Northern Trust NTRS Insider Ownership

NASDAQ NTRS

$178.09 +0.44 (+0.25%)

As of: Nov 10, 2026 · 1:57 PM EST

Insider Holdings by Owner

1.18Mn Shares

Thomas A South92.23K7.8%

Jason J. Tyler88.58K7.5%

David Byron Jr Smith88.32K7.5%

Teresa Parker71.79K6.1%

Shundrawn A Thomas63.80K5.4%

Other insiders (31)771.28K65.6%

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

1.53%

▲+0.011% pp QoQ

Shares Held by Insiders

2.78Mn

filed for Sep 2026

▼-0.31% QoQ

Shares Outstanding

182.04Mn

182,037,839 shares

Direct Holdings

964.35K

Indirect: 1.82Mn

Net Open-Market Trades

-1.55K

net sold · -$287.03K in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Open-Market Insider Trades

Bought Sold

Latest quarter —

Net over range —

Net-buying quarters —

Insider Ownership Summary

Updated Nov 5, 2026

Over the past 12 months, Northern Trust insiders bought $309,246 of stock on the open market (1.96K shares) and sold $15.41 million (99.22K shares).

A count shows 2 insiders buying NTRS stock on the open market over the past 12 months and 9 insiders selling.
Among NTRS's insiders, Robert Edward Moritz Jr. (Director) was the top open-market buyer in the past 12 months, with $160,336 of stock purchased (961 shares) and the latest purchase on October 30, 2026.
On the selling side, David W. Fox Jr. (EVP & Chief Financial Officer) sold the most Northern Trust stock on the open market over the past 12 months, $4 million (24.7K shares), most recently on April 29, 2026.
Apart from open-market trades, NTRS insiders received 264.45K shares in stock awards, acquired 59.99K shares through option exercises and conversions, gave up 149.66K shares to cover taxes or exercise prices and gave away 3.57K shares as gifts in the past 12 months.
Business Quant data shows Northern Trust insiders holding 2.77Mn shares in total in their latest Form 4 filings, down 0.71% from 2.79Mn shares at the end of Q2 2026 and up 4.64% from 2.65Mn shares at the end of Q3 2025.
By type of ownership, NTRS insiders hold 34.67% of their shares directly (961.51K shares) and 65.33% indirectly (1.81Mn shares).
Business Quant counts 32 insiders with holdings in Northern Trust stock, among the officers, directors and 10% owners who have filed a Form 4 in the past two years.
Northern Trust's three biggest insider holders are David Byron Smith Jr. (Director, 1.07Mn shares), Michael O'Grady (Chairman and CEO, 495.45K shares) and Steven L. Fradkin (Vice Chairman, 237.35K shares), based on their latest Form 4 filings.
David Byron Smith Jr. alone accounts for 38.41% of the shares held by Northern Trust insiders.
Institutional holders reported 84.04% of Northern Trust's outstanding shares for Q2 2026; insiders' latest Form 4 filings put their stake at about 1.52%, and other investors, including the public, hold the remaining 14.44%.
Over the trailing 12 months, 26 insiders reported transactions in NTRS stock across 119 Form 4 filings.
These insider figures for Northern Trust are based on Form 4 filings through November 2, 2026.

Form 4 Holdings

Insiders Holding NTRS

Insiders 36

Shares held 1.18Mn

Of outstanding 0.646%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Thomas A South	Executive Vice President	92,234	0	92,234	7.8%	05 Nov, 2026
2	Jason J. Tyler	President/Wealth Management	88,580	0	88,580	7.5%	05 Nov, 2026
3	David Byron Jr Smith	Director	0	88,317	88,317	7.5%	02 Nov, 2026
4	Teresa Parker	President/Asset Servicing	71,789	0	71,789	6.1%	01 Aug, 2025
5	Shundrawn A Thomas	President / Asset Management	63,800	0	63,800	5.4%	03 Mar, 2022
6	Daniel Gamba	President / Asset Management	61,848	0	61,848	5.3%	07 Apr, 2025
7	Susan Cohen Levy	Evp And General Counsel	59,187	0	59,187	5.0%	05 Nov, 2026
8	Michael O'Grady	Chairman And Ceo	56,110	0	56,110	4.8%	05 Nov, 2026
9	Alexandria Taylor	Chief Administrative Officer	43,629	0	43,629	3.7%	20 Oct, 2026
10	Steven L Fradkin	Vice Chairman	43,257	0	43,257	3.7%	05 Dec, 2025
11	Mark C Gossett	Executive Vice President	39,817	0	39,817	3.4%	04 Mar, 2025
12	Susan Crown	Director	38,847	0	38,847	3.3%	02 Oct, 2026
13	Charles A Tribbett	Director	35,949	0	35,949	3.1%	02 Oct, 2026
14	Dean M Harrison	Director	35,322	0	35,322	3.0%	02 Oct, 2026
15	Linda Bynoe	Director	32,964	0	32,964	2.8%	24 Apr, 2025
16	Donald Thompson	Director	32,045	0	32,045	2.7%	02 Oct, 2026
17	Guy Gibson	Co President Asset Servicing	29,332	0	29,332	2.5%	06 Mar, 2026
18	Clive Bellows	Co President Asset Servicing	28,217	0	28,217	2.4%	28 Apr, 2026
19	Jane Karpinski	Executive Vice President	27,911	0	27,911	2.4%	04 Mar, 2025
20	Michael Hunstad	President/Asset Management	25,223	0	25,223	2.1%	03 Sep, 2026
21	Becerra Jose Luis Prado	Director	23,565	0	23,565	2.0%	02 Apr, 2024
22	Martin P Slark	Director	22,468	0	22,468	1.9%	02 Oct, 2026
23	Peter Cherecwich	Chief Operating Officer	21,637	0	21,637	1.8%	05 Nov, 2026
24	Clair Joyce St	Executive Vice President	16,830	0	16,830	1.4%	03 Mar, 2022
25	David W Jr Fox	Evp Chief Financial Officer	14,294	0	14,294	1.2%	05 Nov, 2026
26	Marcy S Klevorn	Director	13,625	0	13,625	1.2%	02 Oct, 2026
27	Siddharth N Mehta	Director	12,518	0	12,518	1.1%	02 Oct, 2026
28	Kelley Conway	Executive Vice President	12,213	0	12,213	1.0%	13 May, 2025
29	Aengus Hallinan	Executive Vice President	9,461	0	9,461	0.8%	04 Jun, 2026
30	Robert Edward Jr. Moritz	Director	8,636	0	8,636	0.7%	02 Nov, 2026
31	John Landers	Controller	7,814	0	7,814	0.7%	04 Mar, 2026
32	Chandra Dhandapani	Director	7,147	0	7,147	0.6%	02 Oct, 2026
33	Lauren E Allnutt	Evp Controller	5,576	0	5,576	0.5%	13 Mar, 2023
34	Richard Petrino	Director	4,350	0	4,350	0.4%	02 Oct, 2026
35	Jay L Henderson	Director	989	0	989	0.1%	23 Apr, 2026
36	Rima Qureshi	Director	495	0	495	0.0%	21 Oct, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

4,846 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
03 Nov, 2026	Thomas A South	Executive Vice President	Disposed F	683	$171.78	$117.33K	92,234	Direct
03 Nov, 2026	Jason J. Tyler	President/Wealth Management	Disposed F	815	$171.78	$140.00K	88,580	Direct
03 Nov, 2026	David W Jr Fox	Evp Chief Financial Officer	Disposed F	258	$171.78	$44.32K	14,294	Direct
03 Nov, 2026	Michael O'Grady	Chairman And Ceo	Disposed F	787	$171.78	$135.19K	56,110	Direct
03 Nov, 2026	Susan Cohen Levy	Evp And General Counsel	Disposed F	191	$171.78	$32.81K	59,187	Direct
03 Nov, 2026	Peter Cherecwich	Chief Operating Officer	Disposed F	325	$171.78	$55.83K	21,637	Direct
30 Oct, 2026	Robert Edward Jr. Moritz	Director	Acquired P	236	$169.07	$39.90K	8,636	Direct
30 Oct, 2026	David Byron Jr Smith	Director	Acquired G	1,160	$0.00	$0	88,317	Indirect
23 Oct, 2026	Susan Cohen Levy	Evp And General Counsel	Acquired M	16,984	$88.06	$1.50Mn	76,362	Direct
23 Oct, 2026	Susan Cohen Levy	Evp And General Counsel	Disposed S	16,984	$168.15	$2.86Mn	59,378	Direct
26 Oct, 2026	Susan Cohen Levy	Evp And General Counsel	Acquired M	3,922	$88.06	$345.37K	63,300	Direct
26 Oct, 2026	Susan Cohen Levy	Evp And General Counsel	Disposed S	3,922	$168.69	$661.60K	59,378	Direct
23 Oct, 2026	Susan Cohen Levy	Evp And General Counsel	Disposed M	16,984	$0.00	$0	3,922	Direct
26 Oct, 2026	Susan Cohen Levy	Evp And General Counsel	Disposed M	3,922	$0.00	$0	0	Direct
20 Oct, 2026	Rima Qureshi	Director	Acquired A	495	$0.00	$0	495	Direct
17 Oct, 2026	Alexandria Taylor	Chief Administrative Officer	Disposed F	3,823	$165.40	$632.32K	43,629	Direct
01 Oct, 2026	Susan Crown	Director	Acquired A	87	$169.20	$14.70K	38,847	Direct
30 Sep, 2026	Chandra Dhandapani	Director	Acquired A	207	$169.36	$35.00K	7,116	Direct
01 Oct, 2026	Marcy S Klevorn	Director	Acquired A	65	$169.20	$11.06K	13,625	Direct
01 Oct, 2026	Siddharth N Mehta	Director	Acquired A	31	$169.20	$5.21K	12,518	Direct

Showing 1 to 20 of 4,846 transactions