Data spanning the past 90 days through February 10, 2026 reveals that Live Oak Bancshares's three principal insider shareholders consist of Chief Executive Officer James S Iii Mahan (3.05Mn shares), President Neil Lawrence Underwood (1.38Mn shares), President And Live Oak Bank Huntley Garriott (442.03K shares).
| Holder | Position | Shares | Report Date |
|---|---|---|---|
| James S Iii Mahan | Chief Executive Officer | 3,047,844 | 06 Feb, 2026 |
| Neil Lawrence Underwood | President | 1,383,046 | 17 Dec, 2021 |
| Huntley Garriott | President And Live Oak Bank | 442,033 | 24 Feb, 2023 |
| S. Brett Caines | Chief Financial Officer | 322,406 | 08 Apr, 2021 |
| Steve Smits | Chief Credit Officer | 317,099 | 12 Nov, 2021 |
| William Henderson Cameron | 219,121 | 08 May, 2025 | |
| William L. Iii Williams | Vice Chairman & Evp | 192,000 | 11 Feb, 2022 |
| William C Iii Losch | President | 190,573 | 27 Aug, 2025 |
| Glen F. Hoffsis | 134,573 | 05 May, 2025 | |
| Miltom Emmett Petty | 127,893 | 05 May, 2025 | |
| Gregory W Seward | General Counsel | 105,876 | 01 Dec, 2025 |
| Diane Beth Glossman | 72,983 | 05 May, 2025 | |
| Renato Derraik | Chief Info./Digital Off. And Bank | 64,424 | 13 Aug, 2025 |
| Micah S Davis | Chief Marketing & Comm Officer | 48,115 | 25 Feb, 2025 |
| Stephanie Mann | Chief Strategy Officer | 42,195 | 25 Feb, 2025 |
| Susan N Janson | Chief Risk Off. And Live Oak Bank | 30,350 | 24 Feb, 2022 |
| Courtney Spencer | Chief Experience Officer | 25,160 | 28 Jan, 2026 |
| David G Lucht | 15,677 | 30 Oct, 2025 | |
| John W. Sutherland | Chief Accounting Officer | 15,290 | 30 Jun, 2025 |
| Walter J Phifer | Chief Financial Officer | 12,872 | 09 Feb, 2026 |
| Michael Cairns | Chief Credit Officer | 9,468 | 17 Dec, 2025 |
| Mark Michael Moroz | Chief Banking Officer | 8,878 | 10 Dec, 2025 |
| Yousef A. Valine | 7,455 | 05 May, 2025 | |
| Tonya Williams Bradford | 6,697 | 24 Nov, 2025 | |
| Ewa Maria Stasiowska | Chief Risk Officer | 2,595 | 28 Jan, 2026 |
| Casey S Crawford | 1,227 | 23 Aug, 2023 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 06 Feb, 2026 | Walter J Phifer | Voting Common Stock | A | 6,160 | $13.59 | 12,872 | D | M |
| 05 Feb, 2026 | James S Iii Mahan | Voting Common Stock | D | 650 | $41.34 | 3,047,844 | I | S |
| 05 Feb, 2026 | James S Iii Mahan | Voting Common Stock | D | 9,350 | $40.13 | 3,048,494 | I | S |
| 04 Feb, 2026 | James S Iii Mahan | Voting Common Stock | D | 240 | $42.44 | 3,057,844 | I | S |
| 04 Feb, 2026 | James S Iii Mahan | Voting Common Stock | D | 9,760 | $41.88 | 3,058,084 | I | S |
| 26 Jan, 2026 | Courtney Spencer | Voting Common Stock | A | 14,000 | $13.59 | 34,860 | D | M |
| 26 Jan, 2026 | Courtney Spencer | Voting Common Stock | D | 9,700 | $39.01 | 25,160 | D | S |
| 26 Jan, 2026 | Ewa Maria Stasiowska | Voting Common Stock | A | 2,595 | $38.53 | 2,595 | D | P |
| 19 Dec, 2025 | James S Iii Mahan | Voting Common Stock | D | 10,000 | $36.17 | 3,067,844 | I | S |
| 17 Dec, 2025 | James S Iii Mahan | Voting Common Stock | D | 10,000 | $35.97 | 3,077,844 | I | S |
| 15 Dec, 2025 | Walter J Phifer | Voting Common Stock | A | 235 | - | 6,821 | D | M |
| 15 Dec, 2025 | Walter J Phifer | Voting Common Stock | D | 109 | $35.31 | 6,712 | D | F |
| 15 Dec, 2025 | Michael Cairns | Voting Common Stock | D | 105 | $35.31 | 9,468 | D | F |
| 15 Dec, 2025 | Michael Cairns | Voting Common Stock | A | 235 | - | 9,573 | D | M |
| 12 Dec, 2025 | James S Iii Mahan | Voting Common Stock | D | 10,000 | $35.13 | 3,087,844 | I | S |
| 10 Dec, 2025 | James S Iii Mahan | Voting Common Stock | D | 3,505 | $33.65 | 3,104,339 | I | S |
| 10 Dec, 2025 | James S Iii Mahan | Voting Common Stock | D | 6,495 | $34.69 | 3,097,844 | I | S |
| 09 Dec, 2025 | Walter J Phifer | Voting Common Stock | A | 1,572 | - | 7,315 | D | M |
| 09 Dec, 2025 | Walter J Phifer | Voting Common Stock | D | 729 | $33.02 | 6,586 | D | F |
| 09 Dec, 2025 | Michael Cairns | - | - | 9,338 | D |