As of March 23, 2026, the three largest insider holders of OXSQ are Jonathan H Cohen (Chief Executive Officer, 2.27Mn shares), Saul B Rosenthal (President And Coo, 2.06Mn shares), Charles M Royce (Director, 392.29K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Jonathan H Cohen | Chief Executive Officer | 2,272,489 | 0 | 06 Jul, 2023 |
| Saul B Rosenthal | President And Coo | 2,056,776 | 0 | 06 Jul, 2023 |
| Charles M Royce | 0 | 392,285 | 07 Jul, 2023 | |
| Bruce L. Rubin | Cfo, Cs And Treasurer | 10,949 | 0 | 06 Jul, 2023 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 14 Jun, 2023 | Charles M Royce | Common Stock, par value $0.01 per share | A | 497,208 | $2.66 | 1,727,510 | I | X |
| 14 Jun, 2023 | Charles M Royce | Common Stock, par value $0.01 per share | A | 98,071 | $2.66 | 392,285 | I | X |
| 14 Jun, 2023 | Charles M Royce | Transferable Subscription Rights (right to buy) | D | 497,208 | $0.00 | 0 | I | X |
| 14 Jun, 2023 | Charles M Royce | Transferable Subscription Rights (right to buy) | D | 98,071 | $0.00 | 0 | I | X |
| 14 Jun, 2023 | Saul B Rosenthal | Common Stock, par value $0.01 per share | A | 514,194 | $2.66 | 2,056,776 | D | X |
| 14 Jun, 2023 | Jonathan H Cohen | Common Stock, par value $0.01 per share | A | 568,122 | $2.66 | 2,272,489 | D | X |
| 14 Jun, 2023 | Bruce L. Rubin | Common Stock, par value $0.01 per share | A | 2,737 | $2.66 | 10,949 | D | X |
| 14 Jun, 2023 | Bruce L. Rubin | Transferable Subscription Rights (right to buy) | D | 2,737 | $0.00 | 0 | D | X |
| 14 Jun, 2023 | Saul B Rosenthal | Transferable Subscription Rights (right to buy) | D | 514,194 | $0.00 | 0 | D | X |
| 14 Jun, 2023 | Jonathan H Cohen | Transferable Subscription Rights (right to buy) | D | 568,122 | $0.00 | 0 | D | X |
| 27 May, 2022 | Saul B Rosenthal | Common Stock | A | 1,773 | $4.03 | 1,542,582 | D | P |
| 27 May, 2022 | Jonathan H Cohen | Common Stock | A | 1,773 | $4.03 | 1,704,368 | D | P |
| 24 May, 2022 | Saul B Rosenthal | Common Stock | A | 4,206 | $3.99 | 1,539,977 | D | P |
| 24 May, 2022 | Jonathan H Cohen | Common Stock | A | 4,206 | $3.99 | 1,701,763 | D | P |
| 25 May, 2022 | Jonathan H Cohen | Common Stock | A | 832 | $4.00 | 1,702,595 | D | P |
| 25 May, 2022 | Saul B Rosenthal | Common Stock | A | 832 | $4.00 | 1,540,809 | D | P |
| 20 May, 2022 | Saul B Rosenthal | Common Stock | A | 4,374 | $3.99 | 1,535,022 | D | P |
| 20 May, 2022 | Jonathan H Cohen | Common Stock | A | 4,374 | $3.99 | 1,696,808 | D | P |
| 23 May, 2022 | Jonathan H Cohen | Common Stock | A | 749 | $4.00 | 1,697,557 | D | P |
| 23 May, 2022 | Saul B Rosenthal | Common Stock | A | 749 | $4.00 | 1,535,771 | D | P |