Oxford Square Capital OXSQ Insider Ownership

NASDAQ OXSQ
$1.29 +0.00 (+0.00%)
At close: Oct 21, 2026 · 4:00 PM EDT

Insider Holdings by Owner

10.01Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
4.43%
▲+0.033% pp QoQ
Shares Held by Insiders
4.65Mn
filed for Sep 2026
▲+0.76% QoQ
Shares Outstanding
105.06Mn
105,058,242 shares
Direct Holdings
4.62Mn
Indirect: 35.00K
Net Shares Traded (QoQ)
+35.00K
net buying in Sep 2026
Insiders Holding Shares
5
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Over the past year, OXSQ insiders bought $333,310 of stock (289.41K shares) and sold $6,775 (5K shares) on the open market.

Form 4 Holdings

Insiders Holding OXSQ

Insiders 5
Shares held 10.01Mn
Of outstanding 9.53%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Jonathan H Cohen Chief Executive Officer 4,121,561 0 4,121,561 41.2% 21 May, 2026
2 Saul B Rosenthal President And Coo 3,744,061 0 3,744,061 37.4% 21 May, 2026
3 Charles M Royce Director 0 2,119,795 2,119,795 21.2% 07 Jul, 2023
4 Steven P Novak Director 0 15,001 15,001 0.1% 14 Sep, 2026
5 Bruce L. Rubin Cfo, Cs And Treasurer 10,949 0 10,949 0.1% 06 Jul, 2023

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

469 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
03 Sep, 2026 Steven P Novak Director Disposed S 5,000 $1.36 $6.78K 15,001 Indirect
20 May, 2026 Saul B Rosenthal President And Coo Acquired P 144,703 $1.15 $166.65K 2,201,479 Direct
20 May, 2026 Jonathan H Cohen Chief Executive Officer Acquired P 144,704 $1.15 $166.66K 2,417,193 Direct
14 Jun, 2023 Charles M Royce Director Acquired X 497,208 $2.66 $1.32Mn 1,727,510 Indirect
14 Jun, 2023 Charles M Royce Director Acquired X 98,071 $2.66 $260.87K 392,285 Indirect
14 Jun, 2023 Charles M Royce Director Disposed X 497,208 $0.00 $0 0 Indirect
14 Jun, 2023 Charles M Royce Director Disposed X 98,071 $0.00 $0 0 Indirect
14 Jun, 2023 Jonathan H Cohen Chief Executive Officer Acquired X 568,122 $2.66 $1.51Mn 2,272,489 Direct
14 Jun, 2023 Bruce L. Rubin Cfo, Cs And Treasurer Acquired X 2,737 $2.66 $7.28K 10,949 Direct
14 Jun, 2023 Saul B Rosenthal President And Coo Acquired X 514,194 $2.66 $1.37Mn 2,056,776 Direct
14 Jun, 2023 Steven P Novak Director Acquired X 2,591 $2.66 $6.89K 20,001 Indirect
14 Jun, 2023 Bruce L. Rubin Cfo, Cs And Treasurer Disposed X 2,737 $0.00 $0 0 Direct
14 Jun, 2023 Jonathan H Cohen Chief Executive Officer Disposed X 568,122 $0.00 $0 0 Direct
14 Jun, 2023 Saul B Rosenthal President And Coo Disposed X 514,194 $0.00 $0 0 Direct
14 Jun, 2023 Steven P Novak Director Disposed X 5,803 $0.00 $0 0 Indirect
27 May, 2022 Jonathan H Cohen Chief Executive Officer Acquired P 1,773 $4.03 $7.14K 1,704,368 Direct
27 May, 2022 Saul B Rosenthal President And Coo Acquired P 1,773 $4.03 $7.14K 1,542,582 Direct
24 May, 2022 Jonathan H Cohen Chief Executive Officer Acquired P 4,206 $3.99 $16.79K 1,701,763 Direct
24 May, 2022 Saul B Rosenthal President And Coo Acquired P 4,206 $3.99 $16.79K 1,539,977 Direct
25 May, 2022 Saul B Rosenthal President And Coo Acquired P 832 $4.00 $3.33K 1,540,809 Direct