As of April 22, 2026, the three largest insider holders of LPLA are Dan H. Arnold (President Ceo, 142.61K shares), James S Putnam (Director, 136.67K shares), James S Putnam (Director, 136.67K shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Dan H. Arnold | President Ceo | 142,608 | 0 | 18 Jun, 2024 |
| James S Putnam | - | 136,669 | 0 | 26 Mar, 2026 |
| James S Putnam | - | 136,669 | 0 | 26 Mar, 2026 |
| George Burton White | Managing Director | 49,578 | 0 | 01 Mar, 2022 |
| George Burton White | Managing Director | 49,578 | 0 | 01 Mar, 2022 |
| Richard P Schifter | - | 38,099 | 0 | 26 Mar, 2026 |
| Anne M Mulcahy | - | 36,371 | 0 | 28 May, 2025 |
| Sallie R. Larsen | Managing Director | 25,196 | 0 | 14 Nov, 2023 |
| Sallie R. Larsen | Managing Director | 25,196 | 0 | 14 Nov, 2023 |
| Michelle Oroschakoff | Managing Director | 23,852 | 0 | 28 Feb, 2023 |
| Michelle Oroschakoff | Managing Director | 23,852 | 0 | 28 Feb, 2023 |
| William Francis Jr Glavin | - | 23,337 | 0 | 26 Mar, 2026 |
| Greg Gates | Group Managing Director | 20,764 | 0 | 27 Feb, 2026 |
| Matthew J Audette | President And Cfo | 19,803 | 0 | 16 Apr, 2026 |
| Richard Steinmeier | Chief Executive Officer | 19,488 | 0 | 27 Feb, 2026 |
| Richard Steinmeier | Chief Executive Officer | 19,488 | 0 | 27 Feb, 2026 |
| Dayton Semerjian | Managing Director | 19,118 | 0 | 28 Feb, 2023 |
| Dayton Semerjian | Managing Director | 19,118 | 0 | 28 Feb, 2023 |
| Paulett Eberhart | - | 17,043 | 0 | 26 Mar, 2026 |
| Richard Steinmeier | Chief Executive Officer | 0 | 16,813 | 09 Dec, 2025 |
| Richard Steinmeier | Chief Executive Officer | 0 | 16,813 | 09 Dec, 2025 |
| Edward Fandrey | Managing Director | 15,289 | 0 | 01 Mar, 2022 |
| Edward C Bernard | - | 15,195 | 0 | 26 Mar, 2026 |
| Matthew Enyedi | Group Managing Director | 14,121 | 0 | 27 Feb, 2026 |
| Corey E. Thomas | - | 13,841 | 0 | 26 Mar, 2026 |
| Corey E. Thomas | - | 13,841 | 0 | 26 Mar, 2026 |
| Allison Mnookin | - | 11,046 | 0 | 26 Mar, 2026 |
| Allison Mnookin | - | 11,046 | 0 | 26 Mar, 2026 |
| Kabir Sethi | Managing Director | 10,245 | 0 | 27 Feb, 2024 |
| Kabir Sethi | Managing Director | 10,245 | 0 | 27 Feb, 2024 |
| Brent Simonich | Principal Accounting Officer | 6,773 | 0 | 28 Feb, 2023 |
| Brent Simonich | Principal Accounting Officer | 6,773 | 0 | 28 Feb, 2023 |
| Aneri Jambusaria | Group Managing Director | 6,723 | 0 | 04 Mar, 2026 |
| Althea Brown | Managing Director | 6,711 | 0 | 27 Feb, 2025 |
| Marc Eliot Cohen | Group Managing Director | 4,400 | 0 | 11 Mar, 2026 |
| Matthew Morningstar | Group Managing Director | 3,415 | 0 | 27 Feb, 2026 |
| Matthew Morningstar | Group Managing Director | 3,415 | 0 | 27 Feb, 2026 |
| William Francis Jr Glavin | - | 0 | 2,775 | 05 May, 2023 |
| Albert J Ko | - | 2,566 | 0 | 28 May, 2025 |
| Katharine Reeping | Principal Accounting Officer | 2,214 | 0 | 27 Feb, 2026 |
| Katharine Reeping | Principal Accounting Officer | 2,214 | 0 | 27 Feb, 2026 |
| Emily Field | Group Managing Director | 1,939 | 0 | 27 Feb, 2026 |
| Sara Dadyar | Managing Director | 1,797 | 0 | 27 Feb, 2025 |
| Somesh Khanna | - | 139 | 0 | 04 Feb, 2026 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 14 Apr, 2026 | Matthew J Audette | Common Stock | D | 330 | $325.00 | 21,052 | D | S |
| 14 Apr, 2026 | Matthew J Audette | Common Stock | D | 139 | $326.16 | 20,913 | D | S |
| 15 Apr, 2026 | Matthew J Audette | Common Stock | D | 220 | $327.45 | 20,693 | D | S |
| 15 Apr, 2026 | Matthew J Audette | Common Stock | D | 189 | $328.34 | 20,504 | D | S |
| 15 Apr, 2026 | Matthew J Audette | Common Stock | D | 595 | $331.09 | 19,909 | D | S |
| 15 Apr, 2026 | Matthew J Audette | Common Stock | D | 106 | $332.27 | 19,803 | D | S |
| 24 Mar, 2026 | Paulett Eberhart | Common Stock | A | 5 | $0.00 | 17,043 | D | A |
| 24 Mar, 2026 | James S Putnam | Common Stock | A | 10 | $0.00 | 136,669 | D | A |
| 24 Mar, 2026 | Corey E. Thomas | Common Stock | A | 7 | $0.00 | 13,841 | D | A |
| 24 Mar, 2026 | Edward C Bernard | Common Stock | A | 4 | $0.00 | 15,195 | D | A |
| 24 Mar, 2026 | Allison Mnookin | Common Stock | A | 3 | $0.00 | 11,046 | D | A |
| 24 Mar, 2026 | William Francis Jr Glavin | Common Stock | A | 15 | $0.00 | 23,337 | D | A |
| 09 Mar, 2026 | Marc Eliot Cohen | Common Stock | A | 2,212 | $77.53 | 7,700 | D | M |
| 09 Mar, 2026 | Marc Eliot Cohen | Common Stock | D | 2,212 | $308.75 | 5,488 | D | S |
| 10 Mar, 2026 | Marc Eliot Cohen | Common Stock | D | 1,088 | $309.72 | 4,400 | D | S |
| 09 Mar, 2026 | Marc Eliot Cohen | Stock Option (Right to Buy) | D | 2,212 | $0.00 | 0 | D | M |
| 02 Mar, 2026 | Aneri Jambusaria | Common Stock | D | 308 | $306.00 | 6,723 | D | S |
| 25 Feb, 2026 | Matthew Morningstar | Common Stock | A | 1,122 | $0.00 | 3,415 | D | A |
| 25 Feb, 2026 | Marc Eliot Cohen | Common Stock | A | 537 | $0.00 | 4,568 | D | A |
| 25 Feb, 2026 | Richard Steinmeier | Common Stock | A | 2,255 | $0.00 | 11,581 | D | A |