Data spanning the past 90 days through December 20, 2025 reveals that LPL Financial Holdings's three principal insider shareholders consist of Director James S Putnam (136.66K shares), Director Richard P Schifter (39.66K shares), Chief Executive Officer Richard Steinmeier (26.14K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| Dan H. Arnold | President & CEO | 142,608 | 18 Jun, 2024 |
| James S Putnam | 136,659 | 03 Dec, 2025 | |
| George Burton White | Managing Director | 49,578 | 01 Mar, 2022 |
| Richard P Schifter | 39,665 | 03 Dec, 2025 | |
| Anne M Mulcahy | 36,371 | 28 May, 2025 | |
| John Andrew Kalbaugh | Managing Director | 27,523 | 01 Mar, 2021 |
| Richard Steinmeier | Chief Executive Officer | 26,139 | 09 Dec, 2025 |
| Sallie R. Larsen | Managing Director | 25,196 | 14 Nov, 2023 |
| William Francis Jr Glavin | 24,822 | 03 Dec, 2025 | |
| Scott Seese | Managing Director | 24,179 | 16 Jun, 2021 |
| Michelle Oroschakoff | Managing Director | 23,852 | 28 Feb, 2023 |
| Dayton Semerjian | Managing Director | 19,118 | 28 Feb, 2023 |
| Paulett Eberhart | 17,038 | 03 Dec, 2025 | |
| Matthew J Audette | President And Cfo | 16,538 | 27 Feb, 2025 |
| Edward Fandrey | Managing Director | 15,289 | 01 Mar, 2022 |
| Edward C Bernard | 15,191 | 03 Dec, 2025 | |
| Greg Gates | Group Managing Director | 14,620 | 09 Dec, 2025 |
| Corey E. Thomas | 13,834 | 03 Dec, 2025 | |
| Matthew Enyedi | Managing Director | 13,588 | 27 Feb, 2025 |
| Allison Mnookin | 11,043 | 03 Dec, 2025 | |
| Kabir Sethi | Managing Director | 10,245 | 27 Feb, 2024 |
| Brent Simonich | Principal Accounting Officer | 6,773 | 28 Feb, 2023 |
| Althea Brown | Managing Director | 6,711 | 27 Feb, 2025 |
| Aneri Jambusaria | Group Managing Director | 5,502 | 03 Dec, 2025 |
| Marc Eliot Cohen | Group Managing Director | 4,031 | 16 Jun, 2025 |
| Albert J Ko | 2,566 | 28 May, 2025 | |
| Matthew Morningstar | Group Managing Director | 2,293 | 11 Dec, 2025 |
| Katharine Reeping | Principal Accounting Officer | 1,972 | 11 Sep, 2025 |
| Sara Dadyar | Managing Director | 1,797 | 27 Feb, 2025 |
| Emily Field | Group Managing Director | 817 | 09 Sep, 2025 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 09 Dec, 2025 | Matthew Morningstar | Common Stock | A | 1,715 | $0.00 | 2,293 | D | A |
| 05 Dec, 2025 | Greg Gates | Common Stock | D | 46 | $367.95 | 15,324 | D | S |
| 05 Dec, 2025 | Richard Steinmeier | Common Stock | D | 332 | $367.06 | 14,052 | D | S |
| 05 Dec, 2025 | Greg Gates | Common Stock | D | 34 | $368.70 | 15,290 | D | S |
| 05 Dec, 2025 | Richard Steinmeier | Common Stock | D | 183 | $368.63 | 13,869 | D | S |
| 05 Dec, 2025 | Greg Gates | Common Stock | D | 136 | $370.44 | 15,154 | D | S |
| 05 Dec, 2025 | Richard Steinmeier | Common Stock | D | 1,040 | $370.62 | 12,829 | D | S |
| 05 Dec, 2025 | Greg Gates | Common Stock | D | 410 | $371.20 | 14,744 | D | S |
| 05 Dec, 2025 | Richard Steinmeier | Common Stock | D | 2,450 | $371.23 | 10,379 | D | S |
| 05 Dec, 2025 | Richard Steinmeier | Common Stock | D | 779 | $372.20 | 9,600 | D | S |
| 05 Dec, 2025 | Greg Gates | Common Stock | D | 85 | $372.32 | 14,659 | D | S |
| 05 Dec, 2025 | Greg Gates | Common Stock | D | 39 | $373.09 | 14,620 | D | S |
| 05 Dec, 2025 | Richard Steinmeier | Common Stock | D | 274 | $373.20 | 9,326 | D | S |
| 05 Dec, 2025 | Richard Steinmeier | Common Stock | D | 275 | $0.00 | 16,813 | I | G |
| 01 Dec, 2025 | Edward C Bernard | Common Stock | A | 3 | $0.00 | 15,191 | D | A |
| 01 Dec, 2025 | Richard P Schifter | Common Stock | A | 14 | $0.00 | 39,225 | D | A |
| 01 Dec, 2025 | Aneri Jambusaria | Common Stock | D | 80 | $352.48 | 5,502 | D | S |
| 01 Dec, 2025 | James S Putnam | Common Stock | A | 7 | $0.00 | 136,659 | D | A |
| 01 Dec, 2025 | William Francis Jr Glavin | Common Stock | A | 10 | $0.00 | 23,322 | D | A |
| 01 Dec, 2025 | Paulett Eberhart | Common Stock | A | 4 | $0.00 | 17,038 | D | A |