Live Oak Bancshares LOB Insider Ownership

NYSE LOB
$38.91 -0.44 (-1.12%)
As of: Sep 9, 2026 · 3:59 PM EDT

Insider Holdings by Owner

6.91Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
—
share count not reported for this filer set
Shares Held by Insiders
10.90Mn
filed for Sep 2026
▼-0.46% QoQ
Shares Outstanding
—
not reported
Direct Holdings
1.68Mn
Indirect: 9.22Mn
Net Shares Traded (QoQ)
-49.93K
net selling in Sep 2026
Insiders Holding Shares
27
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Quarter ending 30 Sep, 2026

Live Oak Bancshares's three largest insider shareholders as of September 09, 2026 are Neil Lawrence Underwood (President, 1.43Mn shares), Neil Lawrence Underwood (President, 1.43Mn shares), Neil Lawrence Underwood (President, 1.43Mn shares).

Form 4 Holdings

Insiders Holding LOB

Insiders 27
Shares held 6.91Mn
Of outstanding —
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 James S Iii Mahan Chief Executive Officer 0 2,767,844 2,767,844 40.0% 08 Sep, 2026
2 Neil Lawrence Underwood President 0 1,433,046 1,433,046 20.7% 04 Feb, 2022
3 William L. Iii Williams Vice Chairman Evp 0 1,105,726 1,105,726 16.0% 08 Sep, 2026
4 Huntley Garriott President, Live Oak Bank 442,033 0 442,033 6.4% 24 Feb, 2023
5 William C Iii Losch President 263,392 0 263,392 3.8% 26 Aug, 2026
6 Steve Smits Chief Credit Officer 0 150,132 150,132 2.2% 26 Feb, 2024
7 Glen F. Hoffsis Director 134,573 0 134,573 1.9% 05 May, 2025
8 Miltom Emmett Petty Director 130,839 0 130,839 1.9% 05 May, 2026
9 Gregory W Seward General Counsel 113,797 0 113,797 1.6% 04 Mar, 2026
10 Diane Beth Glossman Director 72,983 0 72,983 1.1% 05 May, 2025
11 Micah S Davis Chief Marketing Comm Officer 48,115 0 48,115 0.7% 25 Feb, 2025
12 Stephanie Mann Chief Strategy Officer 42,195 0 42,195 0.6% 25 Feb, 2025
13 Courtney Spencer Chief Experience Officer 30,536 0 30,536 0.4% 25 Feb, 2026
14 Susan N Janson Chief Risk Off., Live Oak Bank 30,350 0 30,350 0.4% 24 Feb, 2022
15 William Henderson Cameron Director 19,850 0 19,850 0.3% 05 May, 2026
16 Renato Derraik Chief Info./Digital Off., Bank 18,132 0 18,132 0.3% 12 Aug, 2026
17 David G Lucht Chief Lending Officer 17,623 0 17,623 0.3% 05 Aug, 2026
18 John W. Sutherland Chief Accounting Officer 16,622 0 16,622 0.2% 25 Feb, 2026
19 Jeffrey W Lunsford Director 12,640 0 12,640 0.2% 05 May, 2026
20 Mark Michael Moroz Chief Banking Officer 12,110 0 12,110 0.2% 29 Jul, 2026
21 Walter J Phifer Chief Financial Officer 11,723 0 11,723 0.2% 19 Aug, 2026
22 Michael Cairns Chief Credit Officer 11,528 0 11,528 0.2% 21 Aug, 2026
23 Yousef A. Valine Director 10,401 0 10,401 0.2% 05 May, 2026
24 Tonya Williams Bradford Director 8,043 0 8,043 0.1% 08 Sep, 2026
25 Patrick Timothy Mchenry Director 3,080 0 3,080 0.0% 05 May, 2026
26 Ewa Maria Stasiowska Chief Risk Officer 2,595 0 2,595 0.0% 28 Jan, 2026
27 Casey S Crawford Director 1,227 0 1,227 0.0% 23 Aug, 2023

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

3,545 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
03 Sep, 2026 William L. Iii Williams Director Disposed S 6,590 $40.09 $264.22K 1,105,726 Indirect
03 Sep, 2026 Tonya Williams Bradford Director Disposed S 1,600 $39.89 $63.82K 8,043 Direct
03 Sep, 2026 James S Iii Mahan Chief Executive Officer Disposed S 10,000 $39.75 $397.47K 2,767,844 Indirect
26 Aug, 2026 James S Iii Mahan Chief Executive Officer Disposed S 10,000 $39.99 $399.88K 2,797,844 Indirect
27 Aug, 2026 James S Iii Mahan Chief Executive Officer Disposed S 10,000 $39.66 $396.59K 2,787,844 Indirect
25 Aug, 2026 William C Iii Losch President Acquired M 50,000 — — 285,613 Direct
25 Aug, 2026 William C Iii Losch President Disposed F 22,221 $39.99 $888.62K 263,392 Direct
25 Aug, 2026 William C Iii Losch President Disposed M 50,000 $0.00 $0 100,000 Direct
19 Aug, 2026 James S Iii Mahan Chief Executive Officer Disposed S 8,002 $41.05 $328.46K 2,819,842 Indirect
19 Aug, 2026 Michael Cairns Chief Credit Officer Acquired M 2,420 — — 12,604 Direct
19 Aug, 2026 Michael Cairns Chief Credit Officer Disposed F 1,076 $40.89 $44.00K 11,528 Direct
19 Aug, 2026 James S Iii Mahan Chief Executive Officer Disposed S 1,998 $41.97 $83.85K 2,817,844 Indirect
20 Aug, 2026 James S Iii Mahan Chief Executive Officer Disposed S 10,000 $40.53 $405.28K 2,807,844 Indirect
19 Aug, 2026 Michael Cairns Chief Credit Officer Disposed M 2,420 $0.00 $0 7,260 Direct
17 Aug, 2026 Matthew S Diffley Chief Accounting Officer Acquired A 4,620 $0.00 $0 4,620 Direct
18 Aug, 2026 Walter J Phifer Chief Financial Officer Acquired M 2,916 — — 13,019 Direct
18 Aug, 2026 Walter J Phifer Chief Financial Officer Acquired M 2,916 — — 13,019 Direct
18 Aug, 2026 Walter J Phifer Chief Financial Officer Disposed F 1,296 $42.60 $55.21K 11,723 Direct
18 Aug, 2026 Walter J Phifer Chief Financial Officer Disposed F 1,296 $42.60 $55.21K 11,723 Direct
18 Aug, 2026 Walter J Phifer Chief Financial Officer Disposed M 2,916 $0.00 $0 11,665 Direct