Over the past year, LPLA insiders sold $7.97 million of stock (23.19K shares) on the open market and bought none.
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Dan H. Arnold | President Ceo | 142,608 | 0 | 142,608 | 20.5% | 18 Jun, 2024 |
| 2 | James S Putnam | Director | 135,298 | 0 | 135,298 | 19.5% | 01 Sep, 2026 |
| 3 | George Burton White | Managing Director | 49,578 | 0 | 49,578 | 7.1% | 01 Mar, 2022 |
| 4 | Richard P Schifter | Director | 39,192 | 0 | 39,192 | 5.6% | 01 Sep, 2026 |
| 5 | Anne M Mulcahy | Director | 37,431 | 0 | 37,431 | 5.4% | 19 May, 2026 |
| 6 | Sallie R. Larsen | Managing Director | 25,196 | 0 | 25,196 | 3.6% | 14 Nov, 2023 |
| 7 | William Francis Jr Glavin | Director | 24,074 | 0 | 24,074 | 3.5% | 01 Sep, 2026 |
| 8 | Michelle Oroschakoff | Managing Director | 23,852 | 0 | 23,852 | 3.4% | 28 Feb, 2023 |
| 9 | Greg Gates | Group Managing Director | 23,602 | 0 | 23,602 | 3.4% | 21 Aug, 2026 |
| 10 | Matthew J Audette | President And Cfo | 19,803 | 0 | 19,803 | 2.8% | 16 Apr, 2026 |
| 11 | Richard Steinmeier | Chief Executive Officer | 19,488 | 0 | 19,488 | 2.8% | 27 Feb, 2026 |
| 12 | Dayton Semerjian | Managing Director | 19,118 | 0 | 19,118 | 2.7% | 28 Feb, 2023 |
| 13 | Paulett Eberhart | Director | 17,764 | 0 | 17,764 | 2.6% | 01 Sep, 2026 |
| 14 | Edward C Bernard | Director | 16,262 | 0 | 16,262 | 2.3% | 01 Sep, 2026 |
| 15 | Edward Fandrey | Managing Director | 15,289 | 0 | 15,289 | 2.2% | 01 Mar, 2022 |
| 16 | Corey E. Thomas | Director | 14,912 | 0 | 14,912 | 2.1% | 01 Sep, 2026 |
| 17 | Matthew Enyedi | Group Managing Director | 13,121 | 0 | 13,121 | 1.9% | 04 Aug, 2026 |
| 18 | Allison Mnookin | Director | 11,763 | 0 | 11,763 | 1.7% | 01 Sep, 2026 |
| 19 | Kabir Sethi | Managing Director | 10,245 | 0 | 10,245 | 1.5% | 27 Feb, 2024 |
| 20 | Brent Simonich | Principal Accounting Officer | 6,773 | 0 | 6,773 | 1.0% | 28 Feb, 2023 |
| 21 | Althea Brown | Managing Director | 6,711 | 0 | 6,711 | 1.0% | 27 Feb, 2025 |
| 22 | Aneri Jambusaria | Group Managing Director | 6,107 | 0 | 6,107 | 0.9% | 31 Aug, 2026 |
| 23 | Marc Eliot Cohen | Group Managing Director | 4,356 | 0 | 4,356 | 0.6% | 15 Jun, 2026 |
| 24 | Matthew Morningstar | Group Managing Director | 3,415 | 0 | 3,415 | 0.5% | 27 Feb, 2026 |
| 25 | Albert J Ko | Director | 3,299 | 0 | 3,299 | 0.5% | 19 May, 2026 |
| 26 | Emily Field | Group Managing Director | 1,833 | 0 | 1,833 | 0.3% | 08 Sep, 2026 |
| 27 | Sara Dadyar | Managing Director | 1,797 | 0 | 1,797 | 0.3% | 27 Feb, 2025 |
| 28 | Katharine Reeping | Principal Accounting Officer | 1,774 | 0 | 1,774 | 0.3% | 14 Sep, 2026 |
| 29 | Somesh Khanna | Director | 851 | 0 | 851 | 0.1% | 19 May, 2026 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 05 Sep, 2026 | Emily Field | Group Managing Director | Disposed F | 106 | $359.33 | $38.09K | 1,833 | Direct |
| 28 Aug, 2026 | James S Putnam | Director | Acquired A | 7 | $0.00 | $0 | 135,298 | Direct |
| 28 Aug, 2026 | Corey E. Thomas | Director | Acquired A | 4 | $0.00 | $0 | 14,912 | Direct |
| 28 Aug, 2026 | Paulett Eberhart | Director | Acquired A | 4 | $0.00 | $0 | 17,764 | Direct |
| 28 Aug, 2026 | Edward C Bernard | Director | Acquired A | 3 | $0.00 | $0 | 16,262 | Direct |
| 28 Aug, 2026 | Allison Mnookin | Director | Acquired A | 2 | $0.00 | $0 | 11,763 | Direct |
| 28 Aug, 2026 | William Francis Jr Glavin | Director | Acquired A | 10 | $0.00 | $0 | 24,074 | Direct |
| 28 Aug, 2026 | Richard P Schifter | Director | Acquired A | 14 | $0.00 | $0 | 39,192 | Direct |
| 27 Aug, 2026 | Aneri Jambusaria | Group Managing Director | Disposed S | 308 | $357.36 | $110.07K | 6,107 | Direct |
| 20 Aug, 2026 | Greg Gates | Group Managing Director | Acquired M | 7,189 | $77.53 | $557.36K | 27,721 | Direct |
| 20 Aug, 2026 | Greg Gates | Group Managing Director | Disposed S | 4,119 | $355.38 | $1.46Mn | 23,602 | Direct |
| 20 Aug, 2026 | Greg Gates | Group Managing Director | Disposed M | 7,189 | $0.00 | $0 | 0 | Direct |
| 31 Jul, 2026 | Matthew Enyedi | Group Managing Director | Disposed S | 189 | $351.06 | $66.35K | 13,932 | Direct |
| 03 Aug, 2026 | James S Putnam | Director | Disposed G | 2,000 | $0.00 | $0 | 135,291 | Direct |
| 31 Jul, 2026 | Matthew Enyedi | Group Managing Director | Disposed S | 463 | $352.77 | $163.33K | 13,469 | Direct |
| 31 Jul, 2026 | Matthew Enyedi | Group Managing Director | Disposed S | 296 | $353.37 | $104.60K | 13,173 | Direct |
| 31 Jul, 2026 | Matthew Enyedi | Group Managing Director | Disposed S | 51 | $354.52 | $18.08K | 13,122 | Direct |
| 31 Jul, 2026 | Matthew Enyedi | Group Managing Director | Disposed S | 1 | $355.51 | $356 | 13,121 | Direct |
| 17 Jun, 2026 | Aneri Jambusaria | Group Managing Director | Disposed S | 308 | $306.00 | $94.25K | 6,415 | Direct |
| 12 Jun, 2026 | Greg Gates | Group Managing Director | Disposed F | 232 | $295.66 | $68.59K | 20,532 | Direct |