As of May 23, 2026, NewtekOne's top three insider holders are Barry Sloane (Chairman Ceo, 1.21Mn shares), Barry Sloane (President, Chairman Ceo, 1.19Mn shares), Peter Mathison Downs (President Newtek Bank, N.A., 94.19K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Barry Sloane | Chairman Ceo | 1,212,459 | 0 | 03 Nov, 2025 |
| Michael Adam Schwartz | Chief Legal Officer | 60,655 | 0 | 08 Oct, 2024 |
| Salvatore Francis Mulia | - | 60,910 | 0 | 05 May, 2023 |
| Craig Jeffry Brunet | Executive Vice President | 5,572 | 0 | 08 Dec, 2025 |
| Michael Scott Price | Chief Financial Officer | 27,789 | 0 | 08 Oct, 2024 |
| Peter Mathison Downs | President Newtek Bank, N.A. | 94,185 | 0 | 02 Jun, 2025 |
| Gregory L Zink | - | 37,707 | 0 | 15 Dec, 2025 |
| Fernando Perez-Hickman | - | 0 | 40,500 | 23 Mar, 2023 |
| Nicolas Young | President, Newtek Bank, N.A. | 46,883 | 0 | 08 Oct, 2024 |
| Nicholas J Leger | Chief Accounting Officer | 18,493 | 0 | 22 Mar, 2023 |
| Frank M Demaria | Cheif Financial Officer | 35,220 | 0 | 16 Jan, 2026 |
| Halli Razon-Feingold | Chief Administrative Officer | 30,739 | 0 | 08 Oct, 2024 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 14 Jan, 2026 | Halli Razon-Feingold | Common Stock | A | 1,258 | $13.91 | 22,915 | D | A |
| 14 Jan, 2026 | Frank M Demaria | Common Stock | A | 1,556 | $13.91 | 35,220 | D | P |
| 14 Jan, 2026 | Frank M Demaria | Common Stock | A | 1,556 | $13.91 | 35,220 | D | A |
| 14 Jan, 2026 | Barry Sloane | Common Stock | A | 3,595 | $13.91 | 1,194,180 | D | A |
| 14 Jan, 2026 | Michael Adam Schwartz | Common Stock | A | 2,247 | $13.91 | 49,713 | D | A |
| 14 Jan, 2026 | Peter Mathison Downs | Common Stock | A | 2,696 | $13.91 | 86,756 | D | A |
| 14 Jan, 2026 | Barry Sloane | Common Stock | A | 3,595 | $13.91 | 1,194,180 | D | P |
| 14 Jan, 2026 | Barry Sloane | Common Stock | A | 3,595 | $13.91 | 1,194,180 | D | A |
| 14 Jan, 2026 | Michael Adam Schwartz | Common Stock | A | 2,247 | $13.91 | 49,713 | D | P |
| 14 Jan, 2026 | Halli Razon-Feingold | Common Stock | A | 1,258 | $13.91 | 22,915 | D | P |
| 14 Jan, 2026 | Michael Adam Schwartz | Common Stock | A | 2,247 | $13.91 | 49,713 | D | A |
| 14 Jan, 2026 | Halli Razon-Feingold | Common Stock | A | 1,258 | $13.91 | 22,915 | D | P |
| 14 Jan, 2026 | Barry Sloane | Common Stock | A | 3,595 | $13.91 | 1,194,180 | D | P |
| 14 Jan, 2026 | Halli Razon-Feingold | Common Stock | A | 1,258 | $13.91 | 22,915 | D | A |
| 14 Jan, 2026 | Michael Adam Schwartz | Common Stock | A | 2,247 | $13.91 | 49,713 | D | P |
| 15 Dec, 2025 | Gregory L Zink | Common stock | A | 500 | $12.06 | 37,707 | D | P |
| 15 Dec, 2025 | Gregory L Zink | Common stock | A | 500 | $12.06 | 37,707 | D | P |
| 05 Dec, 2025 | Craig Jeffry Brunet | Common stock | A | 789 | $11.31 | 5,572 | D | P |
| 03 Nov, 2025 | Gregory L Zink | Common stock | A | 1,000 | $10.43 | 37,207 | D | P |
| 03 Nov, 2025 | Gregory L Zink | Common stock | A | 1,000 | $10.43 | 37,207 | D | P |