NewtekOne's three largest insider shareholders as of September 29, 2026 are Barry Sloane (Chairman Ceo, 1.21Mn shares), Barry Sloane (President, Chairman Ceo, 1.18Mn shares), Peter Mathison Downs (President Newtek Bank, N.A., 94.19K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Barry Sloane | President, Chairman Ceo | 2,394,373 | 0 | 2,394,373 | 73.5% | 16 Jun, 2026 |
| 2 | Peter Mathison Downs | President, Newtek Bank | 181,724 | 0 | 181,724 | 5.6% | 26 May, 2026 |
| 3 | Michael Adam Schwartz | Chief Legal Officer | 110,368 | 0 | 110,368 | 3.4% | 16 Jan, 2026 |
| 4 | Salvatore Francis Mulia | Director | 106,701 | 0 | 106,701 | 3.3% | 20 Sep, 2024 |
| 5 | Richard J Salute | Director | 93,369 | 0 | 93,369 | 2.9% | 18 Jun, 2026 |
| 6 | Nicolas Young | President, Newtek Bank, N.A. | 74,734 | 0 | 74,734 | 2.3% | 08 Oct, 2024 |
| 7 | Gregory L Zink | Director | 73,995 | 0 | 73,995 | 2.3% | 18 Jun, 2026 |
| 8 | Frank M Demaria | Cheif Financial Officer | 70,262 | 0 | 70,262 | 2.2% | 15 Jun, 2026 |
| 9 | Halli Razon-Feingold | Svp, Human Resources Cao | 53,654 | 0 | 53,654 | 1.6% | 16 Jan, 2026 |
| 10 | Nicholas J Leger | Chief Accounting Officer | 34,508 | 0 | 34,508 | 1.1% | 22 Mar, 2023 |
| 11 | Michael Scott Price | Chief Financial Officer | 27,789 | 0 | 27,789 | 0.9% | 08 Oct, 2024 |
| 12 | Fernando Perez-Hickman | Director | 18,620 | 0 | 18,620 | 0.6% | 18 Jun, 2026 |
| 13 | Craig Jeffry Brunet | Director | 14,582 | 0 | 14,582 | 0.4% | 18 Jun, 2026 |
| 14 | Thomas David Cestare | Director | 1,895 | 0 | 1,895 | 0.1% | 25 Jun, 2026 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 25 Jun, 2026 | Thomas David Cestare | Director | Acquired A | 1,825 | $13.70 | $25.00K | 1,895 | Direct |
| 16 Jun, 2026 | Richard J Salute | Director | Acquired A | 1,825 | $13.70 | $25.00K | 47,597 | Direct |
| 16 Jun, 2026 | Fernando Perez-Hickman | Director | Acquired A | 1,825 | $13.70 | $25.00K | 10,356 | Direct |
| 16 Jun, 2026 | Gregory L Zink | Director | Acquired A | 1,825 | $13.70 | $25.00K | 37,910 | Direct |
| 16 Jun, 2026 | Craig Jeffry Brunet | Director | Acquired A | 1,825 | $13.70 | $25.00K | 9,010 | Direct |
| 15 Jun, 2026 | Barry Sloane | President, Chairman Ceo | Acquired P | 5,000 | $14.20 | $71.00K | 1,181,914 | Direct |
| 15 Jun, 2026 | Frank M Demaria | Cheif Financial Officer | Acquired P | 500 | $13.92 | $6.96K | 36,736 | Direct |
| 15 Jun, 2026 | Barry Sloane | President, Chairman Ceo | Acquired P | 5,000 | $14.20 | $71.00K | 1,170,914 | Direct |
| 15 Jun, 2026 | Barry Sloane | President, Chairman Ceo | Acquired P | 5,000 | $14.20 | $71.00K | 1,175,914 | Direct |
| 15 Jun, 2026 | Barry Sloane | President, Chairman Ceo | Acquired P | 1,000 | $14.27 | $14.27K | 1,176,914 | Direct |
| 03 Jun, 2026 | Craig Jeffry Brunet | Director | Acquired P | 1,000 | $12.70 | $12.70K | 7,185 | Direct |
| 26 May, 2026 | Peter Mathison Downs | President, Newtek Bank | Acquired P | 737 | $13.56 | $9.99K | 87,539 | Direct |
| 15 May, 2026 | Craig Jeffry Brunet | Director | Acquired P | 330 | $12.72 | $4.20K | 6,185 | Direct |
| 08 May, 2026 | Gregory L Zink | Director | Acquired P | 1,000 | $13.87 | $13.87K | 36,085 | Direct |
| 07 May, 2026 | Richard J Salute | Director | Acquired P | 1,000 | $13.47 | $13.47K | 45,772 | Direct |
| 14 Jan, 2026 | Michael Adam Schwartz | Chief Legal Officer | Acquired P | 2,247 | $13.91 | $31.26K | 49,713 | Direct |
| 14 Jan, 2026 | Halli Razon-Feingold | Svp, Human Resources Cao | Acquired P | 1,258 | $13.91 | $17.50K | 22,915 | Direct |
| 14 Jan, 2026 | Barry Sloane | President, Chairman Ceo | Acquired A | 3,595 | $13.91 | $50.01K | 1,194,180 | Direct |
| 14 Jan, 2026 | Halli Razon-Feingold | Svp, Human Resources Cao | Acquired A | 1,258 | $13.91 | $17.50K | 22,915 | Direct |
| 14 Jan, 2026 | Michael Adam Schwartz | Chief Legal Officer | Acquired A | 2,247 | $13.91 | $31.26K | 49,713 | Direct |