Horizon Technology Finance HRZN Institutional Ownership

NASDAQ HRZN

$4.62 +0.03 (+0.65%)

At close: Oct 1, 2026 · 4:00 PM EDT

Institutions by Trading Activity

110 Institutions

Increased 92 83.6%

Unchanged 10 9.1%

Reduced 8 7.3%

Ownership Statistics

13F · as of 30 Jun, 2026

Institutional Ownership

12.26%

▲+5.51 pp QoQ

Shares Held by Institutions

7.96Mn

of 64.97Mn outstanding

▲+157.74% QoQ

Shares Outstanding

64.97Mn

57.01Mn held outside 13F filers

Institutional Investors

110

filed 13F for Jun 2026

▲+55 vs prior quarter

Net Shares Added (QoQ)

+4.87Mn

accumulated since last quarter

Value of Holdings

$36.55Mn

reported market value

Shares Owned by Institutions

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Institutions

Accumulated Distributed

Latest quarter —

Net over range —

Accumulating quarters —

Ownership Summary

Quarter ending 30 Jun, 2026

Horizon Technology Finance Corp (NASDAQ:HRZN) is held by 110 institutional investors per 13F filings through June 2026.

They owned 12.3% of outstanding stock in June 2026, up from 6.7% the prior quarter.
They increased total shares held in Horizon Technology Finance by 157.74% from last quarter, and the number of investors in HRZN increased 74.6% annually.
Activity in HRZN broke down as 92 buyers, 8 sellers, and 10 unchanged among 110 total holders.
In total, institutional investors held 7.96Mn shares in Horizon Technology Finance as of June 2026, up by 4.87Mn shares quarter on quarter, and up 5.4Mn shares year over year.
As of June 30, 2026, Morgan Stanley held the largest stake in Horizon Technology Finance with 1.06Mn shares, accounting for 1.62% of total shares outstanding.
Leading buyers of Horizon Technology Finance shares for the quarter ending June 2026 were Morgan Stanley (1.01Mn), Bulldog Investors, LLP (658.62K), Caprock Group, LLC (454.44K), MARSHALL WACE, LLP (420.47K), BLAIR WILLIAM & CO/IL (239.07K).
The biggest sellers of Horizon Technology Finance for the quarter ending June 2026 included Green Alpha Advisors, LLC (160.23K), TWO SIGMA INVESTMENTS, LP (82.69K), IMC-Chicago, LLC (21.72K), MILLENNIUM MANAGEMENT LLC (15.29K), OXFORD ASSET MANAGEMENT LLP (15.01K).
Horizon Technology Finance's 10 largest shareholders as of June 2026 include Morgan Stanley (1.06Mn), Bulldog Investors, LLP (658.62K), MARSHALL WACE, LLP (592.25K), Caprock Group, LLC (454.44K), Green Alpha Advisors, LLC (429.91K), Legal & General Group Plc (386.21K), Eagle Point Credit Management LLC (366.19K), Virtus Investment Advisers, LLC (252.46K), BLAIR WILLIAM & CO/IL (239.07K), Bank Of America Corp /De/ (225.73K) per Business Quant data.

Form 13F Holdings

110 Institutional Holders

Report period 30 Jun, 2026

Total shares held 7.96Mn

Of outstanding 12.26%

#	Institution	CIK	Shares Held	% of Outstanding	Change (QoQ)	Change (%)	Value (USD)
1	Morgan Stanley	0000895421	1,055,591	1.62%	▲1,008,154	+2,125.25%	$4.99Mn
2	Bulldog Investors, LLP	0001504304	658,617	1.01%	▲658,617	0.00%	$3.12Mn
3	MARSHALL WACE, LLP	0001318757	592,247	0.91%	▲420,469	+244.77%	$2.80Mn
4	Caprock Group, LLC	0001610769	454,442	0.70%	▲454,442	0.00%	$2.16Mn
5	Green Alpha Advisors, LLC	0001439207	429,913	0.66%	▼160,228	-27.15%	$2.03Mn
6	Legal & General Group Plc	0000764068	386,211	0.59%	▲57,556	+17.51%	$1.82Mn
7	Eagle Point Credit Management LLC	0001607203	366,194	0.56%	0	0.00%	$1.73Mn
8	Virtus Investment Advisers, LLC	0000019481	252,455	0.39%	▲108,487	+75.35%	$1.19Mn
9	BLAIR WILLIAM & CO/IL	0000902367	239,073	0.37%	▲239,073	0.00%	$1.13Mn
10	Bank Of America Corp /De/	0000070858	225,732	0.35%	▲164,779	+270.34%	$1.07Mn
11	Connecticut Wealth Management, LLC	0001689829	214,509	0.33%	▲698	+0.33%	$1.01Mn
12	UBS Group AG	0001610520	195,466	0.30%	▲51,330	+35.61%	$924.55K
13	BlackRock, Inc.	0002012383	180,902	0.28%	▲1,415	+0.79%	$855.67K
14	Arax Advisory Partners	0001586767	126,305	0.19%	▲126,305	0.00%	$597.42K
15	Apollon Wealth Management, LLC	0001764387	126,196	0.19%	▲126,196	0.00%	$596.91K
16	LaFleur & Godfrey LLC	0001387458	114,526	0.18%	▲114,526	0.00%	$541.71K
17	CAZ INVESTMENTS LP	0001159363	108,630	0.17%	▲108,630	0.00%	$513.82K
18	UMB Bank, n.a.	0000933429	107,470	0.17%	▲107,470	0.00%	$508.33K
19	Focus Partners Wealth	0001542153	100,593	0.15%	▲100,593	0.00%	$482.80K
20	AQR CAPITAL MANAGEMENT LLC	0001167557	91,368	0.14%	▲58,350	+176.72%	$432.17K

Showing 1 to 20 of 110 holders