Over the 90-day window ending January 01, 2026, NewtekOne's three dominant insider ownership positions are held by Chairman & Ceo Barry Sloane (1.21Mn shares), President And Newtek Bank And N.A. Nicolas Young (46.88K shares), Director Richard J Salute (44.51K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| Barry Sloane | Chairman & Ceo | 1,212,459 | 03 Nov, 2025 |
| Peter Mathison Downs | President Newtek Bank And N.A. | 94,185 | 02 Jun, 2025 |
| Michael Adam Schwartz | Chief Legal Officer | 60,655 | 08 Oct, 2024 |
| Fernando Perez-Hickman | 48,764 | 01 Jul, 2025 | |
| Nicolas Young | President And Newtek Bank And N.A. | 46,883 | 08 Oct, 2024 |
| Salvatore Francis Mulia | 45,791 | 20 Sep, 2024 | |
| Richard J Salute | 44,505 | 08 Dec, 2025 | |
| Gregory L Zink | 37,707 | 15 Dec, 2025 | |
| Frank M Demaria | Evp And Chief Financial Officer | 33,526 | 19 May, 2025 |
| Halli Razon-Feingold | Chief Administrative Officer | 30,739 | 08 Oct, 2024 |
| Michael Scott Price | Chief Financial Officer | 27,789 | 08 Oct, 2024 |
| Nicholas J Leger | Chief Accounting Officer | 18,493 | 22 Mar, 2023 |
| Craig Jeffry Brunet | 5,572 | 08 Dec, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 15 Dec, 2025 | Gregory L Zink | Common stock | A | 500 | $12.06 | 37,707 | D | P |
| 08 Dec, 2025 | Richard J Salute | Common stock | A | 900 | $11.28 | 44,505 | D | P |
| 05 Dec, 2025 | Craig Jeffry Brunet | Common stock | A | 789 | $11.31 | 5,572 | D | P |
| 03 Nov, 2025 | Gregory L Zink | Common stock | A | 1,000 | $10.43 | 37,207 | D | P |
| 03 Nov, 2025 | Barry Sloane | Common stock | A | 2,000 | $10.18 | 1,204,459 | D | P |
| 03 Nov, 2025 | Barry Sloane | Common stock | A | 2,000 | $10.16 | 1,206,459 | D | P |
| 03 Nov, 2025 | Barry Sloane | Common stock | A | 2,000 | $10.26 | 1,208,459 | D | P |
| 03 Nov, 2025 | Barry Sloane | Common stock | A | 2,000 | $10.24 | 1,210,459 | D | P |
| 03 Nov, 2025 | Barry Sloane | Common stock | A | 2,000 | $10.23 | 1,212,459 | D | P |
| 01 Aug, 2025 | Richard J Salute | Common stock | A | 700 | $11.23 | 42,205 | D | P |
| 01 Aug, 2025 | Richard J Salute | Common stock | A | 1,400 | $11.25 | 43,605 | D | P |
| 30 Jun, 2025 | Fernando Perez-Hickman | Common stock | A | 2,283 | $10.95 | 8,264 | D | A |
| 30 Jun, 2025 | Gregory L Zink | Common stock | A | 2,283 | $10.95 | 36,207 | D | A |
| 30 Jun, 2025 | Fernando Perez-Hickman | - | - | 8,264 | D | |||
| 30 Jun, 2025 | Craig Jeffry Brunet | Common stock | A | 2,283 | $10.95 | 4,783 | D | A |
| 30 Jun, 2025 | Richard J Salute | Common stock | A | 2,283 | $10.95 | 41,505 | D | A |
| 20 Jun, 2025 | Barry Sloane | Common stock | A | 1,000 | $10.39 | 1,201,459 | D | P |
| 20 Jun, 2025 | Barry Sloane | Common stock | A | 1,000 | $10.39 | 1,202,459 | D | P |
| 20 Jun, 2025 | Barry Sloane | - | - | 1,202,459 | D | |||
| 29 May, 2025 | Peter Mathison Downs | Common stock | A | 500 | $11.07 | 94,185 | D | P |