NewtekOne's top three insider shareholders as of April 11, 2026 are Barry Sloane (Chairman Ceo, 1.21Mn shares), Barry Sloane (President, Chairman Ceo, 1.19Mn shares), Peter Mathison Downs (President Newtek Bank, N.A., 94.19K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Barry Sloane | Chairman Ceo | 1,212,459 | 0 | 03 Nov, 2025 |
| Barry Sloane | President, Chairman Ceo | 1,194,180 | 0 | 16 Jan, 2026 |
| Peter Mathison Downs | President Newtek Bank, N.A. | 94,185 | 0 | 02 Jun, 2025 |
| Peter Mathison Downs | President, Newtek Bank | 86,756 | 0 | 16 Jan, 2026 |
| Salvatore Francis Mulia | - | 60,910 | 0 | 05 May, 2023 |
| Michael Adam Schwartz | Chief Legal Officer | 60,655 | 0 | 08 Oct, 2024 |
| Michael Adam Schwartz | Chief Legal Officer | 49,713 | 0 | 16 Jan, 2026 |
| Nicolas Young | President, Newtek Bank, N.A. | 46,883 | 0 | 08 Oct, 2024 |
| Salvatore Francis Mulia | - | 45,791 | 0 | 20 Sep, 2024 |
| Fernando Perez-Hickman | - | 0 | 40,500 | 23 Mar, 2023 |
| Gregory L Zink | - | 37,707 | 0 | 15 Dec, 2025 |
| Frank M Demaria | Cheif Financial Officer | 35,220 | 0 | 16 Jan, 2026 |
| Frank M Demaria | Evp, Chief Financial Officer | 33,526 | 0 | 19 May, 2025 |
| Halli Razon-Feingold | Chief Administrative Officer | 30,739 | 0 | 08 Oct, 2024 |
| Nicolas Young | Chief Risk Officer | 27,851 | 0 | 08 Aug, 2022 |
| Michael Scott Price | Chief Financial Officer | 27,789 | 0 | 08 Oct, 2024 |
| Halli Razon-Feingold | Svp, Human Resources Cao | 22,915 | 0 | 16 Jan, 2026 |
| Gregory L Zink | - | 21,221 | 0 | 20 Mar, 2023 |
| Nicholas J Leger | Chief Accounting Officer | 18,493 | 0 | 22 Mar, 2023 |
| Nicholas J Leger | Chief Accounting Officer | 16,015 | 0 | 05 Aug, 2022 |
| Fernando Perez-Hickman | - | 8,264 | 0 | 01 Jul, 2025 |
| Craig Jeffry Brunet | Executive Vice President | 5,572 | 0 | 08 Dec, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 14 Jan, 2026 | Halli Razon-Feingold | Common Stock | A | 1,258 | $13.91 | 22,915 | D | A |
| 14 Jan, 2026 | Michael Adam Schwartz | Common Stock | A | 2,247 | $13.91 | 49,713 | D | P |
| 14 Jan, 2026 | Frank M Demaria | Common Stock | A | 1,556 | $13.91 | 35,220 | D | P |
| 14 Jan, 2026 | Barry Sloane | Common Stock | A | 3,595 | $13.91 | 1,194,180 | D | P |
| 14 Jan, 2026 | Peter Mathison Downs | Common Stock | A | 2,696 | $13.91 | 86,756 | D | A |
| 14 Jan, 2026 | Barry Sloane | Common Stock | A | 3,595 | $13.91 | 1,194,180 | D | A |
| 14 Jan, 2026 | Frank M Demaria | Common Stock | A | 1,556 | $13.91 | 35,220 | D | A |
| 14 Jan, 2026 | Michael Adam Schwartz | Common Stock | A | 2,247 | $13.91 | 49,713 | D | A |
| 14 Jan, 2026 | Halli Razon-Feingold | Common Stock | A | 1,258 | $13.91 | 22,915 | D | P |
| 15 Dec, 2025 | Gregory L Zink | Common stock | A | 500 | $12.06 | 37,707 | D | P |
| 05 Dec, 2025 | Craig Jeffry Brunet | Common stock | A | 789 | $11.31 | 5,572 | D | P |
| 03 Nov, 2025 | Gregory L Zink | Common stock | A | 1,000 | $10.43 | 37,207 | D | P |
| 03 Nov, 2025 | Barry Sloane | Common stock | A | 2,000 | $10.19 | 1,204,459 | D | P |
| 03 Nov, 2025 | Barry Sloane | Common stock | A | 2,000 | $10.16 | 1,206,459 | D | P |
| 03 Nov, 2025 | Barry Sloane | Common stock | A | 2,000 | $10.27 | 1,208,459 | D | P |
| 03 Nov, 2025 | Barry Sloane | Common stock | A | 2,000 | $10.25 | 1,210,459 | D | P |
| 03 Nov, 2025 | Barry Sloane | Common stock | A | 2,000 | $10.23 | 1,212,459 | D | P |
| 30 Jun, 2025 | Fernando Perez-Hickman | Common stock | A | 2,283 | $10.95 | 8,264 | D | A |
| 30 Jun, 2025 | Gregory L Zink | Common stock | A | 2,283 | $10.95 | 36,207 | D | A |
| 30 Jun, 2025 | Craig Jeffry Brunet | Common stock | A | 2,283 | $10.95 | 4,783 | D | A |