LPL Financial Holdings's top three insider shareholders as of March 23, 2026 are Dan H. Arnold (President Ceo, 142.61K shares), James S Putnam (Director, 136.66K shares), George Burton White (Managing Director, 49.58K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Dan H. Arnold | President Ceo | 142,608 | 0 | 18 Jun, 2024 |
| James S Putnam | 136,659 | 0 | 03 Dec, 2025 | |
| George Burton White | Managing Director | 49,578 | 0 | 01 Mar, 2022 |
| Richard P Schifter | 38,080 | 0 | 02 Jan, 2026 | |
| Anne M Mulcahy | 36,371 | 0 | 28 May, 2025 | |
| Sallie R. Larsen | Managing Director | 25,196 | 0 | 14 Nov, 2023 |
| Scott Seese | Managing Director | 24,179 | 0 | 16 Jun, 2021 |
| Michelle Oroschakoff | Managing Director | 23,852 | 0 | 28 Feb, 2023 |
| William Francis Jr Glavin | 23,322 | 0 | 03 Dec, 2025 | |
| Matthew J Audette | President And Cfo | 21,382 | 0 | 27 Feb, 2026 |
| Greg Gates | Group Managing Director | 20,764 | 0 | 27 Feb, 2026 |
| Richard Steinmeier | Chief Executive Officer | 19,488 | 0 | 27 Feb, 2026 |
| Dayton Semerjian | Managing Director | 19,118 | 0 | 28 Feb, 2023 |
| Richard Steinmeier | Chief Executive Officer | 0 | 16,813 | 09 Dec, 2025 |
| Edward Fandrey | Managing Director | 15,289 | 0 | 01 Mar, 2022 |
| Matthew Enyedi | Group Managing Director | 14,121 | 0 | 27 Feb, 2026 |
| Corey E. Thomas | 13,834 | 0 | 03 Dec, 2025 | |
| Allison Mnookin | 11,043 | 0 | 03 Dec, 2025 | |
| Kabir Sethi | Managing Director | 10,245 | 0 | 27 Feb, 2024 |
| Brent Simonich | Principal Accounting Officer | 6,773 | 0 | 28 Feb, 2023 |
| Aneri Jambusaria | Group Managing Director | 6,723 | 0 | 04 Mar, 2026 |
| Althea Brown | Managing Director | 6,711 | 0 | 27 Feb, 2025 |
| Marc Eliot Cohen | Group Managing Director | 4,400 | 0 | 11 Mar, 2026 |
| Matthew Morningstar | Group Managing Director | 3,415 | 0 | 27 Feb, 2026 |
| William Francis Jr Glavin | 0 | 2,775 | 05 May, 2023 | |
| Albert J Ko | 2,566 | 0 | 28 May, 2025 | |
| Katharine Reeping | Principal Accounting Officer | 2,214 | 0 | 27 Feb, 2026 |
| Emily Field | Group Managing Director | 1,939 | 0 | 27 Feb, 2026 |
| Sara Dadyar | Managing Director | 1,797 | 0 | 27 Feb, 2025 |
| Somesh Khanna | 139 | 0 | 04 Feb, 2026 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 09 Mar, 2026 | Marc Eliot Cohen | Common Stock | A | 2,212 | $77.53 | 7,700 | D | M |
| 09 Mar, 2026 | Marc Eliot Cohen | Common Stock | D | 2,212 | $308.75 | 5,488 | D | S |
| 10 Mar, 2026 | Marc Eliot Cohen | Common Stock | D | 1,088 | $309.72 | 4,400 | D | S |
| 09 Mar, 2026 | Marc Eliot Cohen | Stock Option (Right to Buy) | D | 2,212 | $0.00 | 0 | D | M |
| 02 Mar, 2026 | Aneri Jambusaria | Common Stock | D | 308 | $306.00 | 6,723 | D | S |
| 25 Feb, 2026 | Matthew Enyedi | Common Stock | A | 1,799 | $0.00 | 15,387 | D | A |
| 25 Feb, 2026 | Matthew Morningstar | Common Stock | A | 1,122 | $0.00 | 3,415 | D | A |
| 25 Feb, 2026 | Emily Field | Common Stock | A | 1,122 | $0.00 | 1,939 | D | A |
| 25 Feb, 2026 | Greg Gates | Common Stock | A | 1,856 | $0.00 | 16,476 | D | A |
| 25 Feb, 2026 | Matthew J Audette | Common Stock | A | 2,152 | $0.00 | 18,690 | D | A |
| 25 Feb, 2026 | Katharine Reeping | Common Stock | A | 81 | $0.00 | 2,053 | D | A |
| 25 Feb, 2026 | Aneri Jambusaria | Common Stock | A | 942 | $0.00 | 6,444 | D | A |
| 25 Feb, 2026 | Richard Steinmeier | Common Stock | A | 2,255 | $0.00 | 11,581 | D | A |
| 25 Feb, 2026 | Marc Eliot Cohen | Common Stock | A | 537 | $0.00 | 4,568 | D | A |
| 25 Feb, 2026 | Katharine Reeping | Common Stock | D | 212 | $318.47 | 1,841 | D | F |
| 25 Feb, 2026 | Marc Eliot Cohen | Common Stock | D | 483 | $318.47 | 4,085 | D | F |
| 25 Feb, 2026 | Richard Steinmeier | Common Stock | D | 2,619 | $318.47 | 8,962 | D | F |
| 25 Feb, 2026 | Matthew J Audette | Common Stock | D | 2,351 | $318.47 | 16,339 | D | F |
| 25 Feb, 2026 | Greg Gates | Common Stock | D | 1,293 | $318.47 | 15,183 | D | F |
| 25 Feb, 2026 | Aneri Jambusaria | Common Stock | D | 715 | $318.47 | 5,729 | D | F |