Hennessy Advisors's three largest insider shareholders as of April 17, 2026 are Neil J Hennessy (Ceo, 2.07Mn shares), Neil J Hennessy (Ceo, 2.06Mn shares), Neil J Hennessy (Ceo, 2.05Mn shares).
| Holder | Position | Shares (Direct) | Shares (Indirect) | Report Date |
|---|---|---|---|---|
| Neil J Hennessy | Ceo | 0 | 2,066,944 | 13 Dec, 2023 |
| Neil J Hennessy | Ceo | 0 | 2,061,112 | 19 Sep, 2025 |
| Neil J Hennessy | Ceo | 2,050,973 | 0 | 01 Sep, 2023 |
| Henry Hansel | - | 220,125 | 0 | 19 Sep, 2025 |
| Teresa M Nilsen | President, Coo And Secretary | 150,823 | 0 | 19 Sep, 2025 |
| Rodger Offenbach | - | 0 | 113,298 | 19 Sep, 2025 |
| Rodger Offenbach | - | 105,573 | 0 | 07 Sep, 2023 |
| Daniel G Libarle | - | 102,900 | 0 | 27 Dec, 2022 |
| Daniel G Libarle | - | 0 | 74,092 | 14 Dec, 2023 |
| Kathryn Fahy | Svp And Cfo | 70,689 | 0 | 11 Dec, 2025 |
| Daniel G Libarle | - | 0 | 63,810 | 19 Sep, 2025 |
| Thomas L Seavey | - | 56,029 | 0 | 19 Sep, 2025 |
| Susan Weber Pomilia | - | 49,887 | 0 | 19 Sep, 2025 |
| Daniel B Steadman | Executive Vp | 36,574 | 0 | 29 Dec, 2025 |
| Oriordan Lydia D Knight | - | 21,300 | 0 | 19 Sep, 2025 |
| Kiera Newton | - | 16,294 | 0 | 31 Dec, 2025 |
| Teresa M Nilsen | President, Coo And Secretary | 0 | 13,425 | 31 Mar, 2025 |
| Daniel B Steadman | Executive Vp | 0 | 2,250 | 09 Dec, 2025 |
| Daniel B Steadman | Executive Vp | 0 | 1,750 | 26 Dec, 2024 |
* Please note that the shares above only reflect shares from the fund portfolio and the institutional portfolio. Shares from the personal portfolio are excluded from this Institutional Ownership Page. See these insiders' latest transactions here on Insider Page.
| Transaction Date | Insider Name | Security Class | Transaction Type | Shares Traded | Price | Shares Remaining | Ownership | Code |
|---|---|---|---|---|---|---|---|---|
| 30 Dec, 2025 | Kiera Newton | Common Stock | D | 571 | $9.35 | 16,294 | D | S |
| 26 Dec, 2025 | Daniel B Steadman | Common Stock | D | 750 | $0.00 | 36,574 | D | G |
| 10 Dec, 2025 | Kathryn Fahy | Common Stock | D | 2,000 | $0.00 | 70,689 | D | G |
| 08 Dec, 2025 | Daniel B Steadman | Common Stock | D | 500 | $0.00 | 37,324 | D | G |
| 08 Dec, 2025 | Daniel B Steadman | Common Stock | A | 500 | $0.00 | 2,250 | I | G |
| 29 Sep, 2025 | Kiera Newton | Common Stock | D | 390 | $10.73 | 16,865 | D | S |
| 23 Sep, 2025 | Kiera Newton | Common Stock | D | 3 | $11.00 | 17,255 | D | S |
| 18 Sep, 2025 | Susan Weber Pomilia | Common Stock | A | 5,600 | $0.00 | 49,887 | D | A |
| 18 Sep, 2025 | Oriordan Lydia D Knight | Common Stock | A | 5,600 | $0.00 | 21,300 | D | A |
| 18 Sep, 2025 | Daniel G Libarle | Common Stock | A | 2,800 | $0.00 | 63,810 | I | A |
| 18 Sep, 2025 | Teresa M Nilsen | Common Stock | A | 19,700 | $0.00 | 159,823 | D | A |
| 18 Sep, 2025 | Daniel B Steadman | Common Stock | A | 9,400 | $0.00 | 40,832 | D | A |
| 18 Sep, 2025 | Henry Hansel | Common Stock | A | 5,600 | $0.00 | 220,125 | D | A |
| 18 Sep, 2025 | Neil J Hennessy | Common Stock | A | 19,700 | $0.00 | 2,070,112 | I | A |
| 18 Sep, 2025 | Rodger Offenbach | Common Stock | A | 2,800 | $0.00 | 113,298 | I | A |
| 18 Sep, 2025 | Kiera Newton | Common Stock | A | 5,600 | $0.00 | 17,258 | D | A |
| 18 Sep, 2025 | Thomas L Seavey | Common Stock | A | 5,600 | $0.00 | 56,029 | D | A |
| 18 Sep, 2025 | Kathryn Fahy | Common Stock | A | 12,500 | $0.00 | 76,711 | D | A |
| 18 Sep, 2025 | Teresa M Nilsen | Common Stock | D | 9,000 | $11.08 | 150,823 | D | F |
| 18 Sep, 2025 | Neil J Hennessy | Common Stock | D | 9,000 | $11.08 | 2,061,112 | I | F |