Through the 90-day period concluding January 21, 2026, NewtekOne's top three insider stakeholders include President And Chairman & Ceo Barry Sloane (1.19Mn shares), President And Newtek Bank Peter Mathison Downs (86.76K shares), Chief Legal Officer Michael Adam Schwartz (49.71K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| Barry Sloane | President And Chairman & Ceo | 1,194,180 | 16 Jan, 2026 |
| Peter Mathison Downs | President And Newtek Bank | 86,756 | 16 Jan, 2026 |
| Michael Adam Schwartz | Chief Legal Officer | 49,713 | 16 Jan, 2026 |
| Fernando Perez-Hickman | 48,764 | 01 Jul, 2025 | |
| Nicolas Young | President And Newtek Bank And N.A. | 46,883 | 08 Oct, 2024 |
| Salvatore Francis Mulia | 45,791 | 20 Sep, 2024 | |
| Richard J Salute | 44,505 | 08 Dec, 2025 | |
| Gregory L Zink | 37,707 | 15 Dec, 2025 | |
| Frank M Demaria | Cheif Financial Officer | 35,220 | 16 Jan, 2026 |
| Michael Scott Price | Chief Financial Officer | 27,789 | 08 Oct, 2024 |
| Halli Razon-Feingold | Svp And Human Resources & Cao | 22,915 | 16 Jan, 2026 |
| Nicholas J Leger | Chief Accounting Officer | 18,493 | 22 Mar, 2023 |
| Craig Jeffry Brunet | 5,572 | 08 Dec, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 14 Jan, 2026 | Barry Sloane | Common Stock | A | 3,595 | $13.91 | 1,194,180 | D | P |
| 14 Jan, 2026 | Barry Sloane | Common Stock | A | 3,595 | $13.91 | 1,194,180 | D | A |
| 14 Jan, 2026 | Michael Adam Schwartz | Common Stock | A | 2,247 | $13.91 | 49,713 | D | A |
| 14 Jan, 2026 | Michael Adam Schwartz | Common Stock | A | 2,247 | $13.91 | 49,713 | D | P |
| 14 Jan, 2026 | Peter Mathison Downs | Common Stock | A | 2,696 | $13.91 | 86,756 | D | A |
| 14 Jan, 2026 | Frank M Demaria | Common Stock | A | 1,556 | $13.91 | 35,220 | D | A |
| 14 Jan, 2026 | Frank M Demaria | Common Stock | A | 1,556 | $13.91 | 35,220 | D | P |
| 14 Jan, 2026 | Halli Razon-Feingold | Common Stock | A | 1,258 | $13.91 | 22,915 | D | P |
| 14 Jan, 2026 | Halli Razon-Feingold | Common Stock | A | 1,258 | $13.91 | 22,915 | D | A |
| 15 Dec, 2025 | Gregory L Zink | Common stock | A | 500 | $12.06 | 37,707 | D | P |
| 15 Dec, 2025 | Gregory L Zink | - | - | 37,707 | D | |||
| 08 Dec, 2025 | Richard J Salute | Common stock | A | 900 | $11.28 | 44,505 | D | P |
| 08 Dec, 2025 | Richard J Salute | - | - | 44,505 | D | |||
| 05 Dec, 2025 | Craig Jeffry Brunet | - | - | 5,572 | D | |||
| 05 Dec, 2025 | Craig Jeffry Brunet | Common stock | A | 789 | $11.31 | 5,572 | D | P |
| 03 Nov, 2025 | Barry Sloane | Common stock | A | 2,000 | $10.16 | 1,206,459 | D | P |
| 03 Nov, 2025 | Barry Sloane | Common stock | A | 2,000 | $10.18 | 1,204,459 | D | P |
| 03 Nov, 2025 | Barry Sloane | Common stock | A | 2,000 | $10.23 | 1,212,459 | D | P |
| 03 Nov, 2025 | Barry Sloane | Common stock | A | 2,000 | $10.24 | 1,210,459 | D | P |
| 03 Nov, 2025 | Barry Sloane | Common stock | A | 2,000 | $10.26 | 1,208,459 | D | P |