As of August 04, 2026, LPL Financial Holdings's top three insider holders are Dan H. Arnold (President Ceo, 142.61K shares), James S Putnam (Director, 136.67K shares), George Burton White (Managing Director, 49.58K shares).
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Dan H. Arnold | President Ceo | 142,608 | 0 | 142,608 | 23.2% | 18 Jun, 2024 |
| 2 | James S Putnam | Director | 136,669 | 0 | 136,669 | 22.2% | 26 Mar, 2026 |
| 3 | George Burton White | Managing Director | 49,578 | 0 | 49,578 | 8.1% | 01 Mar, 2022 |
| 4 | Sallie R. Larsen | Managing Director | 25,196 | 0 | 25,196 | 4.1% | 14 Nov, 2023 |
| 5 | Michelle Oroschakoff | Managing Director | 23,852 | 0 | 23,852 | 3.9% | 28 Feb, 2023 |
| 6 | William Francis Jr Glavin | Director | 23,337 | 0 | 23,337 | 3.8% | 26 Mar, 2026 |
| 7 | Matthew J Audette | President And Cfo | 21,382 | 0 | 21,382 | 3.5% | 27 Feb, 2026 |
| 8 | Greg Gates | Group Managing Director | 20,764 | 0 | 20,764 | 3.4% | 27 Feb, 2026 |
| 9 | Richard Steinmeier | Chief Executive Officer | 19,488 | 0 | 19,488 | 3.2% | 27 Feb, 2026 |
| 10 | Dayton Semerjian | Managing Director | 19,118 | 0 | 19,118 | 3.1% | 28 Feb, 2023 |
| 11 | Paulett Eberhart | Director | 17,043 | 0 | 17,043 | 2.8% | 26 Mar, 2026 |
| 12 | Edward Fandrey | Managing Director | 15,289 | 0 | 15,289 | 2.5% | 01 Mar, 2022 |
| 13 | Edward C Bernard | Director | 15,195 | 0 | 15,195 | 2.5% | 26 Mar, 2026 |
| 14 | Matthew Enyedi | Group Managing Director | 14,121 | 0 | 14,121 | 2.3% | 27 Feb, 2026 |
| 15 | Corey E. Thomas | Director | 13,841 | 0 | 13,841 | 2.2% | 26 Mar, 2026 |
| 16 | Allison Mnookin | Director | 11,046 | 0 | 11,046 | 1.8% | 26 Mar, 2026 |
| 17 | Kabir Sethi | Managing Director | 10,245 | 0 | 10,245 | 1.7% | 27 Feb, 2024 |
| 18 | Brent Simonich | Principal Accounting Officer | 6,773 | 0 | 6,773 | 1.1% | 28 Feb, 2023 |
| 19 | Aneri Jambusaria | Group Managing Director | 6,723 | 0 | 6,723 | 1.1% | 04 Mar, 2026 |
| 20 | Althea Brown | Managing Director | 6,711 | 0 | 6,711 | 1.1% | 27 Feb, 2025 |
| 21 | Marc Eliot Cohen | Group Managing Director | 4,400 | 0 | 4,400 | 0.7% | 11 Mar, 2026 |
| 22 | Matthew Morningstar | Group Managing Director | 3,415 | 0 | 3,415 | 0.6% | 27 Feb, 2026 |
| 23 | Albert J Ko | Director | 2,566 | 0 | 2,566 | 0.4% | 28 May, 2025 |
| 24 | Katharine Reeping | Principal Accounting Officer | 2,214 | 0 | 2,214 | 0.4% | 27 Feb, 2026 |
| 25 | Emily Field | Group Managing Director | 1,939 | 0 | 1,939 | 0.3% | 27 Feb, 2026 |
| 26 | Sara Dadyar | Managing Director | 1,797 | 0 | 1,797 | 0.3% | 27 Feb, 2025 |
| 27 | Somesh Khanna | Director | 139 | 0 | 139 | 0.0% | 04 Feb, 2026 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 24 Mar, 2026 | Allison Mnookin | Director | Acquired A | 3 | $0.00 | $0 | 11,046 | Direct |
| 24 Mar, 2026 | Allison Mnookin | Director | Acquired A | 3 | $0.00 | $0 | 11,046 | Direct |
| 24 Mar, 2026 | Edward C Bernard | Director | Acquired A | 4 | $0.00 | $0 | 15,195 | Direct |
| 24 Mar, 2026 | William Francis Jr Glavin | Director | Acquired A | 15 | $0.00 | $0 | 23,337 | Direct |
| 24 Mar, 2026 | Corey E. Thomas | Director | Acquired A | 7 | $0.00 | $0 | 13,841 | Direct |
| 24 Mar, 2026 | Allison Mnookin | Director | Acquired A | 3 | $0.00 | $0 | 11,046 | Direct |
| 24 Mar, 2026 | James S Putnam | Director | Acquired A | 10 | $0.00 | $0 | 136,669 | Direct |
| 24 Mar, 2026 | Corey E. Thomas | Director | Acquired A | 7 | $0.00 | $0 | 13,841 | Direct |
| 24 Mar, 2026 | James S Putnam | Director | Acquired A | 10 | $0.00 | $0 | 136,669 | Direct |
| 24 Mar, 2026 | Paulett Eberhart | Director | Acquired A | 5 | $0.00 | $0 | 17,043 | Direct |
| 24 Mar, 2026 | James S Putnam | Director | Acquired A | 10 | $0.00 | $0 | 136,669 | Direct |
| 24 Mar, 2026 | James S Putnam | Director | Acquired A | 10 | $0.00 | $0 | 136,669 | Direct |
| 24 Mar, 2026 | Corey E. Thomas | Director | Acquired A | 7 | $0.00 | $0 | 13,841 | Direct |
| 24 Mar, 2026 | Corey E. Thomas | Director | Acquired A | 7 | $0.00 | $0 | 13,841 | Direct |
| 24 Mar, 2026 | Allison Mnookin | Director | Acquired A | 3 | $0.00 | $0 | 11,046 | Direct |
| 09 Mar, 2026 | Marc Eliot Cohen | Group Managing Director | Acquired M | 2,212 | $77.53 | $171.50K | 7,700 | Direct |
| 09 Mar, 2026 | Marc Eliot Cohen | Group Managing Director | Disposed S | 2,212 | $308.75 | $682.96K | 5,488 | Direct |
| 10 Mar, 2026 | Marc Eliot Cohen | Group Managing Director | Disposed S | 1,088 | $309.72 | $337.04K | 4,400 | Direct |
| 09 Mar, 2026 | Marc Eliot Cohen | Group Managing Director | Disposed M | 2,212 | $0.00 | $0 | 0 | Direct |
| 02 Mar, 2026 | Aneri Jambusaria | Group Managing Director | Disposed S | 308 | $306.00 | $94.25K | 6,723 | Direct |