LPL Financial Holdings LPLA Insider Ownership

NASDAQ LPLA
$353.78 +6.52 (+1.88%)
At close: Sep 11, 2026 · 4:00 PM EDT

Insider Holdings by Owner

695.21K Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
0.032%
■0% pp QoQ
Shares Held by Insiders
26.11K
filed for Sep 2026
■0.00% QoQ
Shares Outstanding
80.36Mn
80,357,000 shares
Direct Holdings
23.34K
Indirect: 2.78K
Net Shares Traded (QoQ)
0
no net change in Sep 2026
Insiders Holding Shares
29
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Quarter ending 30 Sep, 2026

LPL Financial Holdings's top three insider shareholders as of September 12, 2026 are Dan H. Arnold (President Ceo, 142.61K shares), James S Putnam (Director, 135.30K shares), George Burton White (Managing Director, 49.58K shares).

Form 4 Holdings

Insiders Holding LPLA

Insiders 29
Shares held 695.21K
Of outstanding 0.865%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Dan H. Arnold President Ceo 142,608 0 142,608 20.5% 18 Jun, 2024
2 James S Putnam Director 135,298 0 135,298 19.5% 01 Sep, 2026
3 George Burton White Managing Director 49,578 0 49,578 7.1% 01 Mar, 2022
4 Richard P Schifter Director 39,192 0 39,192 5.6% 01 Sep, 2026
5 Anne M Mulcahy Director 37,431 0 37,431 5.4% 19 May, 2026
6 Sallie R. Larsen Managing Director 25,196 0 25,196 3.6% 14 Nov, 2023
7 Michelle Oroschakoff Managing Director 23,852 0 23,852 3.4% 28 Feb, 2023
8 Greg Gates Group Managing Director 23,602 0 23,602 3.4% 21 Aug, 2026
9 William Francis Jr Glavin Director 23,337 0 23,337 3.4% 26 Mar, 2026
10 Matthew J Audette President And Cfo 19,803 0 19,803 2.8% 16 Apr, 2026
11 Richard Steinmeier Chief Executive Officer 19,488 0 19,488 2.8% 27 Feb, 2026
12 Dayton Semerjian Managing Director 19,118 0 19,118 2.7% 28 Feb, 2023
13 Paulett Eberhart Director 17,764 0 17,764 2.6% 01 Sep, 2026
14 Edward C Bernard Director 16,262 0 16,262 2.3% 01 Sep, 2026
15 Edward Fandrey Managing Director 15,289 0 15,289 2.2% 01 Mar, 2022
16 Corey E. Thomas Director 14,912 0 14,912 2.1% 01 Sep, 2026
17 Matthew Enyedi Group Managing Director 13,121 0 13,121 1.9% 04 Aug, 2026
18 Allison Mnookin Director 11,763 0 11,763 1.7% 01 Sep, 2026
19 Kabir Sethi Managing Director 10,245 0 10,245 1.5% 27 Feb, 2024
20 Brent Simonich Principal Accounting Officer 6,773 0 6,773 1.0% 28 Feb, 2023
21 Althea Brown Managing Director 6,711 0 6,711 1.0% 27 Feb, 2025
22 Aneri Jambusaria Group Managing Director 6,107 0 6,107 0.9% 31 Aug, 2026
23 Marc Eliot Cohen Group Managing Director 4,356 0 4,356 0.6% 15 Jun, 2026
24 Matthew Morningstar Group Managing Director 3,415 0 3,415 0.5% 27 Feb, 2026
25 Albert J Ko Director 3,299 0 3,299 0.5% 19 May, 2026
26 Katharine Reeping Principal Accounting Officer 2,214 0 2,214 0.3% 27 Feb, 2026
27 Emily Field Group Managing Director 1,833 0 1,833 0.3% 08 Sep, 2026
28 Sara Dadyar Managing Director 1,797 0 1,797 0.3% 27 Feb, 2025
29 Somesh Khanna Director 851 0 851 0.1% 19 May, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

6,362 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
05 Sep, 2026 Emily Field Group Managing Director Disposed F 106 $359.33 $38.09K 1,833 Direct
28 Aug, 2026 Edward C Bernard Director Acquired A 3 $0.00 $0 16,262 Direct
28 Aug, 2026 Allison Mnookin Director Acquired A 2 $0.00 $0 11,763 Direct
28 Aug, 2026 James S Putnam Director Acquired A 7 $0.00 $0 135,298 Direct
28 Aug, 2026 Richard P Schifter Director Acquired A 14 $0.00 $0 39,192 Direct
28 Aug, 2026 William Francis Jr Glavin Director Acquired A 10 $0.00 $0 24,074 Direct
28 Aug, 2026 Paulett Eberhart Director Acquired A 4 $0.00 $0 17,764 Direct
28 Aug, 2026 Corey E. Thomas Director Acquired A 4 $0.00 $0 14,912 Direct
27 Aug, 2026 Aneri Jambusaria Group Managing Director Disposed S 308 $357.36 $110.07K 6,107 Direct
20 Aug, 2026 Greg Gates Group Managing Director Acquired M 7,189 $77.53 $557.36K 27,721 Direct
20 Aug, 2026 Greg Gates Group Managing Director Disposed S 4,119 $355.38 $1.46Mn 23,602 Direct
20 Aug, 2026 Greg Gates Group Managing Director Disposed M 7,189 $0.00 $0 0 Direct
03 Aug, 2026 James S Putnam Director Disposed G 2,000 $0.00 $0 135,291 Direct
31 Jul, 2026 Matthew Enyedi Group Managing Director Disposed S 189 $351.06 $66.35K 13,932 Direct
31 Jul, 2026 Matthew Enyedi Group Managing Director Disposed S 463 $352.77 $163.33K 13,469 Direct
31 Jul, 2026 Matthew Enyedi Group Managing Director Disposed S 296 $353.37 $104.60K 13,173 Direct
31 Jul, 2026 Matthew Enyedi Group Managing Director Disposed S 51 $354.52 $18.08K 13,122 Direct
31 Jul, 2026 Matthew Enyedi Group Managing Director Disposed S 1 $355.51 $356 13,121 Direct
17 Jun, 2026 Aneri Jambusaria Group Managing Director Disposed S 308 $306.00 $94.25K 6,415 Direct
12 Jun, 2026 Marc Eliot Cohen Group Managing Director Disposed F 44 $295.66 $13.01K 4,356 Direct