Penguin Solutions, Inc. (PENG) Insider Ownership

Historic Insider Ownership Trends

As of April 22, 2026, the three largest insider holders of PENG are Lake (Offshore) Aiv Gp Iii, Ltd. Silver (TenPercentOwner, 2.30Mn shares), Mark Adams (President And Ceo, 963.18K shares), Mark Adams (President And Ceo, 836.74K shares).

Top Direct Holders

Insider ownership data is derived from the last 60 months of Form 4 SEC filings.
Holder Position Shares (Direct) Shares (Indirect) Report Date
Lake (Offshore) Aiv Gp Iii, Ltd. Silver - 0 2,302,706 13 Jul, 2021
Mark Adams President And Ceo 963,183 0 21 Jan, 2026
Mark Adams President And Ceo 836,741 0 22 Apr, 2025
Kashif Shaikh President And Ceo 376,086 0 04 Feb, 2026
Kashif Shaikh President And Ceo 376,086 0 04 Feb, 2026
Kashif Shaikh President And Ceo 376,086 0 04 Feb, 2026
Ajay Shah Executive Chairman 0 372,513 29 Jul, 2021
Jack A Pacheco Evp, Coo, Pres, Integrated Mem 239,364 0 22 Oct, 2025
Jack A Pacheco Evp, Coo, Pres, Integrated Mem 229,389 0 22 Apr, 2025
Ajay Shah - 0 222,513 02 Nov, 2021
Claude Demby Svp, Pres, Led Solutions 154,864 0 22 Jul, 2022
Ken Rizvi Svp And Cfo 154,025 0 23 Apr, 2024
Anne Kuykendall Svp And Chief Legal Officer 131,352 0 17 Mar, 2026
Peter J Manca Svp, Pres, Advanced Computing 123,371 0 22 Apr, 2025
Peter J Manca Svp, Pres, Advanced Computing 119,567 0 22 Jul, 2025
Nathan Olmstead Svp And Cfo 103,838 0 21 Jan, 2026
Anne Kuykendall Svp And Chief Legal Officer 103,047 0 22 Apr, 2025
Joseph Gates Clark Svp And Pres, Optimized Led 93,261 0 20 Apr, 2026
David C Laurello President Ips 89,931 0 23 Jan, 2024
Nathan Olmstead Svp And Cfo 85,375 0 22 Apr, 2025
Joseph Gates Clark Svp And Pres, Optimized Led 84,359 0 05 May, 2025
Anthony George Frey Svp And Chief Revenue Officer 74,954 0 21 Jan, 2026
Thierry Pellegrino Svp, Pres, Ips 71,922 0 15 Jun, 2023
Maximiliane C Straub - 66,975 0 10 Feb, 2026
Maximiliane C Straub - 66,975 0 10 Feb, 2026
Maximiliane C Straub - 66,975 0 10 Feb, 2026
Mukesh Patel - 0 59,653 18 Oct, 2021
Randy W Furr - 58,202 0 13 Feb, 2024
Maximiliane C Straub - 56,941 0 11 Feb, 2025
Maximiliane C Straub - 56,941 0 11 Feb, 2025
Maximiliane C Straub - 56,941 0 11 Feb, 2025
Bryan Ingram - 52,495 0 11 Feb, 2025
Ajay Shah Executive Chairman 51,889 0 24 Jan, 2022
Sandeep Nayyar - 45,417 0 10 Feb, 2026
Sandeep Nayyar - 35,383 0 11 Feb, 2025
Mark D Papermaster - 34,816 0 10 Feb, 2026
Mark Adams President And Ceo 0 29,640 11 Apr, 2024
Penny Herscher - 27,574 0 10 Feb, 2026
Mary G Puma - 25,398 0 10 Feb, 2026
Mukesh Patel - 25,176 0 28 Jul, 2021
Mark D Papermaster - 24,782 0 11 Feb, 2025
Penny Herscher - 20,268 0 11 Feb, 2025
Lake (Offshore) Aiv Gp Iii, Ltd. Silver - 0 17,462 13 Jul, 2021
Lake (Offshore) Aiv Gp Iii, Ltd. Silver - 0 17,462 13 Jul, 2021
Mary G Puma - 15,364 0 11 Feb, 2025
Penny Herscher - 0 4,584 02 Feb, 2023

* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.

Recent Insider Transactions

Detailed insider trading activity based on Form 4 SEC filings.
Download Data
Transaction Date Insider Name Security Class Transaction Type Shares Traded Price Shares Remaining Ownership Code
16 Apr, 2026 Joseph Gates Clark Common Stock D 5,000 $26.82 95,549 D S
20 Apr, 2026 Joseph Gates Clark Common Stock D 2,288 $26.74 93,261 D F
09 Apr, 2026 Joseph Gates Clark Common Stock D 12,546 $22.55 99,726 D S
16 Mar, 2026 Anne Kuykendall Common Stock D 4,000 $17.75 131,352 D S
25 Feb, 2026 Anne Kuykendall Common Stock D 4,000 $20.80 135,352 D S
24 Feb, 2026 Joseph Gates Clark Common Stock D 10,046 $20.07 112,272 D S
10 Feb, 2026 Joseph Gates Clark Common Stock D 1,346 $19.03 122,318 D S
06 Feb, 2026 Penny Herscher Common Stock A 10,034 $0.00 27,574 D A
06 Feb, 2026 Mark D Papermaster Common Stock A 10,034 $0.00 34,816 D A
06 Feb, 2026 Mary G Puma Common Stock A 10,034 $0.00 25,398 D A
06 Feb, 2026 Maximiliane C Straub Common Stock A 10,034 $0.00 66,975 D A
06 Feb, 2026 Maximiliane C Straub Common Stock A 10,034 $0.00 66,975 D A
06 Feb, 2026 Maximiliane C Straub Common Stock A 10,034 $0.00 66,975 D A
06 Feb, 2026 Sandeep Nayyar Common Stock A 10,034 $0.00 45,417 D A
02 Feb, 2026 Kashif Shaikh Common Stock A 238,188 $0.00 238,188 D A
02 Feb, 2026 Kashif Shaikh Common Stock A 238,188 $0.00 238,188 D A
02 Feb, 2026 Kashif Shaikh Common Stock A 238,188 $0.00 238,188 D A
02 Feb, 2026 Kashif Shaikh Common Stock A 137,898 $0.00 376,086 D A
02 Feb, 2026 Kashif Shaikh Common Stock A 137,898 $0.00 376,086 D A
02 Feb, 2026 Kashif Shaikh Common Stock A 137,898 $0.00 376,086 D A