Ocular Therapeutix OCUL Insider Ownership

NASDAQ OCUL
$7.66 -1.99 (-20.67%)
At close: Sep 28, 2026 · 4:00 PM EDT

Insider Holdings by Owner

15.47Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
7.21%
▼-0.012% pp QoQ
Shares Held by Insiders
16.23Mn
filed for Sep 2026
▼-0.17% QoQ
Shares Outstanding
224.95Mn
224,952,428 shares
Direct Holdings
6.88Mn
Indirect: 9.34Mn
Net Shares Traded (QoQ)
-27.16K
net selling in Sep 2026
Insiders Holding Shares
23
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Quarter ending 30 Sep, 2026

As of September 26, 2026, the three largest insider holders of OCUL are Road Llc Summer (TenPercentOwner, 8.59Mn shares), Pravin Dugel (Executive Chairman, 2.53Mn shares), Pravin Dugel (Director, 744.90K shares).

Form 4 Holdings

Insiders Holding OCUL

Insiders 23
Shares held 15.47Mn
Of outstanding 6.88%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Road Llc Summer TenPercentOwner 0 8,591,401 8,591,401 55.5% 27 Feb, 2024
2 Pravin Dugel Executive Chairman 2,525,429 0 2,525,429 16.3% 26 Aug, 2026
3 Antony C. Mattessich President And Ceo 588,701 0 588,701 3.8% 06 Feb, 2024
4 Donald Notman Chief Operating Officer 366,529 0 366,529 2.4% 02 Sep, 2026
5 Sanjay Nayak Chief Strategy Officer 326,898 0 326,898 2.1% 26 Aug, 2026
6 Jeffrey S. Heier Chief Scientific Officer 318,326 0 318,326 2.1% 26 Aug, 2026
7 Michael H. Goldstein President, Ophthalmology Cmo 313,335 0 313,335 2.0% 07 Feb, 2022
8 Nadia Waheed Chief Medical Officer 300,079 0 300,079 1.9% 05 Jun, 2026
9 Peter Kaiser Chief Development Officer 264,378 0 264,378 1.7% 26 Aug, 2026
10 Richard L Md Lindstrom Director 260,933 0 260,933 1.7% 12 Jun, 2026
11 Namrata Saroj Chief Business Officer 254,620 0 254,620 1.6% 06 Jan, 2026
12 Steve Lawrence Meyers Chief Commercial Officer 217,628 0 217,628 1.4% 06 Jan, 2026
13 Philip C. Strassburger General Counsel 161,493 0 161,493 1.0% 06 Feb, 2024
14 Rabia Gurses Ozden Chief Medical Officer 153,054 0 153,054 1.0% 06 Feb, 2024
15 Todd Anderman Chief Legal Officer 152,468 0 152,468 1.0% 06 Jan, 2026
16 David Wayne Robinson Global Cco 136,000 0 136,000 0.9% 26 Jan, 2026
17 Christopher G White Chief Business Officer 123,689 0 123,689 0.8% 06 Feb, 2024
18 Charles M Warden Director 100,464 0 100,464 0.6% 12 Jun, 2026
19 Jason Shand Robins Chief Financial Officer 68,097 0 68,097 0.4% 12 Jun, 2026
20 Leslie J. Williams Director 65,433 0 65,433 0.4% 12 Jun, 2026
21 Adrienne L Graves Director 64,000 0 64,000 0.4% 12 Jun, 2026
22 Seung Suh Hong Director 60,933 0 60,933 0.4% 12 Jun, 2026
23 Merilee Raines Director 60,933 0 60,933 0.4% 12 Jun, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

506 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
31 Aug, 2026 Donald Notman Chief Operating Officer Disposed S 1,099 $10.24 $11.25K 366,529 Direct
24 Aug, 2026 Sanjay Nayak Chief Strategy Officer Disposed S 1,897 $10.78 $20.45K 326,898 Direct
24 Aug, 2026 Peter Kaiser Chief Development Officer Disposed S 3,035 $10.77 $32.69K 264,378 Direct
24 Aug, 2026 Pravin Dugel Director, Officer Disposed S 21,649 $10.77 $233.16K 2,525,429 Direct
24 Aug, 2026 Jeffrey S. Heier Chief Scientific Officer Disposed S 3,296 $10.78 $35.53K 318,326 Direct
25 Aug, 2026 Pravin Dugel Director, Officer Disposed G 50,092 $0.00 $0 0 Indirect
25 Aug, 2026 Pravin Dugel Director, Officer Acquired G 50,092 $0.00 $0 744,903 Indirect
16 Jun, 2026 Pravin Dugel Director, Officer Disposed G 50,092 $0.00 $0 2,547,078 Direct
16 Jun, 2026 Pravin Dugel Director, Officer Acquired G 50,092 $0.00 $0 50,092 Indirect
10 Jun, 2026 Leslie J. Williams Director Acquired A 14,000 $0.00 $0 65,433 Direct
10 Jun, 2026 Adrienne L Graves Director Acquired A 14,000 $0.00 $0 64,000 Direct
10 Jun, 2026 Seung Suh Hong Director Acquired A 14,000 $0.00 $0 60,933 Direct
10 Jun, 2026 Richard L Md Lindstrom Director Acquired A 14,000 $0.00 $0 260,933 Direct
10 Jun, 2026 Charles M Warden Director Acquired A 14,000 $0.00 $0 100,464 Direct
10 Jun, 2026 Merilee Raines Director Acquired A 14,000 $0.00 $0 60,933 Direct
10 Jun, 2026 Jason Shand Robins Chief Financial Officer Acquired A 15,441 $0.00 $0 68,097 Direct
10 Jun, 2026 Richard L Md Lindstrom Director Acquired A 44,000 $0.00 $0 44,000 Direct
10 Jun, 2026 Adrienne L Graves Director Acquired A 44,000 $0.00 $0 44,000 Direct
10 Jun, 2026 Charles M Warden Director Acquired A 44,000 $0.00 $0 44,000 Direct
10 Jun, 2026 Seung Suh Hong Director Acquired A 44,000 $0.00 $0 44,000 Direct