Chicago Atlantic BDC LIEN Insider Ownership

NASDAQ LIEN
$9.54 -0.07 (-0.73%)
At close: Sep 30, 2026 · 4:00 PM EDT

Insider Holdings by Owner

17.41Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026
Insider Ownership
148.12%
▲+0.631% pp QoQ
Shares Held by Insiders
33.80Mn
filed for Sep 2026
▲+0.43% QoQ
Shares Outstanding
22.82Mn
22,820,590 shares
Direct Holdings
14.53Mn
Indirect: 19.28Mn
Net Shares Traded (QoQ)
+143.97K
net buying in Sep 2026
Insiders Holding Shares
9
with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding
Latest —
Average ownership —
Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold
Latest quarter —
Net over range —
Buying quarters —

Insider Ownership Summary

Quarter ending 30 Sep, 2026

As of September 29, 2026, Chicago Atlantic BDC's top three insider holders are Atlantic Loan Portfolio, Llc Chicago (TenPercentOwner, 14.34Mn shares), Scott Gordon (Chief Executive Officer, 4.50Mn shares), Gregory M. Gentile (Cfo, Cco And Secretary, 4.50Mn shares).

Form 4 Holdings

Insiders Holding LIEN

Insiders 9
Shares held 17.41Mn
Of outstanding 76.30%
# Insider Position Direct Indirect Total Share of Insiders Last Filed
1 Atlantic Loan Portfolio, Llc Chicago TenPercentOwner 14,338,594 0 14,338,594 82.3% 15 Oct, 2024
2 Atlantic Bdc Advisers, Llc Chicago TenPercentOwner 0 2,887,204 2,887,204 16.6% 21 May, 2025
3 Scott Gordon Co Chief Investment Officer 96,190 0 96,190 0.6% 01 Sep, 2026
4 John Mazarakis TenPercentOwner 60,000 0 60,000 0.3% 19 Aug, 2026
5 Peter Sack Chief Executive Officer 10,386 0 10,386 0.1% 22 Sep, 2025
6 Gregory M. Gentile Cfo, Cco And Secretary 7,882 0 7,882 0.0% 06 Sep, 2022
7 Umesh Mahajan Secretary; Co Cio 6,997 0 6,997 0.0% 19 Aug, 2026
8 Bernardino Colonna President 5,030 0 5,030 0.0% 01 Sep, 2026
9 Gianni James Lezziere Fazio Chief Accounting Officer 200 0 200 0.0% 19 Aug, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

53 Insider Transactions

Source SEC Form 4
Latest quarter Sep 2026
Download Data
Date Insider Position Transaction Shares Price Value Shares Held After Ownership
31 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 134 $10.22 $1.37K 96,190 Direct
28 Aug, 2026 Bernardino Colonna President Acquired P 250 $10.18 $2.55K 4,280 Direct
31 Aug, 2026 Bernardino Colonna President Acquired P 750 $10.25 $7.69K 5,030 Direct
25 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 250 $10.12 $2.53K 88,573 Direct
25 Aug, 2026 Bernardino Colonna President Acquired P 400 $10.18 $4.07K 2,830 Direct
26 Aug, 2026 Bernardino Colonna President Acquired P 600 $10.16 $6.09K 3,430 Direct
26 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 2,483 $10.15 $25.20K 91,056 Direct
27 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 5,000 $10.19 $50.94K 96,056 Direct
27 Aug, 2026 Bernardino Colonna President Acquired P 600 $10.18 $6.11K 4,030 Direct
20 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 7,500 $9.70 $72.78K 86,608 Direct
21 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 195 $9.95 $1.94K 86,803 Direct
24 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 1,520 $10.11 $15.37K 88,323 Direct
17 Aug, 2026 John Mazarakis TenPercentOwner Acquired P 60,000 $9.44 $566.40K 60,000 Direct
17 Aug, 2026 Umesh Mahajan Secretary; Co Cio Acquired P 4,000 $9.60 $38.40K 6,997 Direct
17 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 18,300 $9.54 $174.58K 53,324 Direct
17 Aug, 2026 Gianni James Lezziere Fazio Chief Accounting Officer Acquired P 200 $9.55 $1.91K 200 Direct
18 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 17,584 $9.54 $167.75K 70,908 Direct
19 Aug, 2026 Scott Gordon Co Chief Investment Officer Acquired P 8,200 $9.57 $78.47K 79,108 Direct
19 Sep, 2025 Peter Sack Chief Executive Officer Acquired P 450 $11.23 $5.05K 5,918 Direct
17 Jul, 2025 Peter Sack Chief Executive Officer Acquired P 1,000 $10.47 $10.47K 5,468 Direct