Pathfinder Bancorp PBHC Insider Ownership

NASDAQ PBHC
$17.24 +0.54 (+3.23%)
At close: Oct 19, 2026 · 4:00 PM EDT

Insider Holdings by Owner

451.85K Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
11.30%
■0% pp QoQ
Shares Held by Insiders
708.66K
filed for Sep 2026
■0.00% QoQ
Shares Outstanding
6.27Mn
6,270,000 shares
Direct Holdings
405.86K
Indirect: 302.80K
Net Shares Traded (QoQ)
0
no net change in Sep 2026
Insiders Holding Shares
21
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Over the past 12 months, Pathfinder Bancorp insiders bought $67,386 of stock on the open market (4.78K shares) and made no open-market sales.

Form 4 Holdings

Insiders Holding PBHC

Insiders 21
Shares held 451.85K
Of outstanding 7.21%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Ronald Tascarella Retired Executive Vice Pres. 47,203 0 47,203 10.4% 03 Mar, 2025
2 John Funiciello Director 40,537 0 40,537 9.0% 05 May, 2023
3 Daniel R Phillips Senior Vice President 38,270 0 38,270 8.5% 21 Nov, 2024
4 Walter Rusnak Senior Vice President, Cfo 0 36,000 36,000 8.0% 12 Mar, 2024
5 Adam C. Gagas Director 35,588 0 35,588 7.9% 13 Mar, 2026
6 Chris R Burritt Director 31,691 0 31,691 7.0% 05 May, 2023
7 William D O'Brien Senior Vice President 31,420 0 31,420 7.0% 06 May, 2026
8 William A Barclay Director 28,774 0 28,774 6.4% 21 Nov, 2025
9 Justin K. Bigham Senior Vice President, Cfo 24,000 0 24,000 5.3% 04 Feb, 2025
10 David A. Ayoub Director 20,798 0 20,798 4.6% 13 Mar, 2026
11 James A. Dowd President And Ceo 0 19,452 19,452 4.3% 04 Jun, 2026
12 Robert G. Jr. Butkowski Senior Vice President 19,436 0 19,436 4.3% 05 Feb, 2026
13 Ronald G. Tascarella Senior Vice President 16,771 0 16,771 3.7% 02 Mar, 2026
14 Joseph F Serbun Senior Vice President 16,000 0 16,000 3.5% 04 Feb, 2025
15 George P Joyce Director 0 13,731 13,731 3.0% 07 Dec, 2023
16 Joseph Paul Mcmanus Senior Vice President 11,000 0 11,000 2.4% 04 Feb, 2025
17 Joseph Polniak Fvp, General Counsel 9,000 0 9,000 2.0% 16 Jun, 2026
18 Eric Allyn Director 0 6,124 6,124 1.4% 09 Dec, 2024
19 Melanie Littlejohn Director 4,389 0 4,389 1.0% 06 May, 2026
20 Meghan Crawford-Hamlin Director 1,000 0 1,000 0.2% 12 Mar, 2024
21 Calvin Corriders First Vice President 666 0 666 0.1% 17 Aug, 2023

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

423 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
15 Jun, 2026 Joseph Polniak Fvp, General Counsel Acquired P 1,000 $15.88 $15.88K 9,000 Direct
02 Jun, 2026 James A. Dowd President And Ceo Acquired P 1,400 $13.69 $19.16K 19,452 Indirect
04 May, 2026 Melanie Littlejohn Director Acquired M 8,787 $11.35 $99.73K 12,302 Direct
04 May, 2026 Melanie Littlejohn Director Disposed M 7,913 $13.48 $106.67K 4,389 Direct
04 May, 2026 James A. Dowd President And Ceo Acquired M 2,816 $11.35 $31.96K 71,520 Direct
04 May, 2026 William D O'Brien Senior Vice President Acquired M 7,908 $11.35 $89.76K 31,420 Direct
04 May, 2026 Melanie Littlejohn Director Disposed M 8,787 $0.00 $0 0 Direct
04 May, 2026 James A. Dowd President And Ceo Disposed M 2,816 $0.00 $0 0 Direct
04 May, 2026 William D O'Brien Senior Vice President Disposed M 7,908 $0.00 $0 0 Direct
31 Mar, 2026 Joseph Polniak Fvp, General Counsel Acquired A 8,000 $0.00 $0 8,000 Direct
12 Mar, 2026 David A. Ayoub Director Acquired M 8,787 $11.35 $99.73K 20,798 Direct
13 Mar, 2026 James A. Dowd President And Ceo Acquired M 6,000 $11.35 $68.10K 68,704 Direct
13 Mar, 2026 Adam C. Gagas Director Acquired M 8,787 $11.35 $99.73K 35,588 Direct
13 Mar, 2026 Adam C. Gagas Director Disposed M 8,787 $0.00 $0 0 Direct
13 Mar, 2026 James A. Dowd President And Ceo Disposed M 6,000 $0.00 $0 2,816 Direct
12 Mar, 2026 David A. Ayoub Director Disposed M 8,787 $0.00 $0 0 Direct
05 Mar, 2026 William D O'Brien Senior Vice President Acquired M 3,647 $10.81 $39.42K 23,512 Direct
05 Mar, 2026 William D O'Brien Senior Vice President Disposed M 3,647 $0.00 $0 0 Direct
03 Mar, 2026 Adam C. Gagas Director Disposed G 1,000 $0.00 $0 148,664 Indirect
27 Feb, 2026 Ronald G. Tascarella Senior Vice President Acquired M 2,109 $11.35 $23.94K 18,636 Direct