NewtekOne NEWT Insider Ownership

NASDAQ NEWT

$11.11 -0.07 (-0.63%)

As of: Oct 22, 2026 · 9:30 AM EDT

Insider Holdings by Owner

3.26Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

5.54%

▼-0.158% pp QoQ

Shares Held by Insiders

1.60Mn

filed for Sep 2026

▼-2.78% QoQ

Shares Outstanding

28.90Mn

28,899,000 shares

Direct Holdings

1.56Mn

Indirect: 40.50K

Net Shares Traded (QoQ)

-45.79K

net selling in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 10, 2026

Over the past 12 months, NewtekOne insiders bought $475,556 of stock on the open market (37.41K shares) and made no open-market sales.

A count shows 8 insiders buying NEWT stock on the open market over the past 12 months and none selling.
Among NewtekOne's insiders, the largest open-market purchases in the past 12 months were by Barry Sloane (President, Chairman & CEO), totaling $308,436 (24.59K shares), most recently on June 15, 2026.
Outside the open market, NewtekOne insiders received 15K shares in stock awards over the past 12 months.
Per Business Quant data, NewtekOne insiders hold 1.53Mn shares in total based on their latest Form 4 filings, down 7.32% from 1.65Mn shares at the end of Q2 2026.
Direct holdings account for 1.49Mn shares (97.35%) of NEWT's insider total, and indirect holdings through trusts, partnerships and family members for 40.5K shares (2.65%).
Holdings in NewtekOne stock are reported by 10 insiders, the officers, directors and 10% owners who have filed a Form 4 in the past two years.
NEWT's largest insider holders by reported holdings are Barry Sloane (President, Chairman & CEO, 1.18Mn shares), Peter Mathison Downs (President, Newtek Bank, 87.54K shares) and Fernando Perez-Hickman (Director, 50.86K shares).
Of the shares held by NEWT insiders, 77.45% belong to Barry Sloane.
Institutional investors held 55.56% of NewtekOne stock at the end of Q2 2026, while the latest Form 4 filings of its insiders account for about 5.28%; other investors, including the public, hold roughly 39.16%.
A total of 27 Form 4 filings with transactions in NewtekOne stock were made over the past 12 months, by 10 insiders.
These insider figures for NewtekOne are based on Form 4 filings through June 25, 2026.

Form 4 Holdings

Insiders Holding NEWT

Insiders 14

Shares held 3.26Mn

Of outstanding 11.27%

#	Insider	Position	Direct	Total	Share of Insiders	Last Filed
1	Barry Sloane	President, Chairman Ceo	2,394,373	2,394,373	73.5%	16 Jun, 2026
2	Peter Mathison Downs	President, Newtek Bank	181,724	181,724	5.6%	26 May, 2026
3	Michael Adam Schwartz	Chief Legal Officer	110,368	110,368	3.4%	16 Jan, 2026
4	Salvatore Francis Mulia	Director	106,701	106,701	3.3%	20 Sep, 2024
5	Richard J Salute	Director	93,369	93,369	2.9%	18 Jun, 2026
6	Nicolas Young	President, Newtek Bank, N.A.	74,734	74,734	2.3%	08 Oct, 2024
7	Gregory L Zink	Director	73,995	73,995	2.3%	18 Jun, 2026
8	Frank M Demaria	Cheif Financial Officer	70,262	70,262	2.2%	15 Jun, 2026
9	Halli Razon-Feingold	Svp, Human Resources Cao	53,654	53,654	1.6%	16 Jan, 2026
10	Nicholas J Leger	Chief Accounting Officer	34,508	34,508	1.1%	22 Mar, 2023
11	Michael Scott Price	Chief Financial Officer	27,789	27,789	0.9%	08 Oct, 2024
12	Fernando Perez-Hickman	Director	18,620	18,620	0.6%	18 Jun, 2026
13	Craig Jeffry Brunet	Director	14,582	14,582	0.4%	18 Jun, 2026
14	Thomas David Cestare	Director	1,895	1,895	0.1%	25 Jun, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

368 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
25 Jun, 2026	Thomas David Cestare	Director	Acquired A	1,825	$13.70	$25.00K	1,895	Direct
16 Jun, 2026	Richard J Salute	Director	Acquired A	1,825	$13.70	$25.00K	47,597	Direct
16 Jun, 2026	Fernando Perez-Hickman	Director	Acquired A	1,825	$13.70	$25.00K	10,356	Direct
16 Jun, 2026	Gregory L Zink	Director	Acquired A	1,825	$13.70	$25.00K	37,910	Direct
16 Jun, 2026	Craig Jeffry Brunet	Director	Acquired A	1,825	$13.70	$25.00K	9,010	Direct
15 Jun, 2026	Barry Sloane	President, Chairman Ceo	Acquired P	5,000	$14.20	$71.00K	1,181,914	Direct
15 Jun, 2026	Frank M Demaria	Cheif Financial Officer	Acquired P	500	$13.92	$6.96K	36,736	Direct
15 Jun, 2026	Barry Sloane	President, Chairman Ceo	Acquired P	5,000	$14.20	$71.00K	1,170,914	Direct
15 Jun, 2026	Barry Sloane	President, Chairman Ceo	Acquired P	5,000	$14.20	$71.00K	1,175,914	Direct
15 Jun, 2026	Barry Sloane	President, Chairman Ceo	Acquired P	1,000	$14.27	$14.27K	1,176,914	Direct
03 Jun, 2026	Craig Jeffry Brunet	Director	Acquired P	1,000	$12.70	$12.70K	7,185	Direct
26 May, 2026	Peter Mathison Downs	President, Newtek Bank	Acquired P	737	$13.56	$9.99K	87,539	Direct
15 May, 2026	Craig Jeffry Brunet	Director	Acquired P	330	$12.72	$4.20K	6,185	Direct
08 May, 2026	Gregory L Zink	Director	Acquired P	1,000	$13.87	$13.87K	36,085	Direct
07 May, 2026	Richard J Salute	Director	Acquired P	1,000	$13.47	$13.47K	45,772	Direct
14 Jan, 2026	Michael Adam Schwartz	Chief Legal Officer	Acquired P	2,247	$13.91	$31.26K	49,713	Direct
14 Jan, 2026	Halli Razon-Feingold	Svp, Human Resources Cao	Acquired P	1,258	$13.91	$17.50K	22,915	Direct
14 Jan, 2026	Barry Sloane	President, Chairman Ceo	Acquired A	3,595	$13.91	$50.01K	1,194,180	Direct
14 Jan, 2026	Halli Razon-Feingold	Svp, Human Resources Cao	Acquired A	1,258	$13.91	$17.50K	22,915	Direct
14 Jan, 2026	Michael Adam Schwartz	Chief Legal Officer	Acquired A	2,247	$13.91	$31.26K	49,713	Direct

Showing 1 to 20 of 368 transactions