| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Arthur B Laffer | - | 125,040 | 0 | 07 Apr, 2026 |
| Scott F Kavanaugh | - | 11,698 | 0 | 20 Mar, 2025 |
| James D Dondero | - | 5,702,698 | 0 | 20 Mar, 2026 |
| Edward N. Constantino | - | 37,569 | 0 | 07 Apr, 2026 |
| Ethan Powell | President | 11,274 | 0 | 21 Mar, 2022 |
| Brian Mitts | Treasurer | 16,689 | 0 | 24 Mar, 2026 |
| Robert J Froehlich | - | 0 | 913 | 13 Oct, 2021 |
| Dustin David Norris | Executive Vice President | 793,002 | 0 | 07 Apr, 2026 |
| Matt Mcgraner | - | 308,636 | 0 | 07 Apr, 2026 |
| Catherine D. Wood | - | 46,883 | 0 | 07 Apr, 2026 |
| Stephanie Vitiello | Chief Compliance Officer | 329 | 0 | 21 Mar, 2022 |
| Carol Swain | - | 25,279 | 0 | 07 Apr, 2026 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 03 Apr, 2026 | Arthur B Laffer | Common Stock | A | 7,813 | - | 128,946 | D | M |
| 18 Mar, 2026 | Matt Mcgraner | Common Stock | A | 73,125 | - | 263,837 | D | M |
| 03 Apr, 2026 | Edward N. Constantino | Common Stock | A | 7,813 | - | 41,475 | D | M |
| 03 Apr, 2026 | Carol Swain | Common Stock | A | 7,813 | - | 29,185 | D | M |
| 03 Apr, 2026 | Dustin David Norris | Common Stock | A | 11,720 | - | 789,040 | D | M |
| 03 Apr, 2026 | Catherine D. Wood | Common Stock | A | 7,813 | - | 46,883 | D | M |
| 03 Apr, 2026 | Arthur B Laffer | Common Stock | D | 3,906 | - | 125,040 | D | D |
| 03 Apr, 2026 | Carol Swain | Common Stock | D | 3,906 | - | 25,279 | D | D |
| 03 Apr, 2026 | Catherine D. Wood | Restricted Share Units | D | 7,813 | $0.00 | 0 | D | A |
| 03 Apr, 2026 | Edward N. Constantino | Common Stock | D | 3,906 | - | 37,569 | D | D |
| 18 Mar, 2026 | Matt Mcgraner | Common Stock | D | 27,821 | $4.41 | 236,016 | D | F |
| 03 Apr, 2026 | Dustin David Norris | Common Stock | D | 3,558 | $4.43 | 785,482 | D | F |
| 04 Apr, 2026 | Dustin David Norris | Common Stock | A | 12,438 | - | 797,920 | D | M |
| 03 Apr, 2026 | Edward N. Constantino | Restricted Share Units | D | 7,813 | $0.00 | 0 | D | M |
| 03 Apr, 2026 | Matt Mcgraner | Common Stock | A | 59,360 | - | 295,376 | D | M |
| 03 Apr, 2026 | Carol Swain | Restricted Share Units | D | 7,813 | $0.00 | 0 | D | M |
| 04 Apr, 2026 | Dustin David Norris | Common Stock | D | 4,918 | $4.43 | 793,002 | D | F |
| 03 Apr, 2026 | Matt Mcgraner | Common Stock | D | 16,412 | $4.43 | 278,964 | D | F |
| 03 Apr, 2026 | Arthur B Laffer | Restricted Share Units | D | 7,813 | $0.00 | 0 | D | M |
| 04 Apr, 2026 | Matt Mcgraner | Common Stock | A | 45,125 | - | 324,089 | D | M |