In the last 12 months, insiders at Horizon Technology Finance made open-market purchases of $629,644 (144.98K shares) and sold no shares on the open market.
| # | Insider | Position | Direct | Indirect | Total | Share of Insiders | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Michael Balkin | Chief Executive Officer | 223,527 | 0 | 223,527 | 30.1% | 03 Jun, 2026 |
| 2 | Robert D. Jr. Pomeroy | Ceo And Chairman Of The Board | 172,821 | 8,717 | 181,538 | 24.4% | 12 Dec, 2022 |
| 3 | Gerald A. Michaud | President | 169,309 | 0 | 169,309 | 22.8% | 02 Dec, 2024 |
| 4 | Joseph J Savage | Director | 59,500 | 0 | 59,500 | 8.0% | 14 Nov, 2024 |
| 5 | Thomas J. Allison | Director | 56,617 | 0 | 56,617 | 7.6% | 11 Jun, 2026 |
| 6 | Daniel R. Trolio | Executive Vp And Cfo | 15,023 | 0 | 15,023 | 2.0% | 10 Jun, 2026 |
| 7 | Paul G Seitz | Chief Investment Officer | 12,242 | 0 | 12,242 | 1.6% | 10 Jun, 2026 |
| 8 | Kimberley Ann O'Connor | Director | 10,000 | 0 | 10,000 | 1.3% | 11 Jun, 2026 |
| 9 | Jonathan Joseph Goodman | Director | 0 | 8,312 | 8,312 | 1.1% | 10 Jun, 2026 |
| 10 | Edmund V. Mahoney | Director | 7,169 | 0 | 7,169 | 1.0% | 29 Sep, 2022 |
Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.
| Date | Insider | Position | Transaction | Shares | Price | Value | Shares Held After | Ownership |
|---|---|---|---|---|---|---|---|---|
| 09 Jun, 2026 | Thomas J. Allison | Director | Acquired P | 6,000 | $4.36 | $26.16K | 56,617 | Direct |
| 09 Jun, 2026 | Kimberley Ann O'Connor | Director | Acquired P | 10,000 | $4.37 | $43.70K | 10,000 | Direct |
| 09 Jun, 2026 | Paul G Seitz | Chief Investment Officer | Acquired P | 11,477 | $4.35 | $49.92K | 12,242 | Direct |
| 09 Jun, 2026 | Jonathan Joseph Goodman | Director | Acquired P | 6,000 | $4.33 | $25.95K | 8,312 | Indirect |
| 09 Jun, 2026 | Thomas J. Allison | Director | Acquired P | 6,000 | $4.36 | $26.16K | 55,926 | Direct |
| 10 Jun, 2026 | Daniel R. Trolio | Executive Vp And Cfo | Acquired P | 11,500 | $4.34 | $49.91K | 15,023 | Direct |
| 14 Apr, 2026 | Michael Balkin | Chief Executive Officer | Acquired A | 93,527 | — | — | 103,527 | Direct |
| 09 Jun, 2026 | Michael Balkin | Chief Executive Officer | Acquired P | 100,000 | $4.34 | $434.00K | 223,527 | Direct |
| 14 Apr, 2026 | Thomas J. Allison | Director | Acquired A | 49,926 | — | — | 49,926 | Direct |
| 14 Apr, 2026 | Paul G Seitz | Chief Investment Officer | Acquired A | 142 | — | — | 742 | Direct |
| 14 Apr, 2026 | Michael Balkin | Chief Executive Officer | Acquired A | 93,527 | — | — | 103,527 | Direct |
| 16 Dec, 2024 | Michael Balkin | Director | Acquired P | 20,000 | $8.53 | $170.60K | 20,000 | Indirect |
| 25 Nov, 2024 | Gerald A. Michaud | President | Acquired P | 8,000 | $9.31 | $74.52K | 169,309 | Direct |
| 13 Nov, 2024 | Joseph J Savage | Director | Acquired P | 5,000 | $9.35 | $46.75K | 55,000 | Direct |
| 14 Nov, 2024 | Joseph J Savage | Director | Acquired P | 4,500 | $9.20 | $41.40K | 59,500 | Direct |
| 05 Aug, 2024 | Jonathan Joseph Goodman | Director | Acquired P | 2,313 | $10.81 | $25.00K | 2,313 | Indirect |
| 05 Aug, 2024 | Michael Balkin | Director | Acquired P | 10,000 | $10.58 | $105.80K | 10,000 | Direct |
| 08 Mar, 2024 | Gerald A. Michaud | President | Acquired P | 3,650 | $11.77 | $42.96K | 156,244 | Direct |
| 20 Dec, 2022 | Gerald A. Michaud | President | Acquired P | 18,250 | $11.03 | $201.30K | 144,585 | Direct |
| 09 Dec, 2022 | Robert D. Jr. Pomeroy | Ceo And Chairman Of The Board | Acquired P | 4,000 | $13.03 | $52.12K | 172,821 | Direct |