Live Oak Bancshares, Inc. (LOB) Insider Ownership

Historic Ownership Trends

Over the 90-day window ending December 31, 2025, Live Oak Bancshares's three dominant insider ownership positions are held by Chief Executive Officer James S Iii Mahan (3.07Mn shares), General Counsel Gregory W Seward (105.88K shares), Director David G Lucht (15.68K shares).

Top Direct Holders

Insider ownership data is derived from the last 60 months of Form 4 SEC filings.
Holder Position Shares Report Date
James S Iii Mahan Chief Executive Officer 3,067,844 23 Dec, 2025
Neil Lawrence Underwood President 1,383,046 17 Dec, 2021
Huntley Garriott President And Live Oak Bank 442,033 24 Feb, 2023
S. Brett Caines Chief Financial Officer 322,406 08 Apr, 2021
Steve Smits Chief Credit Officer 317,099 12 Nov, 2021
William Henderson Cameron 219,121 08 May, 2025
William L. Iii Williams Vice Chairman & Evp 192,000 11 Feb, 2022
William C Iii Losch President 190,573 27 Aug, 2025
Glen F. Hoffsis 134,573 05 May, 2025
Miltom Emmett Petty 127,893 05 May, 2025
Gregory W Seward General Counsel 105,876 01 Dec, 2025
Diane Beth Glossman 72,983 05 May, 2025
Renato Derraik Chief Info./Digital Off. And Bank 64,424 13 Aug, 2025
Micah S Davis Chief Marketing & Comm Officer 48,115 25 Feb, 2025
Stephanie Mann Chief Strategy Officer 42,195 25 Feb, 2025
Susan N Janson Chief Risk Off. And Live Oak Bank 30,350 24 Feb, 2022
Courtney Spencer Chief Experience Officer 20,860 25 Feb, 2025
David G Lucht 15,677 30 Oct, 2025
John W. Sutherland Chief Accounting Officer 15,290 30 Jun, 2025
Michael Cairns Chief Credit Officer 9,468 17 Dec, 2025
Mark Michael Moroz Chief Banking Officer 8,878 10 Dec, 2025
Yousef A. Valine 7,455 05 May, 2025
Walter J Phifer Chief Financial Officer 6,712 17 Dec, 2025
Tonya Williams Bradford 6,697 24 Nov, 2025
Casey S Crawford 1,227 23 Aug, 2023

* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.

Recent Insider Transactions

Detailed insider trading activity based on Form 4 SEC filings.
Download Data
Transaction Date Insider Name Security Class Transaction Type Shares Traded Price Shares Remaining Ownership Code
19 Dec, 2025 James S Iii Mahan Voting Common Stock D 10,000 $36.17 3,067,844 I S
17 Dec, 2025 James S Iii Mahan Voting Common Stock D 10,000 $35.97 3,077,844 I S
15 Dec, 2025 Michael Cairns Voting Common Stock A 235 - 9,573 D M
15 Dec, 2025 Walter J Phifer Voting Common Stock A 235 - 6,821 D M
15 Dec, 2025 Michael Cairns Voting Common Stock D 105 $35.31 9,468 D F
15 Dec, 2025 Walter J Phifer Voting Common Stock D 109 $35.31 6,712 D F
12 Dec, 2025 James S Iii Mahan Voting Common Stock D 10,000 $35.13 3,087,844 I S
10 Dec, 2025 James S Iii Mahan Voting Common Stock D 3,505 $33.65 3,104,339 I S
10 Dec, 2025 James S Iii Mahan Voting Common Stock D 6,495 $34.69 3,097,844 I S
09 Dec, 2025 Mark Michael Moroz Voting Common Stock A 2,829 - 10,136 D M
09 Dec, 2025 Walter J Phifer Voting Common Stock A 1,572 - 7,315 D M
09 Dec, 2025 Mark Michael Moroz Voting Common Stock D 1,258 $33.02 8,878 D F
09 Dec, 2025 Walter J Phifer Voting Common Stock D 729 $33.02 6,586 D F
08 Dec, 2025 Michael Cairns Voting Common Stock A 946 - 9,236 D M
08 Dec, 2025 Michael Cairns Voting Common Stock D 421 $32.95 8,815 D F
09 Dec, 2025 Michael Cairns Voting Common Stock A 943 - 9,758 D M
09 Dec, 2025 Michael Cairns Voting Common Stock D 420 $33.02 9,338 D F
05 Dec, 2025 James S Iii Mahan Voting Common Stock D 10,000 $32.81 3,107,844 I S
03 Dec, 2025 James S Iii Mahan Voting Common Stock D 6,082 $32.92 3,121,762 I S
03 Dec, 2025 James S Iii Mahan Voting Common Stock D 3,918 $33.24 3,117,844 I S