% pp QoQ

Shares Held by Insiders

28.02Mn

filed for Sep 2026

▲+60.42% QoQ

Shares Outstanding

37.95Mn

37,950,495 shares

Direct Holdings

14.19Mn

Indirect: 13.83Mn

Net Open-Market Trades

no open-market trades in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Open-Market Insider Trades

Bought Sold

Latest quarter —

Net over range —

Net-buying quarters —

Insider Ownership Summary

Updated Nov 4, 2026

Over the trailing 12 months, PETV insiders bought at least $212,561 of stock on the open market (1.85Mn shares), and made no open-market sales.

Among PETV's insiders, A.L. Sarroff Fund, LLC (10% owner) was the top open-market buyer in the past 12 months, with at least $212,561 of stock purchased (411.49K shares) and the latest purchase on October 16, 2026.
Outside the open market, PetVivo Holdings insiders received 634.47K shares in stock awards and gave away 207.5K shares as gifts over the past 12 months.
Business Quant data puts insider holdings in PETV at 28.28Mn shares across insiders' latest Form 4 filings, or 74.52% of the 37.95Mn shares outstanding.
PetVivo Holdings insiders hold 14.24Mn shares directly (50.34% of their total) and 14.04Mn shares (49.66%) indirectly, through entities such as trusts and partnerships.
The insider holdings in PetVivo Holdings belong to 9 insiders who have reported on Form 4 within the past two years.
PetVivo Holdings' top three insider holders by shares held are A.L. Sarroff Fund, LLC (10% owner, 21.13Mn shares), John Lai (Chief Executive Officer, 4.89Mn shares) and Garry N. Lowenthal (Chief Financial Officer, 1.17Mn shares).
The largest insider, A.L. Sarroff Fund, LLC, holds 74.70% of PETV's insider total.
Over the trailing 12 months, 7 insiders reported transactions in PETV stock across 28 Form 4 filings.
These insider figures for PetVivo Holdings are based on Form 4 filings through October 23, 2026.

Form 4 Holdings

Insiders Holding PETV

Insiders 13

Shares held 27.11Mn

Of outstanding 71.45%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Sarroff Fund, Llc A.L.	TenPercentOwner	10,548,617	10,577,186	21,125,803	77.9%	21 Oct, 2026
2	John Lai	Chief Executive Officer	0	2,478,163	2,478,163	9.1%	23 Oct, 2026
3	Garry N Lowenthal	Chief Financial Officer	0	987,631	987,631	3.6%	23 Oct, 2026
4	Randall A. Meyer	Chief Operating Officer	631,952	0	631,952	2.3%	19 Sep, 2024
5	John Fitzgerald Dolan	Chief Business Dev Officer	591,239	0	591,239	2.2%	19 Sep, 2024
6	Robert James Rudelius	Director	406,889	0	406,889	1.5%	21 Sep, 2026
7	Michael Eugene Eldred	Director	311,807	0	311,807	1.1%	17 Oct, 2025
8	James Rudolph Martin	Director	146,041	0	146,041	0.5%	22 Aug, 2023
9	Joseph William Jasper	Director	135,159	0	135,159	0.5%	23 Mar, 2026
10	Robert J Costantino	Director	108,661	0	108,661	0.4%	23 Mar, 2026
11	Diane M Levitan	Director	71,489	0	71,489	0.3%	23 Mar, 2026
12	John Spencer Breithaupt	Director	60,187	0	60,187	0.2%	20 Oct, 2025
13	Gregory D Cash	Director	59,267	0	59,267	0.2%	07 Jul, 2022

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

335 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
21 Oct, 2026	Garry N Lowenthal	Chief Financial Officer	Acquired A	10,000	$0.68	$6.80K	995,131	Indirect
21 Oct, 2026	John Lai	Chief Executive Officer	Acquired A	65,000	$0.68	$44.20K	2,478,163	Indirect
23 Oct, 2026	Garry N Lowenthal	Chief Financial Officer	Disposed G	7,500	$0.68	$5.10K	987,631	Indirect
13 Oct, 2026	Sarroff Fund, Llc A.L.	TenPercentOwner	Acquired P	9,000	$0.68	$6.12K	10,507,331	Direct
13 Oct, 2026	Sarroff Fund, Llc A.L.	TenPercentOwner	Acquired P	4,000	$0.70	$2.80K	10,511,331	Direct
13 Oct, 2026	Sarroff Fund, Llc A.L.	TenPercentOwner	Acquired P	4,000	$0.70	$2.80K	10,515,331	Direct
14 Oct, 2026	Sarroff Fund, Llc A.L.	TenPercentOwner	Acquired P	4,000	$0.70	$2.80K	10,519,331	Direct
14 Oct, 2026	Sarroff Fund, Llc A.L.	TenPercentOwner	Acquired P	4,286	$0.72	$3.09K	10,523,617	Direct
15 Oct, 2026	Sarroff Fund, Llc A.L.	TenPercentOwner	Acquired P	10,000	$0.74	$7.40K	10,533,617	Indirect
15 Oct, 2026	Sarroff Fund, Llc A.L.	TenPercentOwner	Acquired P	10,000	$0.74	$7.40K	10,543,617	Indirect
16 Oct, 2026	Sarroff Fund, Llc A.L.	TenPercentOwner	Acquired P	3,000	$0.70	$2.10K	10,546,617	Direct
16 Oct, 2026	Sarroff Fund, Llc A.L.	TenPercentOwner	Acquired P	2,000	$0.70	$1.40K	10,548,617	Direct
16 Oct, 2026	Sarroff Fund, Llc A.L.	TenPercentOwner	Acquired P	6,969	$0.69	$4.81K	10,555,586	Indirect
16 Oct, 2026	Sarroff Fund, Llc A.L.	TenPercentOwner	Acquired P	6,000	$0.70	$4.20K	10,561,586	Indirect
16 Oct, 2026	Sarroff Fund, Llc A.L.	TenPercentOwner	Acquired P	3,600	$0.70	$2.52K	10,565,186	Indirect
16 Oct, 2026	Sarroff Fund, Llc A.L.	TenPercentOwner	Acquired P	6,000	$0.70	$4.20K	10,571,186	Indirect
16 Oct, 2026	Sarroff Fund, Llc A.L.	TenPercentOwner	Acquired P	6,000	$0.75	$4.49K	10,577,186	Indirect
09 Sep, 2026	John Lai	Chief Executive Officer	Acquired A	31,250	$0.80	$25.00K	2,413,163	Direct
08 Sep, 2026	John Lai	Chief Executive Officer	Acquired C	31,250	$0.00	$0	31,250	Direct
09 Sep, 2026	John Lai	Chief Executive Officer	Acquired A	31,250	$0.78	$24.38K	2,413,163	Direct

Showing 1 to 20 of 335 transactions