Heritage Global HGBL Insider Ownership

NASDAQ HGBL

$1.27 -0.01 (-0.78%)

At close: Oct 20, 2026 · 4:00 PM EDT

Insider Holdings by Owner

12.23Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

14.53%

▲+0.253% pp QoQ

Shares Held by Insiders

5.03Mn

filed for Sep 2026

▲+1.77% QoQ

Shares Outstanding

34.64Mn

34,639,445 shares

Direct Holdings

4.73Mn

Indirect: 300.00K

Net Shares Traded (QoQ)

+87.50K

net buying in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 10, 2026

Over the past 12 months, Heritage Global insiders bought $529,925 of stock on the open market (416K shares) and sold $440,151 (331.14K shares).

A count shows 4 insiders buying HGBL stock on the open market over the past 12 months and 2 insiders selling.
Among Heritage Global's insiders, the largest open-market purchases in the past 12 months were by William L. Burnham (Director), totaling $399,000 (300K shares), most recently on September 25, 2026.
On the sell side, Ross Dove (CEO) led open-market sales of Heritage Global stock over the past 12 months with $399,000 (300K shares), most recently on September 25, 2026.
The latest open-market trade in HGBL stock by an insider was a sale of 2.5K shares for $3,175 by James Edward Sklar (EVP, General Counsel & Secretary) on October 1, 2026.
Outside the open market, Heritage Global insiders received 20K shares in stock awards and acquired 31.88K shares through option exercises and conversions over the past 12 months.
According to Business Quant data, insiders at Heritage Global reported 5.03Mn shares in total in their latest Form 4 filings, up 1.72% from 4.95Mn shares at the end of Q2 2026 and up 8.64% from 4.63Mn shares at the end of Q3 2025.
Indirect holdings, through trusts, partnerships, family members and other entities, make up 5.96% (300K shares) of Heritage Global's insider total, with the other 94.04% (4.73Mn shares) held directly.
Per Business Quant, 12 insiders of HGBL hold shares, counting officers, directors and 10% owners who have filed a Form 4 in the past two years.
Heritage Global's top three insider holders by shares held are Ross Dove (CEO, 2.02Mn shares), David Van Ludwig (President of Subsidiary, 900.48K shares) and William L. Burnham (Director, 370K shares).
Ross Dove alone accounts for 40.19% of the shares held by Heritage Global insiders.
Institutions held 34.14% of Heritage Global's outstanding shares in their Q2 2026 13F filings, insiders about 14.52% based on their latest Form 4 filings, and other investors, including the public, the remaining 51.34%.
Over the trailing 12 months, 11 insiders reported transactions in HGBL stock across 21 Form 4 filings.
Insider figures for HGBL include Form 4 filings through October 2, 2026.

Form 4 Holdings

Insiders Holding HGBL

Insiders 15

Shares held 12.23Mn

Of outstanding 35.30%

#	Insider	Position	Direct	Indirect	Total	Share of Insiders	Last Filed
1	Capital Partners, Lp Topline	TenPercentOwner	3,617,885	0	3,617,885	29.6%	18 Apr, 2023
2	Capital Management, Llc Topline	Other	0	3,617,885	3,617,885	29.6%	18 Apr, 2023
3	Ross Dove	Ceo	2,021,917	0	2,021,917	16.5%	29 Sep, 2026
4	David Van Ludwig	President Of Subsidiary	900,479	0	900,479	7.4%	12 Mar, 2025
5	Samuel L Shimer	Director	352,500	0	352,500	2.9%	26 Mar, 2026
6	William L Burnham	Director	0	300,000	300,000	2.5%	29 Sep, 2026
7	Michael Hexner	Director	272,104	0	272,104	2.2%	26 Mar, 2026
8	James Edward Sklar	Evp, Gen Counsel Secretary	252,391	0	252,391	2.1%	02 Oct, 2026
9	Brian J. Cobb	Cfo	245,353	0	245,353	2.0%	20 Aug, 2026
10	Thomas Van Ludwig	President, Nlex	222,608	0	222,608	1.8%	18 May, 2026
11	Nicholas Kirk Dove	President, Industrial Assets	186,000	0	186,000	1.5%	17 Aug, 2026
12	Barbara A Sinsley	Director	101,300	0	101,300	0.8%	26 Mar, 2026
13	Kelly S Sharpe	Director	95,800	0	95,800	0.8%	27 Mar, 2026
14	Shirley Cho	Director	30,000	0	30,000	0.2%	03 Apr, 2023
15	Bruce Kenneth Hounsell	President, Heritage Debtx Llc	10,000	0	10,000	0.1%	17 Aug, 2026

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

484 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
01 Oct, 2026	James Edward Sklar	Evp, Gen Counsel Secretary	Disposed S	2,500	$1.27	$3.18K	252,391	Direct
25 Sep, 2026	Ross Dove	Ceo	Disposed S	300,000	$1.33	$399.00K	2,021,917	Direct
25 Sep, 2026	William L Burnham	Director	Acquired P	300,000	$1.33	$399.00K	300,000	Indirect
01 Sep, 2026	James Edward Sklar	Evp, Gen Counsel Secretary	Disposed S	2,500	$1.27	$3.18K	254,891	Direct
20 Aug, 2026	Brian J. Cobb	Cfo	Acquired P	20,000	$1.10	$22.00K	245,353	Direct
17 Aug, 2026	Bruce Kenneth Hounsell	President, Heritage Debtx Llc	Acquired P	10,000	$1.14	$11.40K	10,000	Direct
17 Aug, 2026	Nicholas Kirk Dove	President, Industrial Assets	Acquired P	60,000	$1.10	$65.94K	186,000	Direct
21 May, 2026	Nicholas Kirk Dove	President, Industrial Assets	Acquired P	26,000	$1.22	$31.59K	126,000	Direct
14 May, 2026	Thomas Van Ludwig	President, Nlex	Acquired M	31,875	$0.70	$22.31K	246,527	Direct
14 May, 2026	Thomas Van Ludwig	President, Nlex	Acquired F	23,919	$1.22	$29.18K	222,608	Direct
14 May, 2026	Thomas Van Ludwig	President, Nlex	Disposed M	31,875	$0.00	$0	85,000	Direct
01 May, 2026	James Edward Sklar	Evp, Gen Counsel Secretary	Disposed S	3,734	$1.33	$4.97K	257,391	Direct
01 Apr, 2026	James Edward Sklar	Evp, Gen Counsel Secretary	Disposed S	3,734	$1.35	$5.04K	261,125	Direct
05 Mar, 2026	Kelly S Sharpe	Director	Acquired A	20,000	$0.00	$0	95,800	Direct
05 Mar, 2026	Samuel L Shimer	Director	Acquired A	20,000	$0.00	$0	352,500	Direct
05 Mar, 2026	William L Burnham	Director	Acquired A	20,000	$0.00	$0	70,000	Direct
05 Mar, 2026	Michael Hexner	Director	Acquired A	20,000	$0.00	$0	272,104	Direct
05 Mar, 2026	Barbara A Sinsley	Director	Acquired A	20,000	$0.00	$0	101,300	Direct
02 Mar, 2026	James Edward Sklar	Evp, Gen Counsel Secretary	Disposed S	3,734	$1.30	$4.85K	264,859	Direct
02 Feb, 2026	James Edward Sklar	Evp, Gen Counsel Secretary	Disposed S	3,734	$1.37	$5.12K	268,593	Direct

Showing 1 to 20 of 484 transactions