As of June 18, 2026, LPL Financial Holdings's top three insider holders are Dan H. Arnold (President Ceo, 142.61K shares), James S Putnam (Director, 136.67K shares), George Burton White (Managing Director, 49.58K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Paulett Eberhart | - | 17,043 | 0 | 26 Mar, 2026 |
| Edward C Bernard | - | 15,195 | 0 | 26 Mar, 2026 |
| Dayton Semerjian | Managing Director | 19,118 | 0 | 28 Feb, 2023 |
| William Francis Jr Glavin | - | 23,337 | 0 | 26 Mar, 2026 |
| James S Putnam | - | 136,669 | 0 | 26 Mar, 2026 |
| Matthew J Audette | President And Cfo | 21,382 | 0 | 27 Feb, 2026 |
| Dan H. Arnold | President Ceo | 142,608 | 0 | 18 Jun, 2024 |
| Sallie R. Larsen | Managing Director | 25,196 | 0 | 14 Nov, 2023 |
| George Burton White | Managing Director | 49,578 | 0 | 01 Mar, 2022 |
| Michelle Oroschakoff | Managing Director | 23,852 | 0 | 28 Feb, 2023 |
| Allison Mnookin | - | 11,046 | 0 | 26 Mar, 2026 |
| Brent Simonich | Principal Accounting Officer | 6,773 | 0 | 28 Feb, 2023 |
| Corey E. Thomas | - | 13,841 | 0 | 26 Mar, 2026 |
| Richard Steinmeier | Chief Executive Officer | 19,488 | 0 | 27 Feb, 2026 |
| Matthew Enyedi | Group Managing Director | 14,121 | 0 | 27 Feb, 2026 |
| Edward Fandrey | Managing Director | 15,289 | 0 | 01 Mar, 2022 |
| Greg Gates | Group Managing Director | 20,764 | 0 | 27 Feb, 2026 |
| Kabir Sethi | Managing Director | 10,245 | 0 | 27 Feb, 2024 |
| Albert J Ko | - | 2,566 | 0 | 28 May, 2025 |
| Aneri Jambusaria | Group Managing Director | 6,723 | 0 | 04 Mar, 2026 |
| Althea Brown | Managing Director | 6,711 | 0 | 27 Feb, 2025 |
| Sara Dadyar | Managing Director | 1,797 | 0 | 27 Feb, 2025 |
| Somesh Khanna | - | 139 | 0 | 04 Feb, 2026 |
| Marc Eliot Cohen | Group Managing Director | 4,400 | 0 | 11 Mar, 2026 |
| Katharine Reeping | Principal Accounting Officer | 2,214 | 0 | 27 Feb, 2026 |
| Emily Field | Group Managing Director | 1,939 | 0 | 27 Feb, 2026 |
| Matthew Morningstar | Group Managing Director | 3,415 | 0 | 27 Feb, 2026 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 24 Mar, 2026 | Corey E. Thomas | Common Stock | A | 7 | $0.00 | 13,841 | D | A |
| 24 Mar, 2026 | Allison Mnookin | Common Stock | A | 3 | $0.00 | 11,046 | D | A |
| 24 Mar, 2026 | Allison Mnookin | Common Stock | A | 3 | $0.00 | 11,046 | D | A |
| 24 Mar, 2026 | Corey E. Thomas | Common Stock | A | 7 | $0.00 | 13,841 | D | A |
| 24 Mar, 2026 | Allison Mnookin | Common Stock | A | 3 | $0.00 | 11,046 | D | A |
| 24 Mar, 2026 | Corey E. Thomas | Common Stock | A | 7 | $0.00 | 13,841 | D | A |
| 24 Mar, 2026 | Paulett Eberhart | Common Stock | A | 5 | $0.00 | 17,043 | D | A |
| 24 Mar, 2026 | William Francis Jr Glavin | Common Stock | A | 15 | $0.00 | 23,337 | D | A |
| 24 Mar, 2026 | James S Putnam | Common Stock | A | 10 | $0.00 | 136,669 | D | A |
| 24 Mar, 2026 | Edward C Bernard | Common Stock | A | 4 | $0.00 | 15,195 | D | A |
| 24 Mar, 2026 | James S Putnam | Common Stock | A | 10 | $0.00 | 136,669 | D | A |
| 24 Mar, 2026 | James S Putnam | Common Stock | A | 10 | $0.00 | 136,669 | D | A |
| 09 Mar, 2026 | Marc Eliot Cohen | Common Stock | A | 2,212 | $77.53 | 7,700 | D | M |
| 09 Mar, 2026 | Marc Eliot Cohen | Common Stock | D | 2,212 | $308.75 | 5,488 | D | S |
| 10 Mar, 2026 | Marc Eliot Cohen | Common Stock | D | 1,088 | $309.72 | 4,400 | D | S |
| 09 Mar, 2026 | Marc Eliot Cohen | Stock Option (Right to Buy) | D | 2,212 | $0.00 | 0 | D | M |
| 02 Mar, 2026 | Aneri Jambusaria | Common Stock | D | 308 | $306.00 | 6,723 | D | S |
| 25 Feb, 2026 | Katharine Reeping | Common Stock | A | 81 | $0.00 | 2,053 | D | A |
| 25 Feb, 2026 | Katharine Reeping | Common Stock | A | 81 | $0.00 | 2,053 | D | A |
| 25 Feb, 2026 | Richard Steinmeier | Common Stock | A | 2,255 | $0.00 | 11,581 | D | A |