Happen HAPN Insider Ownership

NASDAQ HAPN

$14.70 +0.13 (+0.86%)

As of: Oct 21, 2026 · 10:39 AM EDT

Insider Holdings by Owner

3.21Mn Shares

Insider Ownership Statistics

as of 30 Sep, 2026

Insider Ownership

2.17%

▼-0.162% pp QoQ

Shares Held by Insiders

2.50Mn

filed for Sep 2026

▼-6.96% QoQ

Shares Outstanding

115.41Mn

115,407,464 shares

Direct Holdings

2.49Mn

Indirect: 12.00K

Net Shares Traded (QoQ)

-187.20K

net selling in Sep 2026

Insiders Holding Shares

with Form 4 holdings on file

Shares Owned by Insiders

Shares held % of outstanding

Latest —

Average ownership —

Peak ownership —

Shares Purchased/Sold by Insiders

Bought Sold

Latest quarter —

Net over range —

Buying quarters —

Insider Ownership Summary

Updated Oct 10, 2026

Over the past year, HAPN insiders sold $10.01 million of stock (525.63K shares) on the open market and bought none.

Counted by insider, open-market selling of HAPN stock in the past 12 months came from 6 insiders, with no insider buying.
Fergal Stack (SVP, Corporate Controller) led open-market sales of Happen stock over the past 12 months with $4.32 million (225K shares), most recently on August 20, 2026.
Happen's latest insider trade on the open market was a sale of 7.15K shares for $119,229 by Erin Selleck (Director) on September 15, 2026.
Away from the open market, HAPN insiders received 413.77K shares in stock awards, acquired 971.26K shares through option exercises and conversions, gave up 718.77K shares to cover taxes or exercise prices and gave away 3K shares as gifts over the last 12 months.
According to Business Quant data, insiders at Happen reported 2.5Mn shares in total in their latest Form 4 filings, down 6.96% from 2.69Mn shares at the end of Q2 2026.
Of the 2.5Mn shares held by Happen insiders, 2.49Mn shares (99.52%) are held directly and 12K shares (0.48%) indirectly, through trusts, partnerships, family members and other entities.
Business Quant counts 15 insiders with holdings in Happen stock, among the officers, directors and 10% owners who have filed a Form 4 in the past two years.
Happen's three largest insider shareholders, based on their latest Form 4 filings, are Scott Sanborn (CEO, 1.46Mn shares), Annie Armstrong (Chief Risk Officer, 388.27K shares) and Andrew Labenne (Chief Financial Officer, 245.62K shares).
The largest insider, Scott Sanborn, holds 58.45% of HAPN's insider total.
Institutional investors held 90.22% of Happen stock at the end of Q2 2026, while the latest Form 4 filings of its insiders account for about 2.17%; other investors, including the public, hold roughly 7.61%.
A total of 64 Form 4 filings with transactions in Happen stock were made over the past 12 months, by 15 insiders.
Insider figures for HAPN include Form 4 filings through September 17, 2026.

Form 4 Holdings

Insiders Holding HAPN

Insiders 20

Shares held 3.21Mn

Of outstanding 2.78%

#	Insider	Position	Direct	Total	Share of Insiders	Last Filed
1	Scott Sanborn	Ceo	1,462,774	1,462,774	45.6%	27 Aug, 2026
2	Annie Armstrong	Chief Risk Officer	388,268	388,268	12.1%	27 Feb, 2026
3	Ronnie Momen	Bank Chief Business Officer	272,907	272,907	8.5%	29 May, 2024
4	Andrew Labenne	Chief Financial Officer	233,617	233,617	7.3%	27 Aug, 2026
5	Brandon Pace	Chief Administrative Officer	215,369	215,369	6.7%	29 Aug, 2023
6	Valerie Kay	Bank Chief Capital Officer	189,131	189,131	5.9%	28 Feb, 2023
7	Jordan Cheng	General Counsel Secretary	106,413	106,413	3.3%	04 Sep, 2026
8	Erin Selleck	Director	75,380	75,380	2.3%	17 Sep, 2026
9	Steven C Mattics	Bank Chief Lending Officer	65,255	65,255	2.0%	27 Aug, 2026
10	Fergal Stack	Svp, Corporate Controller	43,888	43,888	1.4%	27 Aug, 2026
11	Thomas W Casey	Chief Financial Officer	28,566	28,566	0.9%	01 Mar, 2022
12	John C. Morris	Director	19,121	19,121	0.6%	05 Jun, 2025
13	Stephen M Cutler	Director	13,715	13,715	0.4%	04 Jun, 2026
14	Allan R Landon	Director	13,715	13,715	0.4%	04 Jun, 2026
15	Syed Faiz Ahmad	Director	13,715	13,715	0.4%	04 Jun, 2026
16	Kathryn Reimann	Director	13,715	13,715	0.4%	04 Jun, 2026
17	Janey Whiteside	Director	13,715	13,715	0.4%	04 Jun, 2026
18	Michael P Zeisser	Director	13,715	13,715	0.4%	04 Jun, 2026
19	Timothy J Mayopoulos	Director	13,715	13,715	0.4%	04 Jun, 2026
20	Patricia J Mccord	Director	12,423	12,423	0.4%	06 Jun, 2022

Each row is that insider’s most recently reported position, from Form 4 filings over the last 60 months — which is why this total does not tie to the quarterly series above, where a quarter counts only the insiders who filed in it. Shares held through a fund or institutional portfolio are counted on the institutional ownership page instead.

Form 4 Filings

3,182 Insider Transactions

Source SEC Form 4

Latest quarter Sep 2026

Date	Insider	Position	Transaction	Shares	Price	Value	Shares Held After	Ownership
15 Sep, 2026	Erin Selleck	Director	Disposed S	7,148	$16.68	$119.23K	75,380	Direct
03 Sep, 2026	Jordan Cheng	General Counsel Secretary	Disposed S	2,800	$17.56	$49.17K	106,413	Direct
04 Sep, 2026	Erin Selleck	Director	Disposed S	2,057	$17.41	$35.81K	82,528	Direct
25 Aug, 2026	Andrew Labenne	Chief Financial Officer	Acquired M	12,274	$0.00	$0	233,300	Direct
25 Aug, 2026	Jordan Cheng	General Counsel Secretary	Acquired M	5,728	$0.00	$0	108,302	Direct
25 Aug, 2026	Fergal Stack	Svp, Corporate Controller	Acquired M	3,117	$0.00	$0	43,094	Direct
25 Aug, 2026	Steven C Mattics	Bank Chief Lending Officer	Acquired M	21,034	$0.00	$0	72,773	Direct
25 Aug, 2026	Scott Sanborn	Ceo	Acquired M	13,151	$0.00	$0	1,491,714	Direct
25 Aug, 2026	Scott Sanborn	Ceo	Acquired M	8,045	$0.00	$0	1,499,759	Direct
25 Aug, 2026	Fergal Stack	Svp, Corporate Controller	Acquired M	1,907	$0.00	$0	45,001	Direct
25 Aug, 2026	Steven C Mattics	Bank Chief Lending Officer	Acquired M	6,179	$0.00	$0	78,952	Direct
25 Aug, 2026	Andrew Labenne	Chief Financial Officer	Acquired M	7,509	$0.00	$0	240,809	Direct
25 Aug, 2026	Jordan Cheng	General Counsel Secretary	Acquired M	3,504	$0.00	$0	111,806	Direct
25 Aug, 2026	Fergal Stack	Svp, Corporate Controller	Acquired M	1,569	$0.00	$0	46,570	Direct
25 Aug, 2026	Jordan Cheng	General Counsel Secretary	Acquired M	2,884	$0.00	$0	114,690	Direct
25 Aug, 2026	Scott Sanborn	Ceo	Acquired M	6,621	$0.00	$0	1,506,380	Direct
25 Aug, 2026	Andrew Labenne	Chief Financial Officer	Acquired M	6,179	$0.00	$0	246,988	Direct
25 Aug, 2026	Steven C Mattics	Bank Chief Lending Officer	Disposed F	13,697	$18.25	$249.97K	65,255	Direct
25 Aug, 2026	Jordan Cheng	General Counsel Secretary	Disposed F	5,477	$18.25	$99.96K	109,213	Direct
25 Aug, 2026	Fergal Stack	Svp, Corporate Controller	Disposed F	2,682	$18.25	$48.95K	43,888	Direct

Showing 1 to 20 of 3,182 transactions