Chicago Atlantic BDC LIEN Insider Ownership

NASDAQ LIEN
$9.10 +0.00 (+0.00%)
At close: Oct 21, 2026 · 4:00 PM EDT

Insider Holdings by Owner

17.41Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
13.42%
▲+0.562% pp QoQ
Shares Held by Insiders
3.06Mn
filed for Sep 2026
▲+4.37% QoQ
Shares Outstanding
22.82Mn
22,820,590 shares
Direct Holdings
174.34K
Indirect: 2.89Mn
Net Shares Traded (QoQ)
+128.25K
net buying in Sep 2026
Insiders Holding Shares
9
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Over the past year, LIEN insiders bought $1.22 million of stock (127.97K shares) on the open market and sold none.

Form 4 Holdings

Insiders Holding LIEN

Insiders 9
Shares held 17.41Mn
Of outstanding 76.30%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Atlantic Loan Portfolio, Llc Chicago TenPercentOwner 14,338,594 0 14,338,594 82.3% 15 Oct, 2024
2 Atlantic Bdc Advisers, Llc Chicago TenPercentOwner 0 2,887,204 2,887,204 16.6% 21 May, 2025
3 Scott Gordon Co Chief Investment Officer 96,190 0 96,190 0.6% 01 Sep, 2026
4 John Mazarakis TenPercentOwner 60,000 0 60,000 0.3% 19 Aug, 2026
5 Peter Sack Chief Executive Officer 10,386 0 10,386 0.1% 22 Sep, 2025
6 Gregory M. Gentile Cfo, Cco And Secretary 7,882 0 7,882 0.0% 06 Sep, 2022
7 Umesh Mahajan Secretary; Co Cio 6,997 0 6,997 0.0% 19 Aug, 2026
8 Bernardino Colonna President 5,030 0 5,030 0.0% 01 Sep, 2026
9 Gianni James Lezziere Fazio Chief Accounting Officer 200 0 200 0.0% 19 Aug, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

53 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
31 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 134 $10.22 $1.37K 96,190 Direct
28 Aug, 2026 Bernardino Colonna President Acquired P 250 $10.18 $2.55K 4,280 Direct
31 Aug, 2026 Bernardino Colonna President Acquired P 750 $10.25 $7.69K 5,030 Direct
25 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 250 $10.12 $2.53K 88,573 Direct
25 Aug, 2026 Bernardino Colonna President Acquired P 400 $10.18 $4.07K 2,830 Direct
26 Aug, 2026 Bernardino Colonna President Acquired P 600 $10.16 $6.09K 3,430 Direct
26 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 2,483 $10.15 $25.20K 91,056 Direct
27 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 5,000 $10.19 $50.94K 96,056 Direct
27 Aug, 2026 Bernardino Colonna President Acquired P 600 $10.18 $6.11K 4,030 Direct
20 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 7,500 $9.70 $72.78K 86,608 Direct
21 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 195 $9.95 $1.94K 86,803 Direct
24 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 1,520 $10.11 $15.37K 88,323 Direct
17 Aug, 2026 John Mazarakis TenPercentOwner Acquired P 60,000 $9.44 $566.40K 60,000 Direct
17 Aug, 2026 Umesh Mahajan Secretary; Co Cio Acquired P 4,000 $9.60 $38.40K 6,997 Direct
17 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 18,300 $9.54 $174.58K 53,324 Direct
17 Aug, 2026 Gianni James Lezziere Fazio Chief Accounting Officer Acquired P 200 $9.55 $1.91K 200 Direct
18 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 17,584 $9.54 $167.75K 70,908 Direct
19 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 8,200 $9.57 $78.47K 79,108 Direct
19 Sep, 2025 Peter Sack Chief Executive Officer Acquired P 450 $11.23 $5.05K 5,918 Direct
17 Jul, 2025 Peter Sack Chief Executive Officer Acquired P 1,000 $10.47 $10.47K 5,468 Direct