NexPoint Real Estate Finance NREF Insider Ownership

NYSE NREF

$15.21 -0.29 (-1.87%)

As of: Oct 21, 2026 · 3:59 PM EDT

Insider Holdings by Owner

1.29Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

57.54%

■0% pp QoQ

Shares Held by Insiders

10.85Mn

filed for Sep 2026

■0.00% QoQ

Shares Outstanding

18.85Mn

18,848,029 shares

Direct Holdings

1.17Mn

Indirect: 9.68Mn

Net Shares Traded (QoQ)

no net change in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 10, 2026

Over the past year, NREF insiders sold $172,727 of stock (11.9K shares) on the open market and bought none.

Brian Mitts (Director) sold the most NexPoint Real Estate Finance stock on the open market over the past 12 months, $172,727 (11.9K shares), most recently on December 18, 2025.
Outside the open market, NexPoint Real Estate Finance insiders acquired 233.26K shares through option exercises and conversions and gave up 83.55K shares to cover taxes or exercise prices over the past 12 months.
According to Business Quant data, insiders at NexPoint Real Estate Finance reported 10.85Mn shares in total in their latest Form 4 filings, or 57.54% of the 18.85Mn shares outstanding; that total is unchanged from 10.85Mn shares at the end of Q2 2026.
By type of ownership, NREF insiders hold 10.79% of their shares directly (1.17Mn shares) and 89.21% indirectly (9.68Mn shares).
Business Quant counts 10 insiders with holdings in NexPoint Real Estate Finance stock, among the officers, directors and 10% owners who have filed a Form 4 in the past two years.
NexPoint Real Estate Finance's top three insider holders by shares held are James D. Dondero (President, 10.17Mn shares), Matt McGraner (Officer, 319.84K shares) and Brian Mitts (Director, 95.01K shares).
James D. Dondero alone accounts for 93.73% of the shares held by NexPoint Real Estate Finance insiders.
In the last 12 months, 22 Form 4 filings with transactions in NREF stock came from 10 insiders.
The insider data for NREF reflects Form 4 filings through April 6, 2026.

Form 4 Holdings

Insiders Holding NREF

Insiders 11

Shares held 1.29Mn

Of outstanding 6.84%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	James D Dondero	President	492,250	29,810	522,060	40.5%	06 Apr, 2026
2	Matt Mcgraner	Officer	318,044	0	318,044	24.7%	06 Apr, 2026
3	Brian Mitts	Director	94,914	0	94,914	7.4%	06 Apr, 2026
4	Matthew Goetz	Officer	89,164	0	89,164	6.9%	10 May, 2023
5	Paul Richards	Officer	65,692	0	65,692	5.1%	06 Apr, 2026
6	Arthur B Laffer	Director	65,009	0	65,009	5.0%	06 Apr, 2026
7	Edward N. Constantino	Director	33,898	0	33,898	2.6%	06 Apr, 2026
8	Dennis Charles Jr Sauter	General Counsel And Secretary	33,017	0	33,017	2.6%	06 Apr, 2026
9	Catherine D. Wood	Director	30,228	0	30,228	2.3%	06 Apr, 2026
10	Scott F Kavanaugh	Director	25,309	0	25,309	2.0%	06 Apr, 2026
11	Carol Swain	Director	11,563	0	11,563	0.9%	06 Apr, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

519 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
03 Apr, 2026	Arthur B Laffer	Director	Acquired M	5,518	—	—	65,009	Direct
03 Apr, 2026	James D Dondero	President	Acquired M	36,830	—	—	458,966	Direct
03 Apr, 2026	Matt Mcgraner	Officer	Acquired M	36,830	—	—	322,448	Direct
03 Apr, 2026	Edward N. Constantino	Director	Acquired M	5,518	—	—	36,657	Direct
03 Apr, 2026	Catherine D. Wood	Director	Acquired M	5,518	—	—	30,228	Direct
03 Apr, 2026	Dennis Charles Jr Sauter	General Counsel And Secretary	Acquired M	4,311	—	—	32,478	Direct
03 Apr, 2026	Brian Mitts	Director	Acquired M	5,518	—	—	94,309	Direct
03 Apr, 2026	Carol Swain	Director	Acquired M	5,518	—	—	14,322	Direct
03 Apr, 2026	Paul Richards	Officer	Acquired M	15,087	—	—	69,667	Direct
03 Apr, 2026	Scott F Kavanaugh	Director	Acquired M	5,518	—	—	25,309	Direct
03 Apr, 2026	Dennis Charles Jr Sauter	General Counsel And Secretary	Disposed F	1,470	$13.36	$19.64K	31,008	Direct
02 Apr, 2026	Arthur B Laffer	Director	Acquired A	6,154	$0.00	$0	6,154	Direct
03 Apr, 2026	Edward N. Constantino	Director	Disposed D	2,759	—	—	33,898	Direct
03 Apr, 2026	Carol Swain	Director	Disposed D	2,759	—	—	11,563	Direct
03 Apr, 2026	Paul Richards	Officer	Disposed F	6,825	$13.36	$91.18K	62,842	Direct
03 Apr, 2026	Matt Mcgraner	Officer	Disposed F	17,638	$13.36	$235.64K	304,810	Direct
02 Apr, 2026	Scott F Kavanaugh	Director	Acquired A	6,154	$0.00	$0	6,154	Direct
03 Apr, 2026	Brian Mitts	Director	Disposed D	2,759	—	—	91,550	Direct
02 Apr, 2026	Catherine D. Wood	Director	Acquired A	6,154	$0.00	$0	6,154	Direct
04 Apr, 2026	James D Dondero	President	Acquired M	33,284	—	—	492,250	Direct

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