Annaly Capital Management NLY Insider Ownership

NYSE NLY
$18.75 -0.09 (-0.48%)
At close: Nov 6, 2026 · 4:00 PM EST

Insider Holdings by Owner

1.81Mn Shares
David L Finkelstein731.27K40.3%
Wellington Denahan256.86K14.2%
Steven Francis Campbell219.76K12.1%
Serena Wolfe200.96K11.1%
Anthony C Green178.44K9.8%
Other insiders (4)227.41K12.5%

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
0.207%
▼-0.012% pp QoQ
Shares Held by Insiders
1.63Mn
filed for Sep 2026
▼-1.38% QoQ
Shares Outstanding
784.67Mn
784,673,349 shares
Direct Holdings
1.55Mn
Indirect: 82.50K
Net Open-Market Trades
-50.00K
net sold · -$1.14Mn in Sep 2026
Insiders Holding Shares
9
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Open-Market Insider Trades

Bought Sold
Latest quarter —
Net over range —
Net-buying quarters —

Insider Ownership Summary

Over the past 12 months, Annaly Capital Management insiders sold $6.35 million of stock on the open market (286.01K shares) and made no open-market purchases.

Form 4 Holdings

Insiders Holding NLY

Insiders 9
Shares held 1.81Mn
Of outstanding 0.231%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 David L Finkelstein Ceo And Co Cio 731,267 0 731,267 40.3% 03 Nov, 2026
2 Wellington Denahan Chairman Of Board/Exec. Chair. 256,857 0 256,857 14.2% 19 May, 2023
3 Steven Francis Campbell President And Coo 219,763 0 219,763 12.1% 27 Feb, 2026
4 Serena Wolfe Chief Financial Officer 200,964 0 200,964 11.1% 05 May, 2026
5 Anthony C Green Chief Corporate Officer, Clo 178,441 0 178,441 9.8% 04 Nov, 2025
6 Timothy P Coffey Chief Credit Officer 99,875 0 99,875 5.5% 03 Feb, 2022
7 Ilker Ertas Chief Investment Officer 83,271 0 83,271 4.6% 03 Feb, 2022
8 Eric A. Reeves Director 30,593 0 30,593 1.7% 18 May, 2026
9 Katherine Beirne Fallon Director 13,675 0 13,675 0.8% 14 Jul, 2022

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

768 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
02 Nov, 2026 David L Finkelstein Ceo And Co Cio Disposed S 48,223 $18.43 $888.75K 731,267 Direct
03 Aug, 2026 David L Finkelstein Ceo And Co Cio Disposed S 50,000 $22.89 $1.14Mn 761,012 Direct
10 Jun, 2026 Vicki Williams Director Acquired A 8,641 $0.00 $0 57,099 Direct
10 Jun, 2026 Glenn Votek Director Acquired A 8,641 $0.00 $0 44,348 Direct
10 Jun, 2026 Kathy Hopinkah Hannan Director Acquired A 8,641 $0.00 $0 44,348 Direct
10 Jun, 2026 Eric A. Reeves Director Acquired A 8,641 $0.00 $0 21,544 Direct
10 Jun, 2026 Scott Wede Director Acquired A 8,641 $0.00 $0 26,185 Direct
10 Jun, 2026 Manon Laroche Director Acquired A 8,641 $0.00 $0 26,185 Direct
10 Jun, 2026 Martin Laguerre Director Acquired A 8,641 $0.00 $0 42,160 Direct
10 Jun, 2026 Thomas Edward Hamilton Director Acquired A 8,641 $0.00 $0 53,884 Direct
14 May, 2026 Eric A. Reeves Director Acquired M 7,628 $0.00 $0 30,593 Direct
14 May, 2026 Eric A. Reeves Director Disposed M 7,628 $0.00 $0 12,903 Direct
04 May, 2026 Serena Wolfe Chief Financial Officer Disposed S 16,537 $22.48 $371.75K 200,964 Direct
27 Apr, 2026 David L Finkelstein Ceo And Co Cio Disposed S 50,000 $22.88 $1.14Mn 783,763 Direct
25 Feb, 2026 Steven Francis Campbell President And Coo Disposed S 26,491 $22.83 $604.79K 178,000 Direct
25 Feb, 2026 Serena Wolfe Chief Financial Officer Acquired A 83,106 $23.01 $1.91Mn 256,187 Direct
25 Feb, 2026 David L Finkelstein Ceo And Co Cio Acquired A 325,797 $23.01 $7.50Mn 1,013,931 Direct
25 Feb, 2026 Serena Wolfe Chief Financial Officer Disposed F 42,427 $23.01 $976.25K 213,760 Direct
25 Feb, 2026 David L Finkelstein Ceo And Co Cio Disposed F 180,168 $23.01 $4.15Mn 833,763 Direct
25 Feb, 2026 Steven Francis Campbell President And Coo Acquired A 85,319 $23.01 $1.96Mn 263,319 Direct