Nuvation Bio NUVB Insider Ownership

NYSE NUVB

$4.90 +0.13 (+2.73%)

As of: Oct 21, 2026 · 3:09 PM EDT

Insider Holdings by Owner

123.87Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

26.39%

▲+0.012% pp QoQ

Shares Held by Insiders

92.33Mn

filed for Sep 2026

▲+0.04% QoQ

Shares Outstanding

349.82Mn

349,822,479 shares

Direct Holdings

63.48Mn

Indirect: 28.85Mn

Net Shares Traded (QoQ)

+41.46K

net buying in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 10, 2026

Over the past 12 months, Nuvation Bio insiders bought $118,250 of stock on the open market (25K shares) and sold $9.68 million (1.51Mn shares).

A count shows one insider buying NUVB stock on the open market over the past 12 months and 6 insiders selling.
Among NUVB insiders, Robert Mashal (Director) bought the most stock on the open market in the past 12 months: $118,250 (25K shares), most recently on June 9, 2026.
On the selling side, Gary Hattersley (Chief Scientific Officer) sold the most Nuvation Bio stock on the open market over the past 12 months, $3.88 million (569.05K shares), most recently on August 19, 2026.
Away from the open market, NUVB insiders received 50.76K shares in stock awards and acquired 1.55Mn shares through option exercises and conversions over the last 12 months.
Per Business Quant, NUVB insiders together hold 92.33Mn shares based on their latest Form 4 filings, up 0.04% from 92.29Mn shares at the end of Q2 2026 and down 1.94% from 94.16Mn shares at the end of Q3 2025.
Direct holdings account for 63.48Mn shares (68.76%) of NUVB's insider total, and indirect holdings through trusts, partnerships and family members for 28.85Mn shares (31.24%).
NUVB's insider total is spread across 13 insiders who have filed a Form 4 in the past two years.
NUVB's three largest insider shareholders, per their latest Form 4 filings, are David Hung (President and CEO, 59.28Mn shares), Xiangmin Cui (Director, 25.95Mn shares) and Junyuan Jerry Wang (CEO, Anheart Therapeutics LTD., 6.11Mn shares).
The holding of David Hung makes up 64.21% of all shares held by Nuvation Bio insiders.
Institutions owned 66.60% of NUVB shares as of Q2 2026; insiders' latest Form 4 filings account for about 26.39%, leaving roughly 7.01% with other investors, including the public.
In the last 12 months, 32 Form 4 filings with transactions in NUVB stock came from 15 insiders.
Insider figures for NUVB include Form 4 filings through August 21, 2026.

Form 4 Holdings

Insiders Holding NUVB

Insiders 16

Shares held 123.87Mn

Of outstanding 35.41%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	David Hung	President And Ceo	59,281,054	0	59,281,054	47.9%	18 Jun, 2025
2	Xiangmin Cui	Director	0	25,954,439	25,954,439	21.0%	05 Sep, 2024
3	Fund V, L.P. Omega	TenPercentOwner	20,457,340	0	20,457,340	16.5%	07 Apr, 2022
4	Oleg Nodelman	Director	0	12,674,775	12,674,775	10.2%	22 Sep, 2023
5	Junyuan Jerry Wang	Ceo, Anheart Therapeutics Ltd.	3,866,228	0	3,866,228	3.1%	13 Nov, 2024
6	Daniel G Welch	Director	659,947	0	659,947	0.5%	29 May, 2024
7	Kathryn E Falberg	Director	0	250,000	250,000	0.2%	05 Dec, 2022
8	Robert Mashal	Director	0	225,000	225,000	0.2%	11 Jun, 2026
9	Kim D Blickenstaff	Director	0	172,189	172,189	0.1%	13 Jun, 2024
10	Colleen Sjogren	Chief Commercial Officer	81,000	0	81,000	0.1%	18 Jun, 2025
11	Moses Makunje	Officer	68,137	0	68,137	0.1%	03 Mar, 2026
12	Philippe Sauvage	Chief Financial Officer	54,131	0	54,131	0.0%	17 Jul, 2026
13	Kerry Wentworth	Chief Regulatory Officer	53,000	0	53,000	0.0%	24 Jun, 2026
14	Stacy Markel	Chief People Officer	32,591	0	32,591	0.0%	24 Jun, 2026
15	David C. Hanley	Chief Technical Operations	24,000	0	24,000	0.0%	21 Nov, 2025
16	Dongfang Liu	Chief Medical Officer	18,000	0	18,000	0.0%	21 Apr, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

279 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
19 Aug, 2026	Gary Hattersley	Chief Scientific Officer	Acquired M	100,000	$1.87	$187.00K	100,000	Direct
19 Aug, 2026	Gary Hattersley	Chief Scientific Officer	Disposed S	100,000	$7.09	$709.24K	0	Direct
19 Aug, 2026	Gary Hattersley	Chief Scientific Officer	Disposed M	100,000	$0.00	$0	400,000	Direct
15 Jul, 2026	Philippe Sauvage	Chief Financial Officer	Acquired M	39,999	$2.17	$86.80K	54,130	Direct
15 Jul, 2026	Philippe Sauvage	Chief Financial Officer	Acquired M	1	$1.97	$2	54,131	Direct
15 Jul, 2026	Philippe Sauvage	Chief Financial Officer	Disposed M	39,999	$0.00	$0	662,333	Direct
15 Jul, 2026	Philippe Sauvage	Chief Financial Officer	Disposed M	1	$0.00	$0	499,999	Direct
23 Jun, 2026	Stacy Markel	Chief People Officer	Acquired M	90,380	$1.87	$169.01K	122,971	Direct
23 Jun, 2026	Kerry Wentworth	Chief Regulatory Officer	Acquired M	63,000	$2.93	$184.59K	116,000	Direct
23 Jun, 2026	Philippe Sauvage	Chief Financial Officer	Acquired M	47,668	$2.17	$103.44K	60,341	Direct
23 Jun, 2026	Stacy Markel	Chief People Officer	Acquired M	34,620	$1.74	$60.24K	157,591	Direct
23 Jun, 2026	Kerry Wentworth	Chief Regulatory Officer	Disposed S	63,000	$6.02	$379.19K	53,000	Direct
23 Jun, 2026	Philippe Sauvage	Chief Financial Officer	Disposed S	47,668	$6.01	$286.37K	12,673	Direct
23 Jun, 2026	Kerry Wentworth	Chief Regulatory Officer	Disposed M	63,000	$0.00	$0	152,250	Direct
23 Jun, 2026	Philippe Sauvage	Chief Financial Officer	Disposed M	47,668	$0.00	$0	702,332	Direct
23 Jun, 2026	Stacy Markel	Chief People Officer	Disposed S	125,000	$6.03	$753.19K	32,591	Direct
23 Jun, 2026	Stacy Markel	Chief People Officer	Disposed M	90,380	$0.00	$0	409,620	Direct
23 Jun, 2026	Stacy Markel	Chief People Officer	Disposed M	34,620	$0.00	$0	220,190	Direct
09 Jun, 2026	Robert Mashal	Director	Acquired P	25,000	$4.73	$118.25K	225,000	Indirect
21 May, 2026	Kathryn E Falberg	Director	Acquired A	123,397	$0.00	$0	123,397	Direct

Showing 1 to 20 of 279 transactions